Abstract
Background: Sleep apnea (SA) has been linked to an increased risk of dementia in numerous
observational studies; whether this is driven by neurodegenerative, vascular or other mechanisms
is not clear. We sought to examine the bidirectional causal relationships between SA, Alzheimer’s
disease (AD), coronary artery disease (CAD) , and ischemic stroke using Mendelian
randomization (MR).
Methods
Using summary statistics from four recent, large genome -wide association studies of
SA (n=523,366), AD (n=64,437), CAD (n=1,165,690), and stroke (n=1,308,460), we conducted
bidirectional two -sample MR analyses. Our primary analytic method was f ixed-effects inverse
variance weighted MR; diagnostics tests and sensitivity analyses were conducted to verify the
robustness of the results.
Results
We identified a significant causal effect of S A on the risk of CAD (odds ratio (OR IVW)
=1.35 per log-odds increase in SA liability, 95% confidence interval (CI) =1.25-1.47) and stroke
(ORIVW=1.13, 95% CI =1.01-1.25). These associations were somewhat attenuated after excluding
single-nucleotide polymorphisms associated with body mass index ( BMI) (ORIVW=1.26, 95% CI
=1.15-1.39 for CAD risk; OR IVW=1.08, 95% CI =0.96-1.22 for stroke risk ). SA was not causally
associated with a higher risk of AD (OR IVW=1.14, 95% CI =0.91-1.43). We did not find causal
effects of AD, CAD, or stroke on risk of SA.
Conclusions
These results suggest that SA increased the risk of CAD, and the identified causal
association with stroke risk may be confounded by BMI. Moreover, no causal effect of SA on AD
risk was found. Future studies are warranted to investigate cardiovascular pathways between
sleep disorders, including SA, and dementia.
Keywords
sleep apnea; Alzheimer’s disease; cardiovascular diseases; coronary artery disease;
stroke; mendelian randomization; causal inference
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
3
Introduction
Sleep apnea (SA), a common respiratory disorder in the elderly, has been linked to an
increased risk of dementia in numerous epidemiological studies (1–3). However, the types of
dementia associated with SA remain uncertain. Some studies have suggested an association
between SA and Alzheimer’s disease (AD) (1,4,5), whereas others have highlighted a link with
vascular dementia (1,3). Currently, two main mechanistic pathways are hypothesized. Firstly, SA
may promote the accumulation of AD proteins such as amyloid-β and tau proteins in the brain (6–
8). Secondly, SA may increase the risk of cardiovascular disease (CVD) (9) and CVD risk factors,
which are themselves established risk factors for dementia (10,11). However, these hypotheses
primarily rely on findings from observational studies which are limited by biases including residual
confounding and reverse causality . Moreover, it is difficult to differentiate between
neurodegenerative and cerebrovascular pathways since mixed pathology is often more prevalent
than pure forms of AD (12), especially with increasing age . Clarifying the causality between SA
and AD and CVD might help understanding the biological mechanisms underlying the SA-
dementia relationship, which is an important research area given the potential of sleep as a
modifiable factor to prevent dementia.
Mendelian randomization (MR) is a method that estimates causal effects by leveraging
naturally randomized genetic variation. This approach limits confounding bias due to the random
assignment of genes at conception and minimizes reverse causality bias because diseases
cannot affect an individual’s germline genetic variation. In the literature, two previous MR studies
did not detect a causal effect of SA on AD (13,14), whereas heterogeneous results have been
found for SA and CVD outcomes (15–20). These studies were limited by use of older genome-
wide association study (GWAS) datasets, low-powered genetic instruments for SA (14), and lack
of investigation into potential reverse causal associations (16–20). Furthermore, SA may also be
a consequence of AD and CVDs (9,21), and so new approaches are needed to better understand
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
4
the potential bidirectionality of these relationships. Therefore, our goal was to examine the
bidirectional causal relationships between SA and the risks of AD and CVDs (coronary artery
disease (CAD) and stroke) by performing MR analyses using the most recent GWAS available.
Methods
Study design and data sources
We conducted t his MR study using summary -level data obtained from large, recent, and
publicly accessible GWAS (Supplementary Table S1). All GWAS were restricted to European
ancestry to minimize potential bias due to population stratification , and ethical approval was
granted in original studies.
For the exposure, we obtained GWAS summary statistics (GWAS-SS) from the most recent
and largest GWAS on SA (n = 523,366 from five cohorts, including 20,008 SA cases) (22). This
GWAS used a multi-trait analysis approach to enhance statistical power, leveraging the high
genetic correlations between SA and snoring. SA cases were identified using the International
Classification of Diseases (ICD) 9/10 Revision diagnostic codes from electronic health records or
self-reported data (either through diagnostic information or answer to the item “stop breathing
during sleep”) . All cohorts included age, sex, genotype batch (where relevant), and genetic
ancestry principal components derived from genotype data as covariates.
