Thermo-responsive Polymer Encapsulated Gold Nanorods for Single Continuous Wave Laser-induced Photodynamic/photothermal Tumour Therapy

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Abstract

Owing to strong and tunable surface plasmon resonance (SPR) effect and good biocompatibility, gold nanoparticles have been suggested to be a versatile platform for a broad range of biomedical applications. In this study, a new nanoplatform of thermo-responsive polymer encapsulated gold nanorods incorporating indocyanin green (ICG) was designed to couple the photothermal properties of gold nanorods (AuNRs) and the photodynamic properties of ICG to enhanc the photodynamic/photothermal combination therapy (PDT/PTT). in addition to the significantly increased payload and enhancing photostability of ICG , the polymer shell in the nanoplatform also has thermo-responsive characteristics that can control the release of drugs at tumour sites upon the laser irradiation. On the basis of these improvements, the nanoplatform strongly increased drug aggregation at the tumour site and improved the photothermal/photodynamic therapeutic efficacy. These results suggest that this nanoplatform would be a great potential system for tumour imaging and antitumour therapy.
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Thermo-responsive Polymer Encapsulated Gold Nanorods for Single Continuous Wave Laser-induced Photodynamic/photothermal Tumour Therapy | Research Square window.SnipcartSettings = { analytics: { enabled: false } }; (function() { var accessVector = localStorage.getItem('access_vector') || ''; window.dataLayer = window.dataLayer || []; if (accessVector) { window.dataLayer.push({ user: { profile: { profileInfo: { snid: accessVector } } } }); } })(); (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-K279D39R'); Browse Preprints In Review Journals COVID-19 Preprints AJE Video Bytes Research Tools Research Promotion AJE Professional Editing AJE Rubriq About Preprint Platform In Review Editorial Policies Our Team Advisory Board Help Center Sign In Submit a Preprint Cite Share Download PDF Research Thermo-responsive Polymer Encapsulated Gold Nanorods for Single Continuous Wave Laser-induced Photodynamic/photothermal Tumour Therapy Wei Li, Beilei Gong, Yuanbing Shen, Huiyan Li, Xiaojun Li, Xia Huan, and 3 more This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-94362/v1 This work is licensed under a CC BY 4.0 License Status: Published Journal Publication published 08 Feb, 2021 Read the published version in Journal of Nanobiotechnology → Version 1 posted 10 You are reading this latest preprint version Abstract Owing to strong and tunable surface plasmon resonance (SPR) effect and good biocompatibility, gold nanoparticles have been suggested to be a versatile platform for a broad range of biomedical applications. In this study, a new nanoplatform of thermo-responsive polymer encapsulated gold nanorods incorporating indocyanin green (ICG) was designed to couple the photothermal properties of gold nanorods (AuNRs) and the photodynamic properties of ICG to enhanc the photodynamic/photothermal combination therapy (PDT/PTT). in addition to the significantly increased payload and enhancing photostability of ICG , the polymer shell in the nanoplatform also has thermo-responsive characteristics that can control the release of drugs at tumour sites upon the laser irradiation. On the basis of these improvements, the nanoplatform strongly increased drug aggregation at the tumour site and improved the photothermal/photodynamic therapeutic efficacy. These results suggest that this nanoplatform would be a great potential system for tumour imaging and antitumour therapy. Nanoscience Biotechnology and Bioengineering gold nanorods thermoresponsive photodynamic therapy photothermal therapy Figures Figure 1 Figure 2 Figure 3 Figure 4 Figure 5 Figure 6 Figure 7 Figure 8 Figure 9 Background Photodynamic therapy (PDT) is a photobased therapeutic modality with three essential components (light, photosensitizer and oxygen) for the killing of malignant cells by producing highly reactive oxygen species, especially singlet oxygen ( 1 O 2 ), when exposed to light of a suitable wavelength.[ 1 – 4 ] The efficacy of PDT depends almost entirely on the generation of 1 O 2 created by photosensitizers after light absorption and the subsequent transfer of the excited state energy to oxygen molecules. However, most photosensitizers have intrinsic drawbacks, such as easy photodegradation, rapid blood clearance and thermal instability in aqueous solutions.[ 5 , 6 ] To overcome these intrinsic drawbacks of photosensitizers, various gold nanoplatform-based nanoparticles have been developed to enhance the tumour targeting and therapeutic efficiency of the photosensitizer.[ 7 , 8 ] Over the past decade, many different types of gold nanoparticles have been reported, such as gold nanorods, gold nanostars and gold nanotriangles.[ 9 , 10 ] Gold nanoparticlesareable to generate sufficient heat to raise the local temperature and kill cancer cells when exposed to NIR light.[ 11 , 12 ] The good biocompatibility of gold nanoparticles has been demonstrated in a number of cytotoxicity studies; clinical biocompatibility studies in vivo have also shown favourable results.[ 13 – 15 ] Recently, Photodynamic/Photothermal therapy (PDT/PTT) combination therapy has been developed as a hopeful joint therapeutic strategy to obtain a high therapeutic index.[ 16 – 18 ] Photosensitizers have been intensively studied for in vitro/in vivo fluorescence imaging and haveshown great potential in PDT/PTT combination therapy when incorporated into gold nanoparticles.[ 19 – 21 ] Therefore, combination therapy has been considered a promising strategy to improve the therapeutic efficiency and minimize side effects. However, it should be noted that previous works tended to load photosensitizers directly onto the gold nanoparticles by either physical absorption or chemical bonding between the two elements.[ 22 , 23 ] Therefore,a portion of the drug cannot reach the required treatment site, which reduces the therapeutic effect. Additionally, the fluorescent photostability ismarkedly quenched when the drugisboundto the surface of the nanoparticle due to fluorescence resonance energy transfer (FRET).[ 24 , 25 ] Drug release from nanoparticles is induced only when stimuliare applied, including temperature, pH, light and ultrasound,thus preserving the bioactivity of the loaded drug and minimizing cytotoxic effects.[ 26 – 29 ] Therefore, it is promising for research workers to design a nanoprobe with high drug loading that can release the drug to the targeted tumours. In this study, we fabricated a nanocomposite (Nanocom), which is composed of mesoporous silica coated gold nanorods with a thermo- and pH-responsive polymer shell, poly ( N -isopropylacrylamide-co-acrylic acid). Then, we explored its combination efficacy based on the PTT effects of AuNRs and the PDT effects of ICG. Because of the external chemical properties, the drug loading of Nanocom can reach 15 wt%. In addition, the external chemical layer can causea thermal degradation reaction and thus quickly release the loaded drug after providing 808 nm laser irradiation. In the experiment, the wavelength from the loaded photosensitive drug is the same as the surface plasmon resonance of the as-prepared AuNRs, which apparently improves the singlet oxygen production of the photosensitive drug and leads toan ideal therapeutic effect in vitro. Due to the protection ofthe loaded drug from the nanocomplex and the thermo-responsive targeted release of the loaded drug into the tumour location, when single wavelength irradiation was applied, we obtained satisfying antitumour treatment in vivo based on photodynamic and photothermal therapy (PDT/PTT). The experimental results have shown that combination therapy is a quite effective strategy for antitumour treatment. Materials And Methods Chemicals and materials Chloroauric acid (HAuCl 4 ·3H 2 O), sodium borohydride (NaBH 4 ), cetyltrimethyl ammonium bromide (CTAB), silver nitrate (AgNO 3 ), tetraethylorthsilicate (TEOS), 3-(Methacryloxy) propyl triethoxysilane (MPS), N-isopropylacrylamide (NIPAM), N,N'-Methylenebis (acrylamide) (MBA), sodium dodecyl sulfate (SDS), potassium persulfate (KPS) were purchased form Sigma-Aldrich. Chlorine E6 (ICG) was purchased from MedKoo Biosciences. The Cell Counting Kit-8 (CCK-8) was purchased from Dojindo Laboratories. Deionized water (Millipore Milli-Q grade) with resistivity of 18.2 MΩ was used in all the experiments. Preparation of mesoporous silica coated gold nanorods (AuNRs) In this experiment, gold nanorods (AuNRs) were synthesized according to the seed-mediated template-assistedprotocol.