Genetic variants association estimates with the risk of late-onset AD, CAD, and stroke were
used as the outcomes. For AD, we used GWAS-SS from the largest available GWAS of clinically
diagnosed AD, conducted by the International Genomics of Alzheimer’s Project (n = 94,437) (23).
For CAD, GWAS-SS were taken from the latest GWAS available combining eight cohorts with the
CARDIoGRAMplusC4D consortium (n = 1,165,690) (24). For stroke, we obtained GWAS-SS from
the GIGASTROKE consortium, the latest and largest GWAS available (n = 1,308,460) (25)
(Supplementary Table S1).
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
5
Selection of instrumental variables
To estimate causal effects, MR analysis uses genetic variants as instrumental variables (IVs),
which must satisfy three core assumptions : (i) the IVs should be associated with the exposure
(relevance); (ii) the IVs should not be associated with any confounding factors (independence);
and (iii) the IVs should affect the outcome solely through their impact on the exposure (exclusion-
restriction) (26). Based on these assumptions, we identified IVs as independent single-nucleotide
polymorphisms (SNPs) that were significantly associated with SA at a genome-wide level (p-value
0.001, 10 MB window, using the 1000 Genomes Project as the
European reference panel). We calculated the F-statistic for the exposure to evaluate the strength
of the IVs , as previously described (27). Then, w e extracted these IVs in each of the three
outcome GWAS datasets . If a specific SNP was not present, we used a proxy SNP with high
linkage disequilibrium (r2 > 0.8, using a European refere nce). To ensure consistency , we
harmonized the exposure and outcome GWAS datasets so that the effect s corresponded to the
same alleles. Finally, we applied additional filtering criteria, removing palindromic and ambiguous
SNPs (minor allele frequency >0.42) as well as SNPs with incompatible alleles (26). SNPs
showing genome-wide significance for the outcome were also excluded from the analyses (28).
For the analyses involving AD, we further excluded variants located ± 250 kb from the APOE ε4
defining SNP , rs429358, due to its pleiotropic nature which represents a violation of the exclusion-
restriction assumption (29).
Statistical analysis
We conducted two-sample MR analyses to estimate the causal effects of genetically predicted
SA on the risk of AD, CAD, and stroke. Fixed-effects inverse variance weighted (IVW) approach
was carried out as the primary method. To evaluate if the causal estimates were robust to
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
6
violations of MR assumptions, diagnostics tests were performed. We employed the MR-Egger
regression intercept test to assess for directional horizontal pleiotropy (26), while Cochran’s Q
test was used to estimate between-SNP heterogeneity in the estimate of the causal effect .
Moreover, t he impact of outlier genetic instruments was assessed by two methods: (i) we
performed leave-one-out analysis (for IVW and MR -Egger approaches), excluding one IV at a
time, to explore the contribution of individual SNPs to the overall effects ; and (ii) we conducted
radial-MR analysis (“RadialMR” version 1.1 package) to identify data points with large
contributions to Cochran’s Q statistic, and we used PhenoScanner (r2 > 0.8, using a European
reference) to obtain further information on these SNPs. Detected outliers were removed from the
analyses. If diagnostics issues were identified, s ensitivity analyses using MR-Egger, weighted
median, and weighted mode methods were applied . Random-effects IVW method was also
performed in a supplementary analysis. Additionally, if significant causal associations were
observed, three further sensitivity analyses were carried out. First, to address any potential bias
from sample overlap between the exposure and outcome datasets, cross-trait linkage
disequilibrium score regression was performed, allowing us to calculate the corrected IVW causal
effect estimate using the “MRlap” version 0.0.3 package (30). Second, considering the well-known
associations between obesity and SA (31) and the potential strong confounding effect of obesity
in the SA-CVD association (Supplementary Figure S1), multivariable MR (MVMR) analysis using
the IVW approach was conducted, adjusting for genetically predicted body mass index (BMI) (see
Supplementary Table S1 for GWAS-SS details) (32). Third, due to the low statistical power in the
MVMR analyses, we also assessed the impact of obesity on the results by excluding the SNPs
associated with BMI at a genome-wide level (p-value < 5x10-8) in any BMI GWAS dataset. These
SNPs were identified via online PhenoScanner. Finally, we explored potential reverse causation
by conducting MR analyses in the reverse direction, wi th the SA phenotype as the outcome and
AD and CVDs as the exposures. All statistical analyses were carried out using R version 4.3.0 ,
with the “TwoSampleMR” version 0.5.7 package (26). Codes is publicly accessible online
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
7
(https://github.com/ccavailles/Sleep-apnea-AD-MR;https://github.com/ccavailles/Sleep-apnea-
CAD-MR; https://github.com/ccavailles/Sleep-apnea-stroke-MR).