[30] Mesoporous silica coating on AuNRs was carried out according to the method ofGorelikov and Matsuurra with some medications.[31, 32] First, 4 mL of a 25 mg/mL PVP aqueous solution was added to 20 mL of the AuNR solution under gentle stirring for 15 h. The mixture was centrifuged once at 8500 rpm for 6 min, and the precipitate was dispersed in 10 mL of deionized water. Then, 100 µL of 0.1 M NaOH solution was added under stirring. Following this step, three 15 µL injections of 20% TEOS in methanol were added under gentle stirring at 30 min intervals. Finally, the mixture reacted for 3 days at 28 °C. Preparation of the nanocomposite First, 200 μL of methanol containing MPS (2.5 μL) is added to 20 mL Au@SiO 2 , the mixture was stirred for 12 h and resuspend by centrifugation in 10 mL of water. Then, 10 mL of the as-prepared solution of MPS-modified Au@SiO 2 was centrifuged at 5000 rpm for 5 min and washed twice with water and ethanol. The precipitate was dispersed in 2.5 mL of deionized water. In a typical procedure, an aqueous solution of 4.5 mL of 100 mM NIPAM, 0.5 mL of 100 mM acrylic acid, 0.8 mL of 50 mM MBA, 0.1 mL of 100 mM SDS and the MPS-modified Au@SiO 2 solution were added to a flask. The mixture was heated to 70 °C and bubbled withnitrogen for 30 min to remove residual oxygen. Then, 1 mL of 10 mM KPS solution was rapidly added; the polymerization was allowed to proceed for an additional 4 h at 70 °C. Finally, the nanocomposites were centrifuged at 5000 rpm for 5 min and washed twice with water and ethanol to remove the unreacted monomers. Characterization of Nanocom The morphology of the Nanocom was characterized by using transmission electron microscopy, operating at an accelerating voltage of 120 kv (JEOL, Japan). UV-vis spectra were measured with a Shimadzu UV-2450 UV-visible spectrophotometer. The dynamic light scattering (DLS) and zeta potential of nanoparticles was measured with Zeta potential measurements in DI water (PSS Nicomp, Santa Barbara, CA, USA). Drug loading and in vitro release ICG was loaded onto the nanocomposite by mixing 0.02 mL of a 1 mg/mL ICG solution in PBS buffer with 1 mL of a 1 mg/mL nanocomposite aqueous solution for 12 h at room temperature. Then, the mixture was centrifuged at 10000 rpm for 10 min, and the precipitate (ICG-loaded nanocomposite) was collected. The ICG concentration in the supernatant was determined by a UV-vis spectrophotometer at 785 nm to calculate the drug loading content and entrapment efficiency (loading content = weight of drug in Nanocom-ICG/weight of Nanocom-ICG; Entrapment efficiency = weight of drug in Nanocom-ICG/initial weight of drug). One millilitre of Nanocom-ICG solution was gently agitated at a series of temperatures (20 °C, 30 °C, 40 °C, 50 °C, 60 °C) for 5 min; then, the solution was centrifuged, and the supernatant was collected. Theamount of released drug was imaged to compare at different temperatures using an in vivo imaging system (710 nm/790 nm as the excitation/emission wavelengths, respectively). Finally, the amount of released drug in the supernatant was determined by UV-vis spectroscopy. Cellular cytotoxicity assessment The phototoxicity of Nanocom-ICG was determined inA549 cells by the CCK-8 assay. A549 cells were plated in triplicate at a density of 2000 cells per well on 96-well microplates. After 24 h of incubation, the medium was replaced with fresh medium. ICG (0-40 μg/mL), Nanocom or Nanocom-ICG (0-40 μg/mL ICG equivalents) were added to the medium and incubated overnight at 37 °C for 24 h. The proportion of viable cells was evaluated bya standard CCK-8 method (Dojindo). Cellular uptake A549 cells were plated in triplicate at a density of 5000 cells per well on 12-well microplates. After 24 h of incubation, the medium was changed, and the cells were incubated with complete medium containing ICG (20 μg/mL ICG) or Nanocom-ICG (20 μg/mL ICG equivalent). Twelve hours later, the medium was discarded and the cells were washed three times with PBS to remove the unloaded nanoparticles, followed by the replacement of complete culture medium. Finally, fluorescence images of the cellular ICG were acquired with a confocal fluorescence microscope (Leica SP8 STED 3X, Germany) with an excitation wavelength of 633 nm. Additionally, flow cytometry (FCM) experiments were conducted to qualitatively measure cellular drug uptake. For TEM imaging of cells, the A549 cells were incubated with Nanocom-ICG (20 μg/mL ICG equivalent) at 37°C for 24 h, and the cells were collected by centrifugation (5 min , 1200 × g), then immediately at 4°C in 2.5 % glutaraldehyde for 24 h. finally, the cell sample were prepared for TEM according to standard procedures and then observed under the TEM . In vitro photothermal therapy effects To study the effects of NIR light-assisted drug release on cell death and viability, A549 cells were plated in triplicate at a density of 2 × 10 3 cells per well on 96-well microplates. After 24 h of incubation, the medium was changed, and the cells were incubated with complete medium containing ICG (20 μg/mL ICG), Nanocom-ICG (20 μg/mL ICG equivalent) or nanocomposite at an equivalent Au elemental concentration. Twelve hours later, the medium was discarded, and the cells were gently washed with PBS. Then, complete medium was added and the cells were irradiated with anfs-laser at 808 nm ata power of 0.8 W/cm 2 for 6 min. Then, all cells were stained with calcein AM and PI staining solution and observed by fluorescence microscopy. In vivo imaging Nu/nu mice (4 weeks of age) were purchased from Anhui Slac Laboratoty Animal Co., Ltd (Anhui, China). All animals received care in compliance with the Institutional Animal Care and Use Committee of Bengbu Medical College. 1×10 6 A549 cells in saline (100 μL) were subcutaneously implanted into the hind limb of nude mice. When the tumours reached a volume of approximately 100 mm 3 (It takes about 2 weeks), the tumour-bearing mice were used in the next experiment. The nude mice with A549 tumour were injected by a lateral tail vein with saline, ICG (2 mg/kg) or Nanocom-ICG (2 mg/kg ICG equivalent), respectively. Fluorescent images were taken at 0, 1, 6, and 12 h after injection by a Maestro in vivo spectrum imaging system (Cri, Wobuen, MA, USA) (excitation: 710 nm; emission: 790 nm; integration time: 60 s). For photoacoustic (PA) imaging, the tumour-bearing mice were injected with Nanocom-ICG (2 mg/kg ICG equivalent) through the tail vein. The PA images of the tumour were acquired by using a Fujifilm Visual/VEVO LAZR-X (USA) Sonics imaging system at different timepoints (0, 1, 6, and 12 h). Synergistic photothermal/photodynamic therapy of Nanocom-ICG with laser irradiation 1×10 6 A549 cells in saline (100 μL) were subcutaneously implanted into the hind limb of nude mice. When the tumours reached a volume of approximately 100 mm 3 (It takes about 2 weeks), the tumor-bearing mice were anaesthetized and given a systemic injection of 200 µLof PBS, ICG (20 μg/mL), Nanocomposite or Nanocom-ICG (20 μg/mL ICG equivalent), respectively. 