Results
We used 32 genetic variants associated with SA as IVs in this MR analysis . In each analysis
involving CAD and stroke, one SNP was excluded respectively due to its identification as an
outlier. The SNPs used as IVs, their harmonized effects, the identified outliers, and the BMI -
associated SNPs are displayed in Supplementary Tables S2 and S3. Supplementary Figures S2
to S7 show the results from leave -one-out and radial-MR analyses. Results using the random -
effects IVW approach are presented in Supplementary Table S4 as they were similar to the ones
obtained with the fixed-effects IVW method.
Causal effects between SA and AD
Genetically predicted SA did not influence the risk of AD (odds ratio (OR IVW) = 1.14 per log-
odds increase in SA liability , 95% confidence interval (CI) = 0.91-1.43; Table 1 and Figure 1 ).
There was no evidence of heterogeneity (Cochran’s Q statistic, p-value = 0.09) or pleiotropy (MR-
Egger intercept, p-value = 0.36) effects were observed. In the reverse direction, genetically
predicted AD did not influence the risk of SA (ORIVW = 1.01, 95% CI = 0.99 -1.02; Table 1 and
Figure 2).
Causal effects between SA and CAD
Genetically predicted SA was associated with higher risk of CAD (OR IVW = 1.35, 95% CI =
1.25-1.47; Table 1 and Figure 1). Heterogeneity was detected (Figure 1), but MR sensitivity
analyses were significant, except for the MR -Egger estimate, and were consistent in effect
direction. A significant difference between observed and corrected effects was found in the
analysis correcting for samp le overlap . After correction, genetically predicted SA was still
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
8
significantly associated with higher risk of CAD, although the estimate was somewhat attenuated
(ORIVW-corrected = 1.13, 95% CI = 1.06 -1.20). In the MVMR analysis adjusting for BMI, the causal
relationship became nonsignificant (ORIVW = 1.05, 95% CI = 0.92-1.21; Supplementary Table S5).
However, this specific analysis was limited by weak instruments (conditional F -statistics <10)
which represents a violation of the relevance MR assumption. Therefore, we explored the impact
of excluding the BMI-associated SNPs on the results and found that genetically predicted SA still
significantly increased the risk of CAD (ORIVW = 1.26, 95% CI = 1.15-1.39; Supplementary Table
S6). In the bidirectional analysis, a significant causal effect of geneticall y predicted CAD on SA
risk was found using the IVW approach ( ORIVW = 1.02, 95% CI = 1.00 -1.03; Table 1 and Figure
2). However, there was evidence of heterogeneity, and all the sensitivity analyses were
nonsignificant, suggesting a potential bias in the IVW causal estimate.
Causal effects between SA and stroke
We found a significant causal effect of genetically predicted SA on stroke (ORIVW = 1.13, 95%
CI = 1.01 -1.25; Table 1 and Figure 1 ); there was no evidence of heterogeneity (Cochran’s Q
statistic, p -value = 0. 43) or pleiotropy as evidenced by the Egger intercept (p-value = 0.29) .
Analysis correcting for sample overlap did not reveal a significant difference between observed
and corrected effects, suggesting that the IVW estimate are not biased by sample overlap. In the
MVMR analysis adjusting for BMI, the causal relationship became non-significant (ORIVW = 1.03,
95% CI = 0.91 -1.16; Supplementary Table S5) suggesting that BMI could confound the
association; but this analysis was limited by weak instruments (conditional F-statistics <10). After
excluding the BMI-associated SNPs, the causal effect also became non-significant (ORIVW = 1.08,
95% CI = 0.96-1.22; Supplementary Table S6). Finally, the bidirectional MR analysis indicated no
causal effect for genetically predicted stroke on the risk of SA (ORIVW = 1.01, 95% CI = 0.98-1.04;
Table 1 and Figure 2).
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
9
Discussion
Using the most recent GWAS datasets available, t his MR study revealed that genetically
predicted SA increased the risk of CAD, while the causal association with stroke risk may be
confounded by BMI . Furthermore, f indings do not support evidence of a causal link between
genetically predicted SA and AD risk . In the bidirectional analyses, no causal effect s were
observed for genetically predicted AD, CAD, or stroke on the risk of SA. Taken together, these
findings suggest that cerebrovascular pathology may play a more important role than AD
pathology in the relationship between SA and dementia.
Numerous observational studies have established a link between SA and an increased risk of
cognitive impairment and all -cause dementia (1–3,33). However, it remains controversial which
type of dementia is driving this association. Some studies have found an association between SA
and AD (1,4,5), whereas others have not (34). Moreover, very few studies have investigated the
association between SA and vascular dementia, also reporting conflicting findings (1,3,35). These
discrepancies might be due in part to the limitations of observational studies which are more prone
to several sources of bias (e.g., confounders bias and reverse causality). In this study, we used a
MR approach to overcome these limitations. We did not yield evidence supporting a causal effect
of SA on AD, aligning with the results of the two previous MR studies examining this causal
relationship (13,14). However, our findings suggest that cerebrovascular pathology would be a
more important pathway in the SA-dementia relationship. This is consistent with the well -
established vascular risk factors of dementia (10,11,36) as well as the vascular consequences of
SA (9).
Notably, most observational studies, but not all (37,38), have reported an association between
SA and increased risk of CAD and stroke (39–41). In contrast, previous MR studies did not
establish a causal effect of SA on stroke risk (15–18), whereas results for CAD were mixed
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
10
(15,16,19,20). Specifically, SA did not increase the risk of CAD in two MR studies (16,19), while
a suggestive association was observed in two other studies (15,20). Our findings contribute to the
literature by highlighting a strong causal relationship between genetically predicted SA and higher
risk of CAD, and by showing that the causal association with stroke risk was confounded by BMI.
These differences may be attributable to the use of smaller GWAS datasets for the exposure
and/or outcomes in previous MR studies, along with a limited number of valid IVs.
Given the strong genetic correlation between SA and obesity, accounting for BMI is important
as their pathways leading to CVDs may be confounded. Indeed, the role of BMI in the SA-CVDs
associations remains controversial. In observational studies, some research has shown
associations between SA, CAD, and stroke independently of BMI (37,38,40), while some others
have not (37,41,42). Similarly, we found that genetically predicted SA increased the risk of CAD
independently of BMI , while the causal effect of genetically predicted SA on stroke risk was
confounded by BMI. Further studies with higher statistical power are warranted to replicate these
results. Although we do not have a clear explanation for these differences , our results primarily
hallmark the important role of BMI and suggest that it may explain the entirety (e.g., stroke risk)
or only a part (e.g., CAD) of the SA-CVD association. SA might impact CVDs through several
mechanisms including , but not limited to, intermittent hypoxia, oxidative stress, inflammation,
endothelial dysfunction, white matter lesions, and atherosclerosis (2,9).
Overall, these findings suggest a greater role for cerebrovascular pathology than AD
pathology in the relationship between SA and dementia. This observation aligns with mounting
evidence involving vascular damage , such as infarcts and white matter changes , as a common
feature in various types of dementia (12,43). It il also consistent with the importance of vascular
cognitive impairment and dementia (44), underscoring the complex interplay between
neurodegenerative and vascular mechanisms. Future studies should investigate these causal
relationships using amyloid/tau and cerebrovascular phenotypes rather than clinical phenotypes.
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
11
While it remains possible that both pathologies contribute to dementia in varying degrees,
addressing vascular risk factors and SA through lifestyle modifications and medical interventions
may be an important strategy in reducing the risk of dementia (45,46).
Strengths of our study include a bidirectional MR approach allowing a better understanding of
the direction of the causal effect s, the use of large-scale GWAS-SS, a small magnitude of weak
instrument bias in the main analyses (F-statistics of the IVs were greater than 10 for all
exposures), and multiple sensitivity analyses to confirm the robustness of the results . However,
our findings should be interpreted in light of several limitations. First, considering SA is a binary
exposure, our estimates represent the average causal effects in “com pliers” (i.e., individuals for
whom SA would be present if they have the genetic variant and absent otherwise) (47). Therefore,
estimates should be interpreted as the effect of liability to SA on the outcome, rather than exact
causal effect. Second, since SA was evaluated from primary care records or self -reported data,
underdiagnosis is possible which might bias the results of the associations between the genetic
variants and SA towards the nulls. Third, potential bias toward observational associations might
be present when the exposure and the outcome data sets overlap (48). To address this, we
performed a cross-trait linkage disequilibrium score regression analysis to verify the reliability of
the identified causal effect of SA on CAD and stroke risks (around 20% overlap for both datasets),
and results remained unchanged. Fourth, despite the use of the largest and more recent GWAS
datasets available, we didn’t have enough statistical power to report robust conclusions in the
MVMR analyses adjusting for BMI. Further studies are needed to decipher the potential mediating
role of BMI in the SA-CVDs associations. In addition, we were not able to directly assess vascular
dementia as no sufficiently robust GWAS has been published to date. Fifth, competing risks with
death and other CVDs cannot be excluded and may lead to false null findings. This limitation is
particularly relevant for late onset diseases such as AD. Future studies are thus warranted to
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
12
confirm the current results. Finally, we restricted our analyses to European-ancestry participants
which might limit the generalizability of our findings to other populations.
Among individuals of European ancestry, t his MR study supports the hypothesis that
genetically predicted SA increased the risk of CAD, whereas the causal effect on stroke risk was
confounded by BMI. Furthermore, genetically predicted SA may not have a causal effect on the
development of AD . These findings may prompt subsequent investigations aimed at exploring
therapeutic approaches targeting SA to prevent CVD risks (49,50), while also elucidating the role
of BMI in these associations . Furthermore, they could lead to additional research investigating
cardiovascular mediating pathways between sleep and dementia development , thereby
enhancing our comprehension of the biological mechanisms that underlie this association.
ACKNOWLEDGMENTS
The authors thank the investigators from all the GWAS used in this study as well as the research
participants.