12 hours after tail vein injection, the PBS, Nanocomposite and Nanocom-ICG treated groups were irradiated by an 808 nm continuous wave laser for 3 min (Repeat irradiation after 2 minutes). The laser treatment was carried out at a power density of 0.8 W/cm 2 . The tumours of mice werenot burnt during the laser irradiation process. Additionally, the temperatures in all groups quickly declined to the normal body temperature within 2 min after completion of laser irradiation, suggesting that the treatment is likely to be safe. The temperature change in thetumour region under laser irradiation was monitored by an IR camera. Tumour growth was monitored for the following 30 days, and thetumour volumes were measured with a digital Vernier calliper. Total proteins were harvested from the tumour tissues of saline and Nanocom-ICG-treated mice after laser irradiation, and HSP70 and HSP90 were analysed by Western blot. Finally, the treated mice were sacrificed, and the corresponding tumour slices were collected for TUNEL and H&E staining according to the manufacturer’s instructions. Statistical analysis All data were presented as mean ± standard deviation (SD), Statistical significance wasdetermined by using a two-tailed student′s t-test. * P <0.05 was regarded as statistically significant. Results And Discussion Synthesis, characterization and properties of the Nanocom-ICG In a typical experiment, AuNRs were synthesized according to the seed-mediated template-assisted protocol with some modifications. As Fig. 1a and Fig. S1a show, AuNRs exhibit good uniformity with a length of 59 ± 3.6 nm and a width of 9.3 ± 1.2 nm. For the coat of silicon dioxide, the thickness of the silica layer can be tuned by adjusting the amount of TOES in the reaction. In our study, the thickness of the coated silica layer was 15 nm (Fig. 1b andFig. S1b). A polymer layer consisting mainly of poly ( N -isopropylacrylamide, PNIPAM) was coated onto the surface of the AuNR@SiO 2 according to the seeded precipitation polymerization method with some modifications. The PNIPAM layer undergoes a reversible phase transition in aqueous solution from an extended hydrophilic chain to a condensed hydrophobic globule when the temperature is raised above 32 °C. As shown in Fig. 1c and d, the thickness of the PNIPAM layer was optimized to be~65 nm for efficient drug loading and tumour targeting, and it is also seen from the TEM image that the prepared nanoprobe has excellent uniformity. Dynamic light scattering (DLS) further revealed thatNanocom-ICGhas a narrow size distribution with an average diameter of 200.9 nm (Fig. 1e). The AuNR has two adsorption bands: a weak transverse surface plasmon resonance wavelength (TSPRW) at approximately 520 nm and a strong longitudinal surface plasmon resonance wavelength (LSPRW) at approximately 790 nm (Fig. 1f). After being coated with a silica layer, the LSPRW of the AuNRs exhibits a redshift of approximately 15 nm. After PNIPAM layer growth, the longitudinal band of gold nanorods showed a blueshift of approximately 20 nm. Obviously, the LSPRW after polymer coating and ICG loading remained in the NIR region, which permits the photos to penetrate biological tissues with relatively high transmissivity. Drug loading and controlled release In this work, ICG was loaded into the nanocomplex through electrostatic interactions, preparing Nanocom-ICG. The amount of ICG loaded into nanoplatform was determined by a UV/vis spectrophotometer at 780 nm, and the loading content of ICG was estimated to be 15 wt %. In aqueous solution, ICG tends to form more stable aggregates at high concentrations (>2 μg/mL), and this is associated with a decreasein fluorescence due to the formation of fluorescence quenching centres.A decrease in peak fluorescence intensity due to the quenching effects was observed (Fig. S2), which suggests that ICG forms aggregates upon adsorption into the nanocomplex. In addition to this PNIPAM layerwith a surprising amount of drug loading, Nanocom-ICG has a thermal response characteristic that shrinks after the temperature increases, so that controlled release of the drug can be achieved. As shown in Fig. 2a, after Nanocom-ICG was irradiated with an 808 nm laser for 5 min, the PNIPAM layer of Nanocom-ICG was significantly shrank, and this property would be beneficial forthe thermoresponsive release of the drug.In aqueous solution, ICG tends to form aggregates at high concentrations, and this is associated with a decline in monomer fluorescence. When these aggregated drugs are released from Nanocom-ICG, the fluorescence can be observeddue to the formation of the monomer. As expected, as the temperature of the solution increased, the fluorescence signal of ICG gradually increased (Fig. 2b). The release profile of the drug at different temperatures is shown in Fig. 2c. Nanocom-ICG shows rapid drug release when the solution temperature reaches 60 °C, and the release rate is significantly higher than in the 20 °C and 40 °C incubation groups.The drug release rate can be significantly enhanced by laser irradiation due to the heat generated by the photothermal effect of the gold nanorods, which induces shrinkage of the PNIPAM layer. These drug release results indicated that Nanocom-ICG possesses excellent temperature-triggered drug release behaviour. Furthermore, the Nanocom-ICG was suspended in saline or DMEM with 10% FBS for 2 weeks (Fig. S3), and no observable agglomeration as well as the color change occurred under two different pH envionments, indicating that Nanocom-ICG excellent colloidal stability. The photothermal and photodynamic properties of Nanocom-ICG Gold nanoparticles have excellent photothermal conversion efficiency, which can generate very high temperatures with a short laser irradiation time.[33] In this experiment, we used infrared thermography to detect the heat-producing ability of the Nanocom-ICG under 808 nm laser irradiation. As shown in Fig. 2d and e, the temperature of Nanocom-ICG increasesthe fastest during the irradiation process, reaching 63.6 °C degrees in the 6 th minute after irradiation, while the ICG and AuNRs groups reached temperatures of 43.9 and 57.1 °C, respectively. The results demonstrate that Nanocom-ICG benefits from the two heat sources (ICG and AuNRs) and therefore has excellent heat production capacity. Simultaneously, the singlet oxygen ( 1 O 2 ) generation capacity of Nanocom-ICG was quantitatively determined by measuring the fluorescence intensity changes of a specific singlet oxygen trapper (singlet oxygen sensor green, SOSG). The fluorescence spectra are shown in Fig. 2f, and a significant increase in singlet oxygen production was observed with increasing irradiation time, indicating that Nanocom-ICG has the ability to undergo photodynamic therapy. These results demonstrate that Nanocom-ICG possessed prospective photodynamic and photothermal qualities for further combination therapy. It is also worth noting that the absorption peak of this probe overlaps with the absorption peak of ICG, and such overlap greatly increases the singlet oxygen yield of the loaded ICG by maximizing the local field enhancement and protecting the drug against photo-degradation with the help of the high absorption cross-section of the AuNRs. As expected, after 5 min of laser irradiation, the amount of 1 O 2 produced by Nanocom-ICG was significantly higher than that of the free ICG at the same ICG concentration (Fig. S4 and S5). Cell viability To demonstrate the utility of the Nanocom-ICG for in vitro/in vivo applications, in the next experiment, the cytotoxicity of Nanocom-ICG was examined by the CCK-8 assay inA549 cells. As Fig. 3a shows, the CCK-8 data indicated no cytotoxicity of free ICG, nanocom or Nanocom-ICG in the concentration range of 0-24 μg/mL (ICG equivalent), and slight cytotoxicity occurred at a concentration of 48 μg/mL. Additionally, the cell index experiment results showed that nanocom and Nanocom-ICG did not affect the proliferation of cells.In addition, we used the growth index of the cells to evaluate the effect of the nanoprobe on the cells. As shown in Fig. 3b, after A549 cells were incubated with PBS, nanocom and Nanocom-ICG for 72 h, there was no significant difference in the cell proliferation