SOURCES OF FUNDING
Y.L. is supported by National Institute on Aging (NIA) 1R00AG056598. K.Y. is supported in part
by (NIA) R35AG071916 and (NIA) R01AG066137.
DISCLOSURES
CC, SA, YL, AC, ID, and KY have no conflicts of interest to declare.
DATA AVAILABILITY
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
13
This study used summary results from published research papers, with the references for those
studies provided in the main manuscript. The sleep apnea data are available on request after
approval by Dr Campos and Dr Renteria. Coronary artery disease, stroke, and body mass index
data are publicly available. Supplementary Tables S2 and S3 provide the harmonized SNP effects
needed to reproduce the results of this analysis. The codes used to conduct this analysis are
publicly available online at: https://github.com/ccavailles/Sleep-apnea-AD-MR ;
https://github.com/ccavailles/Sleep-apnea-stroke-MR ; https://github.com/ccavailles/Sleep-
apnea-CAD-MR).
SUPPLEMENTAL MATERIAL
Tables S1-S6
Figures S1-S7
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
14
References
1. Yaffe K, Nettiksimmons J, Yesavage J, Byers A. Sleep Quality and Risk of Dementia Among
Older Male Veterans. Am J Geriatr Psychiatry. 2015 Feb 1;23.
2. Yaffe K, Laffan AM, Harrison SL, Redline S, Spira AP, Ensrud KE, Ancoli-Israel S, Stone KL.
Sleep-disordered breathing, hypoxia, and risk of mild cognitive impairment and dementia in
older women. JAMA. 2011 Aug 10;306(6):613–9.
3. Chang WP, Liu ME, Chang WC, Yang AC, Ku YC, Pai JT, Huang HL, Tsai SJ. Sleep Apnea
and the Risk of Dementia: A Population -Based 5 -Year Follow-Up Study in Taiwan. PLOS
ONE. 2013 Oct 24;8(10):e78655.
4. Lee JE, Yang SW, Ju YJ, Ki SK, Chun KH. Sleep -disordered breathing and Alzheimer’s
disease: A nationwide cohort study. Psychiatry Res. 2019 Mar 1;273:624–30.
5. Tsai MS, Li HY, Huang CG, Wang RYL, Chuang LP, Chen NH, Liu CH, Yang YH, Liu CY, Hsu
CM, et al. Risk of Alzheimer’s Disease in Obstructive Sleep Apnea Patients With or Without
Treatment: Real-World Evidence. The Laryngoscope. 2020 Sep;130(9):2292–8.
6. André C, Rehel S, Kuhn E, Landeau B, Moulinet I, Touron E, Ourry V, Le Du G, Mézenge F,
Tomadesso C, et al . Association of Sleep -Disordered Breathing With Alzheimer Disease
Biomarkers in Community -Dwelling Older Adults: A Secondary Analysis of a Randomized
Clinical Trial. JAMA Neurol. 2020 Jun 1;77(6):716–24.
7. Sharma RA, Varga AW, Bubu OM, Pirraglia E, Kam K, Parekh A, Wohlleber M, Miller MD,
Andrade A, Lewis C, et al. Obstructive Sleep Apnea Severity Affects Amyloid Burden in
Cognitively Normal Elderly. A Longitudinal Study. Am J Respir Crit Care Med. 2018 Apr
1;197(7):933–43.
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
15
8. Yaffe K, Falvey CM, Hoang T. Connections between sleep and cognition in older adults.
Lancet Neurol. 2014 Oct;13(10):1017–28.
9. Yeghiazarians Y, Jneid H, Tietjens JR, Redline S, Brown DL, El -Sherif N, Mehra R, Bozkurt
B, Ndumele CE, Somers VK . Obstructive Sleep Apnea and Cardiovascular Disease: A
Scientific Statement From the American Heart Association. Circulation. 2021 Jul
20;144(3):e56–67.
10. Kuźma E, Lourida I, Moore SF, Levine DA, Ukoumunne OC, Llewellyn DJ. Stroke and
dementia risk: A systematic review and meta -analysis. Alzheimers Dement. 2018
Nov;14(11):1416–26.
11. Deckers K, Schievink SHJ, Rodriquez MMF, van Oostenbrugge RJ, van Boxtel MPJ, Verhey
FRJ, Köhler S . Coronary heart disease and risk for cognitive impairment or dementia:
Systematic review and meta-analysis. PLoS ONE. 2017 Sep 8;12(9):e0184244.
12. Kapasi A, DeCarli C, Schneider JA. Impact of multiple pathologies on the threshold for
clinically overt dementia. Acta Neuropathol. 2017 Aug;134(2):171–86.
13. Li J, Zhao L, Ding X, Cui X, Qi L, Chen Y. Obstructive sleep apnea and the risk of Alzheimer’s
disease and Parkinson disease: A Mendelian randomization study OSA, Alzheimer’s disease
and Parkinson disease. Sleep Med. 2022 Sep;97:55–63.
14. Cullell N, Cárcel-Márquez J, Gallego-Fábrega C, Muiño E, Llucià -Carol L, Lledós M, Amaut
KEU, Krupinski J, Fernández -Cadenas I . Sleep/wake cycle alterations as a cause of
neurodegenerative diseases: A Mendelian randomization study. Neurobiol Aging. 2021
Oct;106:320.e1-320.e12.
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
16
15. Wang J, Campos AI, Rentería ME, Xu L. Causal associations of sleep apnea, snoring with
cardiovascular diseases, and the role of body mass index: a two -sample Mendelian
randomization study. Eur J Prev Cardiol. 2023 May 9;30(7):552–60.
16. Li Y, Miao Y, Zhang Q. Causal associations of obstructive sleep apnea with cardiovascular
disease: a Mendelian randomization study. Sleep. 2023 Mar 1;46(3):zsac298.
17. Li P, Dong Z, Chen W, Yang G. Causal Relations Between Obstructive Sleep Apnea and
Stroke: A Mendelian Randomization Study. Nat Sci Sleep. 2023 Apr 19;15:257–66.
18. Titova OE, Yuan S, Baron JA, Lindberg E, Michaëlsson K, Larsson SC. Sleep -disordered
breathing-related symptoms and risk of stroke: cohort study and Mendelian randomization
analysis. J Neurol. 2022 May 1;269(5):2460–8.
19. Ding X, Zhao L, Cui X, Qi L, Chen Y. Mendelian randomization reveals no associations of
genetically-predicted obstructive sleep apnea with the risk of type 2 diabetes, nonalcoholic
fatty liver disease, and coronary heart disease. Front Psychiatry. 2023 Feb 9;14:1068756.
20. Titova OE, Yuan S, Baron JA, Lindberg E, Michaëlsson K, Larsson SC. Self -reported
symptoms of sleep-disordered breathing and risk of cardiovascular diseases: Observational
and Mendelian randomization findings. J Sleep Res. 2022;31(6):e13681.
21. Emamian F, Khazaie H, Tahmasian M, Leschziner GD, Morrell MJ, Hsiung GYR, Rosenzweig
I, Sepehry AA. The Association Between Obstructive Sleep Apnea and Alzheimer’s Disease:
A Meta-Analysis Perspective. Front Aging Neurosci. 2016 Apr 12;8:78.
22. Campos AI, Ingold N, Huang Y, Mitchell BL, Kho PF, Han X, García-Marín LM, Ong JS,
23andMe Research Team, Law MH, et al . Discovery of genomic loci associated with sleep
apnea risk through multi-trait GWAS analysis with snoring. Sleep. 2023 Mar 9;46(3):zsac308.
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
17
23. Kunkle BW, Grenier-Boley B, Sims R, Bis JC, Damotte V, Naj AC, Boland A, Vronskaya M,
Van der Lee SJ, Amlie-Wolf A, et al. Genetic meta-analysis of diagnosed Alzheimer’s disease
identifies new risk loci and implicates Aβ, tau, immunity and lipid processing. Nat Genet. 2019
Mar;51(3):414–30.
24. Aragam KG, Jiang T, Goel A, Kanoni S, Wolford BN, Atri DS, Weeks EM, Wang M, Hindy G,
Zhou W, et al. Discovery and systematic characterization of risk variants and genes for
coronary artery disease in over a million participants. Nat Genet. 2022 Dec;54(12):1803–15.
25. Mishra A, Malik R, Hachiya T, Jürgenson T, Namba S, Posner DC, Kamanu FK, Koido M, Le
Grand Q, Shi M, et al. Stroke genetics informs drug discovery and risk prediction across
ancestries. Nature. 2022 Nov;611(7934):115–23.
26. Hemani G, Zheng J, Elsworth B, Wade KH, Haberland V, Baird D, Laurin C, Burgess S,
Bowden J, Langdon R, et al. The MR -Base platform supports systematic causal inference
across the human phenome. Elife. 2018 May 30;7:e34408.
27. Burgess S, Thompson SG, CRP CHD Genetics Collaboration. Avoiding bias from weak
instruments in Mendelian randomization studies. Int J Epidemiol. 2011 Jun 1;40(3):755–64.
28. Thompson SB Simon G. Mendelian Randomization: Methods for Causal Inference Using
Genetic Variants. 2nd ed. New York: Chapman and Hall/CRC; 2021. 240 p.
29. Watanabe K, Stringer S, Frei O, Umićević Mirkov M, de Leeuw C, Polderman TJC, van der
Sluis S, Andreassen OA, Neale BM, Posthuma D. A global overview of pleiotropy and genetic
architecture in complex traits. Nat Genet. 2019 Sep;51(9):1339–48.
30. Mounier N, Kutalik Z. Bias correction for inverse variance weighting Mendelian randomization.
Genet Epidemiol. 2023;47(4):314–31.