curves between the three groups. Moreover, the flow analysis further proves that the nanoprobe has excellent biosafety. As shown in Fig 3c, after A549 cells were incubated with a series of Nanocom-ICG in different concentrations (0-48 μg), there were no obvious apoptosis and necrosis in the concentration range. These results indicated that Nanocom-ICG possessed excellent biocompatibility in A549 cells. The excellent biocompatibility of the probe facilitated the next in vivo and in vitro therapeutic applications. Cellular uptake and localization In the next experiment, the fluorescence of ICG was used to assess the cellular uptake of Nanocom-ICG. The confocal fluorescence microscope showed obvious fluorescence in the cytoplasm after treatment with ICG and Nanocom-ICG, suggesting efficient cellular uptake and intracellular distribution of Nanocom-ICG (Fig. 4a). Additionally, the fluorescence intensity in Nanocom-ICG-treated cells washigher than that in ICG-treated cells, which demonstrates the prominent delivery and protection of ICG from Nanocom-ICG. In addition, we measured the cellular uptake of ICG and Nanocom-ICG by flow cytometry. The flow cytometry results show that Nanocom-ICG exhibits more efficient drug delivery capabilities after incubation with A549 cells for 2 h or 8 h than thoseof ICG (Fig. 4b). To more precisely observe the intracellular localization of Nanocom-ICG, the ultrastructure of the A549 cells was observed by TEM after A549 cell treatment with Nanocom-ICG for 24 h. As shown in Fig. 4c, Nanocom-ICG is clearly visible and distinct in the cell due to its high electron density, and most of the Nanocom-ICG is located in cellular vesicles, mainly endosomes and lysosomes. These observations are consistent with the results of the flow cytometry assay, and these results suggest the efficient cellular uptake of Nanocom-ICG, which is the basis for the optimal in vitro therapeutic effect. In vitro PTT/PDT therapeutic effects In this study, the PTT/PDT combination therapy effects of Nanocom-ICG was first examined by a double-stain assay inA549 cells. A549 cells were incubated with free ICG (20 μg/mL), nanoplatform and Nanocom-ICG (20 μg/mL ICG equivalent) for 24 h and then irradiated with an 808 nm laser at a power density of 0.8 W/cm 2 for 6 min. Finally, these cells were stained with calcein AM and PI staining solution. A series of fluorescence images are shown in Fig. 5a, and it can clearly be observed that Nanocom-ICG kills more cells than either free ICG or the nanocomplex alone after laser irradiation treatment. For the free ICG- or nanocomplex-treated groups, most of the cells were still alive after 6 min of laser irradiation. Additionally, the results of the flow cytometry apoptosis analysis were consistent with the double staining results, and as shown by the flow analysis files (Fig. 5b), as Nanocom-ICG induced the most cancer cell apoptosis among all treatment groups. Moreover, the cells in the PBS-treated group caused very little significant apoptosis and death of cells after irradiation, which also proved that the laser power and irradiation time we selected were safe for normal tissues. Combined with the results of cellular uptake, these results suggested that the PTT/PDT combination effect and enhanced cellular uptake are responsible for the improved therapeutic efficiency of Nanocom-ICG. Biodistribution of Nanocom-ICG in vivo To achieve targeted delivery and release of the loaded drug, the AuNRs were encapsulated by a PNIPAM layer. We expected that the heat generated by the photothermal effect of the gold nanorods would induce shrink age of the PNIPAM layer. It has been shown that PNIPAM can trigger loaded drug release through photothermal effectsupon irradiation with an NIR laser. In this study, Nanocom-ICG was intravenously injected into mice, and then we observed the fluorescence of ICG in the tumour-bearing mice by using a Maestro in vivo optical imaging system. As expected, a series of fluorescence images are shown in Fig. 6a. The Nanocom-ICG was mainly distributed in the liver 30 min post-injection. Over time, the fluorescence signal gradually appeared in the tumour site and reached a peak at 4 h post-injection. To further observe the distribution of photosensitive drugs in the main organs and tumoursites of experimental animals, we performed an in vivo imaging experiment. As shown in Fig. 6b and c, we can clearly observe that the fluorescence signals of the tumour site were the strongest, and these results fully indicated the ability of the nanoprobes to target the drug delivery towards the tumour site. In the following experiment, according to the photoacoustic signal of gold nanorods, we further observed aggregates of Nanocom-ICG at the tumour site by using a photoacoustic imaging system.The photoacoustic imaging images are shown in Fig. 6d. After the nanoprobe was injected intravenously into the experimental mice, the PA signals of the tumour site gradually increased and reached a peak at 12 h post-injection. These imaging results clearly demonstrated the prominent tumour-targeted aggregate and heat-induced release ability of Nanocom-ICG, which will facilitate subsequent in vivo antitumour therapy. Antitumour efficacy of Nanocom-ICG In Vivo To interpret the synergistic efficacy of PTT and PDT mediated by Nanocom-ICG, A549 tumour-bearing mice were randomly divided into 4 groups and injected with saline, ICG, Nanocom or Nanocom-ICG into a tail vein. At 4 h post-injection, the photothermal/photodynamic combination antitumour therapy was performed with 808 nm laser irradiation. In the whole process of laser treatment, the photothermal effect of Nanocom-ICG was monitored through an infrared thermal imaging camera. As shown in Fig. 7a, oncethe Nanocom-ICG-treated mice were exposed to the laser at a power density of 0.8 W/cm 2 , the temperature of the tumour region increased rapidly to 41.3 °C after 3 min of irradiation, and the surrounding healthy tissue showed a moderate increase in temperature. However, in the ICG- and AuNR-treated groups, the temperature of the tumour region reached 35.6°C or 38.6°C, respectively, after irradiation. We think that the reasons why the tumour region in the Nanocom-ICG treatment group reached the highest temperature are due to the high number of Nanocom-ICG aggregates at the tumour site and the dual heat production from the AuNRs and ICG. In addition, one minute after laser irradiation, the temperature of the tumour region in eachgroup quickly declined back to body temperature (Fig. S6), suggesting that the power density and irradiation time are likely to be safe. Fourteen days after laser irradiation, as shown in Fig. 7b, in the free ICG and nanoplatform treatment groups, the tumour growth was relatively rapid. Moreover, the tumour volumes of the free ICG and nanoplatform groups were significantly larger than those of the Nanocom-ICG group, indicating that single thermal therapy or photodynamic therapy with mild laser treatment alone is ineffective in inhibiting tumour growth (Fig. 7d). In addition, consistent with the tumour growth results, the Nanocom-ICG group had the highest survival rate among all experimental groups (Fig. 7c). In addition, Western blot analysis of twomain HSP members, HSP90 and HSP70, in the tumour tissues revealed significantly increased expression after treatment with Nanocom-ICG and laser irradiation (Fig. 7e), proving the enhanced thermal therapy effects of Nanocom-ICG. Subsequently, we performed TUNEL and H&E experiment to observe the therapeutic effectsinthe tumourtissue in all experimental groups. The results are shown in Fig.8a and further confirmed that Nanocom-ICG achieved the best treatment effect. Compared with other treatment groups, many dead cells were clearly observed atthe tumour site of the Nanocom-ICG treated group. The excellent antitumour therapeutic benefits from the efficient aggregates of Nanocom-ICG in thetumour region and controlled drug release resulted in photodynamic/photothermal