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
18
31. Kuvat N, Tanriverdi H, Armutcu F. The relationship between obstructive sleep apnea
syndrome and obesity: A new perspective on the pathogenesis in terms of organ crosstalk.
Clin Respir J. 2020;14(7):595–604.
32. Yengo L, Sidorenko J, Kemper KE, Zheng Z, Wood AR, Weedon MN, Frayling TM, Hirschhorn
J, Yang J, Visscher PM, et al. Meta -analysis of genome -wide association studies for height
and body mass index in ∼700000 individuals of European ancestry. Hum Mol Genet. 2018
Oct 15;27(20):3641–9.
33. Leng Y, McEvoy CT, Allen IE, Yaffe K. Association of Sleep -Disordered Breathing With
Cognitive Function and Risk of Cognitive Impairment: A Systematic Review and Meta -
analysis. JAMA Neurol. 2017 Oct 1;74(10):1237–45.
34. Lutsey PL, Misialek JR, Mosley TH, Gottesman RF, Punjabi NM, Shahar E, MacLehose R,
Ogilvie RP, Knopman D, Alonso A. Sleep characteristics and risk of dementia and Alzheimer’s
disease: The Atherosclerosis Risk in Communities Study. Alzheimers Dement. 2018
Feb;14(2):157–66.
35. Elwood P, Bayer A, Fish M, Pickering J, Mitchell C, Gallacher J. Sleep disturbance and
daytime sleepiness predict vascular dementia. J Epidemiol Community Health. 2011 Sep
1;65:820–4.
36. Livingston G, Huntley J, Sommerlad A, Ames D, Ballard C, Banerjee S, Brayne C, Burns A,
Cohen-Mansfield J, Copper C, et al. Dementia prevention, intervention, and care: 2020 report
of the Lancet Commission. The Lancet. 2020 Aug 8;396(10248):413–46.
37. Catalan-Serra P, Campos-Rodriguez F, Reyes-Nuñez N, Selma-Ferrer MJ, Navarro-Soriano
C, Ballester -Canelles M, Soler-Cataluña JJ, Roman -Sanchez P, Almeida -Gonzalez CV,
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
19
Martinez-Garcia MA . Increased Incidence of Stroke, but Not Coronary Heart Disease, in
Elderly Patients With Sleep Apnea. Stroke. 2019 Feb;50(2):491–4.
38. Marshall NS, Wong KKH, Cullen SRJ, Knuiman MW, Grunstein RR. Sleep Apnea and 20 -
Year Follow-Up for All -Cause Mortality, Stroke, and Cancer Incidence and Mortality in the
Busselton Health Study Cohort. J Clin Sleep Med. 2014 Apr 15;10(4):355–62.
39. Carthy CEM, Yusuf S, Judge C, Alvarez-Iglesias A, Hankey GJ, Oveisgharan S, Damasceno
A, Iversen HK, Rosengren A, Avezum A, et al. Sleep Patterns and the Risk of Acute Stroke:
Results
From the INTERSTROKE International Case -Control Study. Neurology. 2023 May
23;100(21):e2191–203.
40. Strausz S, Havulinna AS, Tuomi T, Bachour A, Groop L, Mäkitie A, Koskinen S, Salomaa V,
Palotie A, Ripatti S, et al. Obstructive sleep apnoea and the risk for coronary heart disease
and type 2 diabetes: a longitudinal population -based study in Finland. BMJ Open. 2018 Oct
15;8(10):e022752.
41. Redline S, Yenokyan G, Gottlieb DJ, Shahar E, O’Connor GT, Resnick HE, Diener-West M,
Sanders MH, Wolf PA, Geraghty EM, et al. Obstructive Sleep Apnea–Hypopnea and Incident
Stroke. Am J Respir Crit Care Med. 2010 Jul 15;182(2):269–77.
42. Gottlieb DJ, Yenokyan G, Newman AB, O’Connor GT, Punjabi NM, Quan SF, Redline S,
Resnick HE, Tong EK, Diener-West M, et al. A Prospective Study of Obstructive Sleep Apnea
and Incident Coronary Heart Disease and Heart Failure: The Sleep Heart Health Study.
Circulation. 2010 Jul 27;122(4):352–60.
43. Querfurth HW, LaFerla FM. Alzheimer’s disease. N Engl J Med. 2010 Jan 28;362(4):329–44.
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
20
44. Wong EC, Chui HC. Vascular Cognitive Impairment and Dementia. Contin Minneap Minn.
2022 Jun 1;28(3):750–80.
45. Dunietz GL, Chervin RD, Burke JF, Conceicao AS, Braley TJ. Obstructive sleep apnea
treatment and dementia risk in older adults. Sleep. 2021 Sep 13;44(9):zsab076.
46. Rosenberg A, Ngandu T, Rusanen M, Antikainen R, Bäckman L, Havulinna S, Hänninen T,
Laatikainen T, Lehtisalo J, Levälahti E, et al. Multidomain lifestyle intervention benefits a large
elderly population at risk for cognitive decline and dementia regardless of baseline
characteristics: The FINGER trial. Alzheimers Dement. 2018;14(3):263–70.