combination therapy. In addition, there were no obvious damage or inflammatory lesions observed in the main organs (liver, lung, heart, spleen, kidney) of the Nanocom-ICG treatment group 21 days after i.v. injection (Fig. 8b), demonstrating that Nanocom-ICG does not cause acute side effects and shows excellent biocompatibility. Conclusions In summary, we have successfully designed and validated a new PTT/PDT combination therapeutic strategy for tumours by fabricating a nanoprobe composed of thermo-responsive polymer encapsulated AuNRs incorporating ICG. The thermo-responsive polymer layer strongly increased the drug loading capacity with the additional benefit of improving ICG stability by facilitating the formation of ICG J-aggregates and promoting the selective accumulation of ICG in the tumour region. Additionally, Nanocom-ICG showed minimal cytotoxicity and high biocompatibility in cellular experiments. In this study, Nanocom-ICG exhibited excellent antitumour effects both in vitro and in vivo. These results suggest that coordinated photodynamic/photothermal therapy aftersingle NIR laser irradiation is responsible for the improved therapeutic efficiency of Nanocom-ICG. Therefore, we can conclude that further development of this combination therapy strategy opens new windows for cancer therapy. Abbreviations ICG: Indocyanine green; AuNRs: gold nanorods; PDT: photodynamic therapy; PTT: photothermal therapy; SPR: surface plasmon resonance; FRET: fluorescence resonance energy transfer; CCK-8: Cell Counting Kit-8; DLS: dynamic light scattering; ICG: Indocyanine green. Declarations Acknowledgements Not applicable Authors’ contributions WL and JW provided the conceptual framework for the study. BG, YS, HL and XL designed experiments and discussed the results. XH, JZ and YC helped with data analysis. BG, YS, HL and WL co-wrote the paper. All authors read and approved the final manuscript. Funding This work was funded by Academic Subsidy Project for Top Talents in Disciplines of Colleges of Provincial Education Department (gxbjZD16), Key Research and Development Projects in Anhui Province for B (202004J07020010),Key Research and Development Projects in Anhui Province for A (201904a07020079), the National Natural Science Foundation of Tibet (XZ2017ZR-ZY033). Availability of data and materials All data generated or analysed during this study are included in this publised article. Ethics approval and consent to participate No applicable Consent for publication All authors agree to be published Conflicts of interest The authors declare no competing financial interest. References Agostinis P, Berg K, Cengel KA, Foster TH, Girotti AW, Gollnick SO, et al. Photodynamic therapy of cancer: an update. Ca Cancer J Clin. 2011;61:250-81. Banerjee SM, Malhotra A, El-Sheikh S, Tsukagoshi D, Tran-Dang MA, Mosse A, et al. Abstract OT2-02-01: Photodynamic therapy for the treatment of primary breast cancer: Preliminary results of a phase I/IIa clinical trial. Cancer Research. 2017;77:OT2-02-1-OT2--1. García CP, Chambrier I, Cook MJ, Haines AH, Field RA, Russell DA. Targeted photodynamic therapy of breast cancer cells using lactose-phthalocyanine functionalized gold nanoparticles. Journal of Colloid & Interface Science. 2017;512:249. Liu CP, Wu TH, Liu CY, Chen KC, Chen YX, Chen GS, et al. Self‐Supplying O2 through the Catalase‐Like Activity of Gold Nanoclusters for Photodynamic Therapy against Hypoxic Cancer Cells. Small. 2017;13:1700278. Shenglin L, Erlong Z, Yongping S, Tianmin C, Chunmeng S. A review of NIR dyes in cancer targeting and imaging. Biomaterials. 2011;32:7127-38. Peng Z, Wim S, Manoj K, Matthew S. Versatile photosensitizers for photodynamic therapy at infrared excitation. Journal of the American Chemical Society. 2007;129:4526-7. Liu Y, Zhi X, Yang M, Zhang J, Lin L, Zhao X, et al. Tumor-triggered drug release from calcium carbonate-encapsulated gold nanostars for near-infrared photodynamic/photothermal combination antitumor therapy. Theranostics. 2017;7:1650-62. Li Y, Wen T, Zhao R, Liu X, Ji T, Wang H, et al. Localized electric field of plasmonic nanoplatform enhanced photodynamic tumor therapy. Acs Nano. 2014;8:11529-42. Haiyan C, Xin Z, Shuhang D, Yuxiang M, Sisi C, Samuel A, et al. Multifunctional gold nanostar conjugates for tumor imaging and combined photothermal and chemo-therapy. Theranostics. 2013;3:633-49. Wang X, Gao S, Qin Z, Tian R, Wang G, Zhang X, et al. Evans Blue Derivative Functionalized Gold Nanorods for Photothermal Therapy Enhanced Tumor Chemotherapy. Acs Applied Materials & Interfaces. 2018;10:acsami.8b02195. Huang X, Jain PK, El-Sayed IH, El-Sayed MA. Plasmonic photothermal therapy (PPTT) using gold nanoparticles. Lasers in Medical Science. 2008;23:217. Zharov VP, Mercer KE, Galitovskaya EN, Smeltzer MS. Photothermal Nanotherapeutics and Nanodiagnostics for Selective Killing of Bacteria Targeted with Gold Nanoparticles. Biophysical Journal. 2006;90:619-27. Ravi S, Vipul B, Minakshi C, Atanu B, Bhonde RR, Murali S. Biocompatibility of gold nanoparticles and their endocytotic fate inside the cellular compartment: a microscopic overview. Langmuir. 2005;21:10644-54. Xin W, Shao M, Song Z, Liu X. Biomedical applications of gold nanorod-based multifunctional nano-carriers. Journal of Nanoparticle Research. 2013;15:1-16. Ni Q, Teng Z, Dang M, Tian Y, Zhang Y, Huang P, et al. Gold nanorod embedded large-pore mesoporous organosilica nanospheres for gene and photothermal cooperative therapy of triple negative breast cancer. Nanoscale. 2016;9:1466. Xuan W, Chen H, Tham HP, Nan Z, Zhao Y. Combined Photodynamic and Photothermal Therapy Using Cross-Linked Polyphosphazene Nanospheres Decorated with Gold Nanoparticles. ACS Applied Nano Materials. 2018;1:3663-72. Muddineti OS, Ghosh B, Biswas S. Current trends in using polymer coated gold nanoparticles for cancer therapy. Int J Pharm. 2015;484:252-67. Da Z, Ming W, Yongyi Z, Lingjie W, Qingtang W, Xiao H, et al. Chlorin e6 Conjugated Poly(dopamine) Nanospheres as PDT/PTT Dual-Modal Therapeutic Agents for Enhanced Cancer Therapy. Acs Applied Materials & Interfaces. 2015;7:8176-87. Jing L, Shouju W, Peng H, Zhe W, Shouhui C, Gang N, et al. Photosensitizer-loaded gold vesicles with strong plasmonic coupling effect for imaging-guided photothermal/photodynamic therapy. Acs Nano. 2013;7:5320-9. Rajkumar S, Prabaharan M. Theranostics based on Iron Oxide and Gold Nanoparticles for Imaging-Guided Photothermal and Photodynamic Therapy of Cancer. Current Topics in Medicinal Chemistry. 2016;17:-. Demberelnyamba D, Ariunaa M, Shim YK. Newly Synthesized Water Soluble Cholinium-Purpurin Photosensitizers and Their Stabilized Gold Nanoparticles as Promising Anticancer Agents. International Journal of Molecular Sciences. 2008;9:864-71. Brown SD, Paola N, Jo-Ann S, David S, Edwards PR, Balaji V, et al. Gold nanoparticles for the improved anticancer drug delivery of the active component of oxaliplatin. Journal of the American Chemical Society. 2010;132:4678-84. Feng W, Yu-Cai W, Shuang D, Meng-Hua X, Tian-Meng S, Jun W. Doxorubicin-tethered responsive gold nanoparticles facilitate intracellular drug delivery for overcoming multidrug resistance in cancer cells. Acs Nano. 2011;5:3679-92. Jia C, Yong H, Shulin Z, Xin L, Jianniao T. Gold nanoparticles-based fluorescence resonance energy transfer for competitive immunoassay of biomolecules. Analyst. 2012;137:5885-90. Duan N, Wu S, Ma X, Chen X, Huang Y, Wang Z. Gold Nanoparticle-Based Fluorescence Resonance Energy Transfer Aptasensor for Ochratoxin A Detection. Analytical Letters. 2012;45:714-23. Jutaek N, Wan-Geun L, Sekyu H, Yeong Su H, Nokyoung P, Nayoun W, et al. pH-responsive assembly of gold nanoparticles and "spatiotemporally concerted" drug release for synergistic cancer therapy. Acs Nano. 2013;7:3388-402. Beltram F, Luin S, Ricci F, Nifosi R, Signore G, Voliani V. Smart Delivery and Controlled Drug Release with Gold Nanoparticles: New Frontiers in Nanomedicine. Recent Patents on Nanomedicine. 2012;2:1-8. moli-Diva M, Sadighi-Bonabi R, Pourghazi K. Switchable on/off drug release from gold nanoparticles-grafted dual light- and temperature-responsive hydrogel for controlled drug delivery. Materials Science & Engineering C. 2017;76:242-8. Yu C, Doane TL, Chi-Hung C, Assem Z, Clemens B. Near infrared light-triggered drug generation and release from gold nanoparticle carriers for photodynamic therapy. Small. 2014;10:1799-804. Xiaohua H, Svetlana N, El-Sayed MA. Gold nanorods: from synthesis and properties to biological and biomedical applications. Advanced materials. 2010;21:4880-910. Gorelikov I, Matsuura N. Single-Step Coating of Mesoporous Silica on Cetyltrimethyl Ammonium Bromide-Capped Nanoparticles. Nano letters. 2008;8:369-73. Zhenjiang Z, Liming W, Jing W, Xiumei J, Xiaohui L, Zhijian H, et al. Mesoporous silica-coated gold nanorods as a light-mediated multifunctional theranostic platform for cancer treatment. Advanced materials. 2012;24:1418-23. Ke J, David A, Anatoliy P. Size-Dependent Photothermal Conversion Efficiencies of Plasmonically Heated Gold Nanoparticles. The Journal of Physical Chemistry C. 2013,117:27073-80. Supplementary Files Additionalfile.docx Cite Share Download PDF Status: Published Journal Publication published 08 Feb, 2021 Read the published version in Journal of Nanobiotechnology → Version 1 posted Editorial decision: Major revision 04 Nov, 2020 Review # 1 received at journal 02 Nov, 2020 Review # 2 received at journal 01 Nov, 2020 Reviewer # 2 agreed at journal 20 Oct, 2020 Reviewers invited by journal 19 Oct, 2020 Reviewer # 1 agreed at journal 19 Oct, 2020 Editor assigned by journal 17 Oct, 2020 Submission checks completed at journal 16 Oct, 2020 Editor invited by journal 16 Oct, 2020 First submitted to journal 14 Oct, 2020 You are reading this latest preprint version Research Square lets you share your work early, gain feedback from the community, and start making changes to your manuscript prior to peer review in a journal. As a division of Research Square Company, we’re committed to making research communication faster, fairer, and more useful. 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Also discoverable on Platform About Our Team In Review Editorial Policies Advisory Board Help Center Resources Author Services Accessibility API Access RSS feed Manage Cookie Preferences © Research Square 2026 | ISSN 2693-5015 (online) Privacy Policy Terms of Service Do Not Sell My Personal Information {"props":{"pageProps":{"initialData":{"identity":"rs-94362","acceptedTermsAndConditions":true,"allowDirectSubmit":false,"archivedVersions":[],"articleType":"Research","associatedPublications":[],"authors":[{"id":3717071,"identity":"d6aea25d-417f-42cb-9475-35912fe45331","order_by":0,"name":"Wei Li","email":"data:image/png;base64,iVBORw0KGgoAAAANSUhEUgAAAZAAAAAyAQMAAABI0h/eAAAABlBMVEX///8AAABVwtN+AAAACXBIWXMAAA7EAAAOxAGVKw4bAAAAuElEQVRIiWNgGAWjYBACAwkg8cCAgYGNvbHxwQeitSSAtPAcbjacQbwWEEsivU2agxgt5tLdiR8SCg7L8Uk+bJBmYLCT020goMVyztnNEgkGh43ZpBMbjAsYko3NDhBy2I3cbUC/3E5sA2pJnsFwIHEbsVrq2yQPNhzmIUVLApsEY2MzUVqgfvlv2MaT2Mw4w4AIv5hL92788OFPmrx8+/HnPz5U2MkR1ILuTtKUj4JRMApGwSjAAQBBwUPxB2PcnAAAAABJRU5ErkJggg==","orcid":"","institution":"Affiliated Hospital of Bengbu Medical College","correspondingAuthor":true,"submittingAuthor":false,"prefix":"","firstName":"Wei","middleName":"","lastName":"Li","suffix":""},{"id":3717072,"identity":"adc66edf-13cb-49a8-bd6f-3b49ae2d68be","order_by":1,"name":"Beilei Gong","email":"","orcid":"","institution":"First Affiliated Hospital of Bengbu Medical College","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Beilei","middleName":"","lastName":"Gong","suffix":""},{"id":3717073,"identity":"3c7f387d-da84-49fd-a4e8-bdd62d33a936","order_by":2,"name":"Yuanbing Shen","email":"","orcid":"","institution":"First Affiliated Hospital of Bengbu Medical College","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Yuanbing","middleName":"","lastName":"Shen","suffix":""},{"id":3717074,"identity":"7bca899e-e431-4e39-aa04-2833b874bfb2","order_by":3,"name":"Huiyan Li","email":"","orcid":"","institution":"Fudan University","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Huiyan","middleName":"","lastName":"Li","suffix":""},{"id":3717075,"identity":"a35a28f5-26c9-4a86-b7e8-2102a1a8b034","order_by":4,"name":"Xiaojun Li","email":"","orcid":"","institution":"First Affiliated Hospital of Bengbu Medical College","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Xiaojun","middleName":"","lastName":"Li","suffix":""},{"id":3717076,"identity":"8c8a00a0-d4d4-407f-ae87-73726ccf83ee","order_by":5,"name":"Xia Huan","email":"","orcid":"","institution":"First Affiliated Hospital of Bengbu Medical College","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Xia","middleName":"","lastName":"Huan","suffix":""},{"id":3717077,"identity":"2f755fd3-370c-4519-8fdc-07d8f92277cb","order_by":6,"name":"Jihong Zhou","email":"","orcid":"","institution":"First Affiliated Hospital of Bengbu Medical College","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Jihong","middleName":"","lastName":"Zhou","suffix":""},{"id":3717078,"identity":"be978f85-014c-40c3-9af2-a0c1c3b71f13","order_by":7,"name":"Yuqing Chen","email":"","orcid":"","institution":"First Affiliated Hospital of Bengbu Medical College","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Yuqing","middleName":"","lastName":"Chen","suffix":""},{"id":3717079,"identity":"86cc5d20-fdd0-474e-bfbf-af57b3e9f386","order_by":8,"name":"Jian Wu","email":"","orcid":"","institution":"Fudan University","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Jian","middleName":"","lastName":"Wu","suffix":""}],"badges":[],"createdAt":"2020-10-18 12:39:13","currentVersionCode":1,"declarations":"","doi":"10.21203/rs.3.rs-94362/v1","doiUrl":"https://doi.org/10.21203/rs.3.rs-94362/v1","draftVersion":[],"editorialEvents":[{"content":"https://doi.org/10.1186/s12951-020-00754-8","type":"published","date":"2021-02-08T15:00:30+00:00"}],"editorialNote":"","failedWorkflow":false,"files":[{"id":3202829,"identity":"d0d0e3ae-3911-4732-8f74-ea76c78021cc","added_by":"auto","created_at":"2020-10-26 18:13:00","extension":"png","order_by":1,"title":"Figure 1","display":"","copyAsset":false,"role":"figure","size":104649,"visible":true,"origin":"","legend":"Characteristics of Nanocom-ICG. (a) TEM images of AuNRs; (b) TEM images of AuNRs@SiO2, insert: electron diffraction images of AuNRs@SiO2; (c) TEM images of Nanocom; (d) TEM images of Nanocom-ICG; (e) Hydrodynamic diameter distribution of Nanocom-ICG, And (f) UV-vis spectra of ICG, nanocom and Nanocom-ICG; ","description":"","filename":"Onlinefloatimage1.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/f697ca7f9a7e234d37ebb375.Png"},{"id":3202830,"identity":"dfce6d2a-c9a7-4c51-af05-9d7ce82c498e","added_by":"auto","created_at":"2020-10-26 18:13:00","extension":"png","order_by":2,"title":"Figure 2","display":"","copyAsset":false,"role":"figure","size":67300,"visible":true,"origin":"","legend":"Characteristics of Nanocom-ICG. (a) TEM images of Nanocom-ICG after 5 min of laser irradiation (808 nm); (b) Fluorescence images of Nanocom-ICG incubated for 5 min at different temperatures (excitation=710 nm); (c) Time course of ICG release from Nanocom-ICG at different temperatures; (d) NIR-thermal imaging images of PBS, free ICG (20 μg/mL), AuNRs and Nanocom-ICG (20 μg/mL ICGequivalent) after 5 min of laser irradiation (808 nm, 0.8 W/cm2); (e) Temperature change from the photothermal effects of PBS, ICG, AuNRs and Nanocom-ICG; (f) SOSG fluorescence spectra of Nanocom-ICG after laser irradiation for different times (0.8 W/cm2).\n\n","description":"","filename":"Onlinefloatimage2.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/02487b53b73f0fd52a64ae35.Png"},{"id":3202831,"identity":"7ef0b3c9-f302-4fd2-920e-21ae9a497a98","added_by":"auto","created_at":"2020-10-26 18:13:00","extension":"png","order_by":3,"title":"Figure 3","display":"","copyAsset":false,"role":"figure","size":52223,"visible":true,"origin":"","legend":"The effects of Nanocom-ICG on A549 cells. (a) The effects of PBS, ICG, nanocom and Nanocom-ICG atdifferent concentrations on A549 cells. (b)The cell index of A549 cells incubated with PBS and nanocom (20 μg/mL) and Nanocom-ICG (20 μg/mLICG equivalent) for 72 h. (c) Cell apoptosis induced by Nanocom-ICG at 0, 3, 12, and 48 μg/mL ICG.