47. Burgess S, Labrecque JA. Mendelian randomization with a binary exposure variable:
interpretation and presentation of causal estimates. Eur J Epidemiol. 2018;33(10):947–52.
48. Burgess S, Davies NM, Thompson SG. Bias due to participant overlap in two -sample
Mendelian randomization. Genet Epidemiol. 2016 Nov;40(7):597–608.
49. Brown DL, Durkalski V, Durmer JS, Broderick JP , Zahuranec DB, Levine DA, Anderson CS,
Bravata DM, Yaggi HK, Morgensstern LB, et al. Sleep for Stroke Management and Recovery
Trial (Sleep SMART): Rationale and methods. Int J Stroke. 2020 Oct;15(8):923–9.
50. McEvoy RD, Antic NA, Heeley E, Luo Y, Ou Q, Zhang X, Mediano O, Chen R, Drager LF, Liu
Z, et al. CPAP for Prevention of Cardiovascular Events in Obstructive Sleep Apnea. N Engl J
Med. 2016 Sep 8;375(10):919–31.
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
21
Table 1. Mendelian randomization estimates for the effect of genetically predicted sleep apnea on the risk of Alzheimer
disease, coronary artery disease, and stroke, and their reverse causality.
SNP
n
outlier
F-
statisitcs Fixed-effects IVW
MR-Egger Weighted median Weighted mode
Cochran’s
Q Test
MR-Egger
intercept
Exposure Outcome OR (95%CI) OR (95%CI) OR (95%CI) OR (95%CI) Q p-value p-value
Forward
SA AD 32 0 41.0 1.14 (0.91;1.43) 0.67 (0.21;2.11) 1.10 (0.79;1.52) 1.47 (0.78;2.77) 0.09 0.36
SA CAD 31 1 40.2 1.35 (1.25;1.47) 1.02 (0.58;1.80) 1.43 (1.25;1.64) 1.53 (1.16;2.00) 6.48E-07 0.33
SA Stroke 31 1 41.2 1.13 (1.01;1.25) 0.87 (0.55;1.40) 1.16 (1.01;1.34) 1.23 (0.93;1.62) 0.43 0.29
Reverse
AD SA 23 0 56.1 1.01 (0.99;1.02) 0.99 (0.94;1.05) 1.01 (0.99;1.03) 1.01 (0.98;1.05) 0.51 0.64
CAD SA 159 4 79.2 1.02 (1.00;1.03) 0.99 (0.96;1.02) 1.01 (0.99;1.03) 1.01 (0.98;1.03) 1.62E-07 0.06
Stroke SA 22 1 44.0 1.01 (0.98;1.04) 0.91 (0.71;1.17) 1.00 (0.95;1.05) 0.95 (0.85;1.06) 0.001 0.43
Abbreviations: AD, Alzheimer’s disease; CAD, coronary artery disease; CI, confidence interval; IVW, inverse variance weighted; OR, odds ratio; SA, sleep apnea;
SNP, single nucleotide polymorphism
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
22
Figure 1. Scatter and funnel plots for each relationship between sleep apnea and the
different outcomes (Alzheimer’s disease, coronary artery disease, and stroke).
Scatter plots show the sleep apnea variant effect size against the outcome variant effect size and
corresponding standard errors. Funnel plots show the Mendelian randomization (MR) causal
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
23
estimates for each variant against their precision, with asymmetry in the plot indicating potential
violations of the assumptions of MR. Regression lines show the corresponding causal estimates:
fixed effect inverse -weighted (red line) meta -analysis; MR -Egger regression ( green line);
weighted median based estimator (purple line); and weighted mode based estimator (purple line).
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
24
Figure 2. Scatter and funnel plots for each relationship in the bidirectional analysis
between the different exposures (Alzheimer’s disease, coronary artery disease, and
stroke) and sleep apnea.
Scatter plots show the exposure variant effect size against the sleep apnea variant effect size and
corresponding standard errors. Funnel plots show the Mendelian randomization (MR) causal
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
25
estimates for each variant against their precision, with asymmetry in the plot indicating potential
violations of the assumptions of MR. Regression lines show the corresponding causal estimates:
fixed effect inverse -weighted (red line) meta -analysis; MR -Egger regression (green line);
weighted median based estimator (purple line); and weighted mode based estimator (purple line).
All rights reserved. No reuse allowed without permission.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
The copyright holder for thisthis version posted November 22, 2023. ; https://doi.org/10.1101/2023.11.20.23298793doi: medRxiv preprint
Text is read by the "Ask this paper" AI Q&A widget below.
Extraction quality varies by source — PMC NXML preserves structure
cleanly, OA-HTML may include some navigation residue, and OA-PDF can
have broken hyphenation. The publisher copy
(via DOI)
is the canonical version.