\n\n","description":"","filename":"Onlinefloatimage3.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/680c3182c784c1b4d56089c3.Png"},{"id":3202833,"identity":"e3d1656d-d61b-4202-a4f6-705624f8b4dc","added_by":"auto","created_at":"2020-10-26 18:13:01","extension":"png","order_by":4,"title":"Figure 4","display":"","copyAsset":false,"role":"figure","size":205285,"visible":true,"origin":"","legend":"Cellular uptake. (a) Fluorescence images of ICG in A549 cells treated with saline, ICG and Nanocom-ICG (excitation: 633 nm). (b) Cellular uptake of saline, ICG and Nanocom-ICG after2 h and 8 h measured by flow cytometry. (c) TEM images of Nanocom-ICG distributed in A549 cells.","description":"","filename":"Onlinefloatimage4.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/1cbdd391d1485de84a1e23ac.Png"},{"id":3202834,"identity":"0483d13e-338f-479e-993b-f47a4bf7aafd","added_by":"auto","created_at":"2020-10-26 18:13:01","extension":"png","order_by":5,"title":"Figure 5","display":"","copyAsset":false,"role":"figure","size":171256,"visible":true,"origin":"","legend":"In vitro combined PTT/PDT therapy. (a)Fluorescence images of Calcein AM/PI stained A549 cells incubated with PBS, free ICG, AuNRs and Nanocom-ICG for 24 h after irradiation with an 808 nm laser (6 min, 0.8 W/cm2). (b) Cell viability of A 549 cells cultured with PBS, free ICG, AuNRs and Nanocom-ICG for 24 h. \n\n","description":"","filename":"Onlinefloatimage5.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/381ffb17d8accb3637b23a39.Png"},{"id":3202835,"identity":"920c7ad5-f668-42e2-ab96-d4ba5bce03a6","added_by":"auto","created_at":"2020-10-26 18:13:01","extension":"png","order_by":6,"title":"Figure 6","display":"","copyAsset":false,"role":"figure","size":234128,"visible":true,"origin":"","legend":"The distribution of Nanocom-ICG. (a) Real-time fluorescence imaging of A549 tumour-bearing mice before and after i.v. injection of Nanocom-ICG. The red arrows indicate the region of the tumour. (b) Ex vivo fluorescence images of mouse organs andtissue. (c) Quantitative analysis of the fluorescence signals from the main organs and tumours. (d) PA images of A549 tumour-bearing mice before and after i.v. injection of Nanocom-ICG. \n\n","description":"","filename":"Onlinefloatimage6.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/fc1dade931832bf49486e3fb.Png"},{"id":3202836,"identity":"6c86c44f-7313-41b8-92af-986696ec6d37","added_by":"auto","created_at":"2020-10-26 18:13:02","extension":"png","order_by":7,"title":"Figure 7","display":"","copyAsset":false,"role":"figure","size":78714,"visible":true,"origin":"","legend":"In vivo combined PTT/PDT therapy. (a) Infrared microscopic images of the A549 tumour-bearing mice after808 nm laser irradiation (0.8 W/cm2, 3 min) 3 days after PBS, ICG, AuNRs and Nanocom-ICG injection. (b) Tumour growth in the various groups after laser irradiation.n=5, *p\u003c0.5, **p\u003c0.05.(c) Survival rate in the various groups after laser irradiation. n=5, *p\u003c0.5. (d) Photographs of the tumors from each groups collected 21 day afterlaserirradiation treatment. (e)Western blotting analysis of HSP70 and HSP90 expression in tumour tissues after laserirradiation treatment.","description":"","filename":"Onlinefloatimage7.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/fc04344b8ee54330fdeb281c.Png"},{"id":3202837,"identity":"dac630d6-9794-446c-94fb-0b7059cc8f2d","added_by":"auto","created_at":"2020-10-26 18:13:02","extension":"png","order_by":8,"title":"Figure 8","display":"","copyAsset":false,"role":"figure","size":659533,"visible":true,"origin":"","legend":"(a) TUNEL and H\u0026Estaining images of the tumours after combination therapy for 21 days;all scale bars are 100 μm. (b)Histopathological microsection of main organs from each groups collected 21 day after i.v injection of saline and Nanocom-ICG.\n\n","description":"","filename":"Onlinefloatimage8.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/66a60fd108dc0a0f8debd768.Png"},{"id":3202838,"identity":"653b0b0d-fbbc-4d8a-ba31-62cc921b28f3","added_by":"auto","created_at":"2020-10-26 18:13:02","extension":"png","order_by":9,"title":"Figure 9","display":"","copyAsset":false,"role":"figure","size":58885,"visible":true,"origin":"","legend":"Scheme 1. Schematic illustration of the design of Nanocom-ICG in combined PTT/PDT therapy. ","description":"","filename":"Onlinefloatimage9.Png","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/9cc3ae4b8c3b12bb8d15f0d7.Png"},{"id":13605882,"identity":"a7c85947-c11b-4d1c-90cf-f646763c4dca","added_by":"auto","created_at":"2021-09-17 06:05:26","extension":"pdf","order_by":0,"title":"","display":"","copyAsset":false,"role":"manuscript-pdf","size":7362457,"visible":true,"origin":"","legend":"","description":"","filename":"manuscript.pdf","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/2d9060df-b167-45b0-a837-92cea641ef92.pdf"},{"id":3202832,"identity":"b5ca0049-719d-4444-9cb8-f7fd3d773c7c","added_by":"auto","created_at":"2020-10-26 18:13:01","extension":"docx","order_by":1,"title":"","display":"","copyAsset":false,"role":"supplement","size":2605486,"visible":true,"origin":"","legend":"","description":"","filename":"Additionalfile.docx","url":"https://assets-eu.researchsquare.com/files/rs-94362/v1/78fa4a00adca663ea906da94.docx"}],"financialInterests":"","formattedTitle":"\u003cp\u003eThermo-responsive Polymer Encapsulated Gold Nanorods for Single Continuous Wave Laser-induced Photodynamic/photothermal Tumour Therapy\u003c/p\u003e","fulltext":[{"header":"Background","content":" \u003cp\u003ePhotodynamic therapy (PDT) is a photobased therapeutic modality with three essential components (light, photosensitizer and oxygen) for the killing of malignant cells by producing highly reactive oxygen species, especially singlet oxygen (\u003csup\u003e1\u003c/sup\u003eO\u003csub\u003e2\u003c/sub\u003e), when exposed to light of a suitable wavelength.[\u003cspan additionalcitationids=\"CR2 CR3\" citationid=\"CR1\" class=\"CitationRef\"\u003e1\u003c/span\u003e\u0026ndash;\u003cspan citationid=\"CR4\" class=\"CitationRef\"\u003e4\u003c/span\u003e] The efficacy of PDT depends almost entirely on the generation of \u003csup\u003e1\u003c/sup\u003eO\u003csub\u003e2\u003c/sub\u003e created by photosensitizers after light absorption and the subsequent transfer of the excited state energy to oxygen molecules. However, most photosensitizers have intrinsic drawbacks, such as easy photodegradation, rapid blood clearance and thermal instability in aqueous solutions.[\u003cspan citationid=\"CR5\" class=\"CitationRef\"\u003e5\u003c/span\u003e, \u003cspan citationid=\"CR6\" class=\"CitationRef\"\u003e6\u003c/span\u003e] To overcome these intrinsic drawbacks of photosensitizers, various gold nanoplatform-based nanoparticles have been developed to enhance the tumour targeting and therapeutic efficiency of the photosensitizer.[\u003cspan citationid=\"CR7\" class=\"CitationRef\"\u003e7\u003c/span\u003e, \u003cspan citationid=\"CR8\" class=\"CitationRef\"\u003e8\u003c/span\u003e]\u003c/p\u003e \u003cp\u003eOver the past decade, many different types of gold nanoparticles have been reported, such as gold nanorods, gold nanostars and gold nanotriangles.[\u003cspan citationid=\"CR9\" class=\"CitationRef\"\u003e9\u003c/span\u003e, \u003cspan citationid=\"CR10\" class=\"CitationRef\"\u003e10\u003c/span\u003e] Gold nanoparticlesareable to generate sufficient heat to raise the local temperature and kill cancer cells when exposed to NIR light.[\u003cspan citationid=\"CR11\" class=\"CitationRef\"\u003e11\u003c/span\u003e, \u003cspan citationid=\"CR12\" class=\"CitationRef\"\u003e12\u003c/span\u003e] The good biocompatibility of gold nanoparticles has been demonstrated in a number of cytotoxicity studies; clinical biocompatibility studies in vivo have also shown favourable results.[\u003cspan additionalcitationids=\"CR14\" citationid=\"CR13\" class=\"CitationRef\"\u003e13\u003c/span\u003e\u0026ndash;\u003cspan citationid=\"CR15\" class=\"CitationRef\"\u003e15\u003c/span\u003e] Recently, Photodynamic/Photothermal therapy (PDT/PTT) combination therapy has been developed as a hopeful joint therapeutic strategy to obtain a high therapeutic index.[\u003cspan additionalcitationids=\"CR17\" citationid=\"CR16\" class=\"CitationRef\"\u003e16\u003c/span\u003e\u0026ndash;\u003cspan citationid=\"CR18\" class=\"CitationRef\"\u003e18\u003c/span\u003e] Photosensitizers have been intensively studied for in vitro/in vivo fluorescence imaging and haveshown great potential in PDT/PTT combination therapy when incorporated into gold nanoparticles.[\u003cspan additionalcitationids=\"CR20\" citationid=\"CR19\" class=\"CitationRef\"\u003e19\u003c/span\u003e\u0026ndash;\u003cspan citationid=\"CR21\" class=\"CitationRef\"\u003e21\u003c/span\u003e] Therefore, combination therapy has been considered a promising strategy to improve the therapeutic efficiency and minimize side effects. However, it should be noted that previous works tended to load photosensitizers directly onto the gold nanoparticles by either physical absorption or chemical bonding between the two elements.[\u003cspan citationid=\"CR22\" class=\"CitationRef\"\u003e22\u003c/span\u003e, \u003cspan citationid=\"CR23\" class=\"CitationRef\"\u003e23\u003c/span\u003e] Therefore,a portion of the drug cannot reach the required treatment site, which reduces the therapeutic effect. Additionally, the fluorescent photostability ismarkedly quenched when the drugisboundto the surface of the nanoparticle due to fluorescence resonance energy transfer (FRET).[\u003cspan citationid=\"CR24\" class=\"CitationRef\"\u003e24\u003c/span\u003e, \u003cspan citationid=\"CR25\" class=\"CitationRef\"\u003e25\u003c/span\u003e] Drug release from nanoparticles is induced only when stimuliare applied, including temperature, pH, light and ultrasound,thus preserving the bioactivity of the loaded drug and minimizing cytotoxic effects.[\u003cspan additionalcitationids=\"CR27 CR28\" citationid=\"CR26\" class=\"CitationRef\"\u003e26\u003c/span\u003e\u0026ndash;\u003cspan citationid=\"CR29\" class=\"CitationRef\"\u003e29\u003c/span\u003e] Therefore, it is promising for research workers to design a nanoprobe with high drug loading that can release the drug to the targeted tumours.\u003c/p\u003e \u003cp\u003eIn this study, we fabricated a nanocomposite (Nanocom), which is composed of mesoporous silica coated gold nanorods with a thermo- and pH-responsive polymer shell, poly (\u003cem\u003eN\u003c/em\u003e-isopropylacrylamide-co-acrylic acid). Then, we explored its combination efficacy based on the PTT effects of AuNRs and the PDT effects of ICG. Because of the external chemical properties, the drug loading of Nanocom can reach 15\u0026nbsp;wt%. In addition, the external chemical layer can causea thermal degradation reaction and thus quickly release the loaded drug after providing 808\u0026nbsp;nm laser irradiation. In the experiment, the wavelength from the loaded photosensitive drug is the same as the surface plasmon resonance of the as-prepared AuNRs, which apparently improves the singlet oxygen production of the photosensitive drug and leads toan ideal therapeutic effect in vitro. Due to the protection ofthe loaded drug from the nanocomplex and the thermo-responsive targeted release of the loaded drug into the tumour location, when single wavelength irradiation was applied, we obtained satisfying antitumour treatment in vivo based on photodynamic and photothermal therapy (PDT/PTT). The experimental results have shown that combination therapy is a quite effective strategy for antitumour treatment.\u003c/p\u003e "},{"header":"Materials And Methods","content":"\u003ch2\u003eChemicals and materials\u003c/h2\u003e\n\u003cp\u003eChloroauric acid (HAuCl\u003csub\u003e4\u003c/sub\u003e\u0026middot;3H\u003csub\u003e2\u003c/sub\u003eO), sodium borohydride (NaBH\u003csub\u003e4\u003c/sub\u003e), cetyltrimethyl ammonium bromide (CTAB), silver nitrate (AgNO\u003csub\u003e3\u003c/sub\u003e), tetraethylorthsilicate (TEOS), 3-(Methacryloxy) propyl triethoxysilane (MPS), N-isopropylacrylamide (NIPAM), N,N'-Methylenebis (acrylamide) (MBA), sodium dodecyl sulfate (SDS), potassium persulfate (KPS) were purchased form Sigma-Aldrich. Chlorine E6 (ICG) was purchased from MedKoo Biosciences. The Cell Counting Kit-8 (CCK-8) was purchased from Dojindo Laboratories. Deionized water (Millipore Milli-Q grade) with resistivity of 18.2 M\u0026Omega; was used in all the experiments.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003ePreparation of mesoporous silica coated gold nanorods (AuNRs)\u003c/h2\u003e\n\u003cp\u003eIn this experiment, gold nanorods (AuNRs) were synthesized according to the seed-mediated template-assistedprotocol.[30] Mesoporous silica coating on AuNRs was carried out according to the method ofGorelikov and Matsuurra with some medications.[31, 32] First, 4 mL of a 25 mg/mL PVP aqueous solution was added to 20 mL of the AuNR solution under gentle stirring for 15 h. The mixture was centrifuged once at 8500 rpm for 6 min, and the precipitate was dispersed in 10 mL of deionized water. Then, 100 \u0026micro;L of 0.1 M NaOH solution was added under stirring. Following this step, three 15 \u0026micro;L injections of 20% TEOS in methanol were added under gentle stirring at 30 min intervals. Finally, the mixture reacted for 3 days at 28 \u0026deg;C.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003ePreparation of the nanocomposite\u003c/h2\u003e\n\u003cp\u003eFirst, 200 \u0026mu;L of methanol containing MPS (2.5 \u0026mu;L) is added to 20 mL Au@SiO\u003csub\u003e2\u003c/sub\u003e, the mixture was stirred for 12 h and resuspend by centrifugation in 10 mL of water. Then, 10 mL of the as-prepared solution of MPS-modified Au@SiO\u003csub\u003e2\u003c/sub\u003e was centrifuged at 5000 rpm for 5 min and washed twice with water and ethanol. The precipitate was dispersed in 2.5 mL of deionized water. In a typical procedure, an aqueous solution of 4.5 mL of 100 mM NIPAM, 0.5 mL of 100 mM acrylic acid, 0.8 mL of 50 mM MBA, 0.1 mL of 100 mM SDS and the MPS-modified Au@SiO\u003csub\u003e2\u003c/sub\u003e solution were added to a flask. The mixture was heated to 70 \u0026deg;C and bubbled withnitrogen for 30 min to remove residual oxygen. Then, 1 mL of 10 mM KPS solution was rapidly added; the polymerization was allowed to proceed for an additional 4 h at 70 \u0026deg;C. Finally, the nanocomposites were centrifuged at 5000 rpm for 5 min and washed twice with water and ethanol to remove the unreacted monomers.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eCharacterization of Nanocom\u003c/h2\u003e\n\u003cp\u003eThe morphology of the Nanocom was characterized by using transmission electron microscopy, operating at an accelerating voltage of 120 kv (JEOL, Japan). UV-vis spectra were measured with a Shimadzu UV-2450 UV-visible spectrophotometer. The dynamic light scattering (DLS) and zeta potential of nanoparticles was measured with Zeta potential measurements in DI water (PSS Nicomp, Santa Barbara, CA, USA).\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eDrug loading and in vitro release\u003c/h2\u003e\n\u003cp\u003eICG was loaded onto the nanocomposite by mixing 0.02 mL of a 1 mg/mL ICG solution in PBS buffer with 1 mL of a 1 mg/mL nanocomposite aqueous solution for 12 h at room temperature. Then, the mixture was centrifuged at 10000 rpm for 10 min, and the precipitate (ICG-loaded nanocomposite) was collected. The ICG concentration in the supernatant was determined by a UV-vis spectrophotometer at 785 nm to calculate the drug loading content and entrapment efficiency (loading content = weight of drug in Nanocom-ICG/weight of Nanocom-ICG; Entrapment efficiency = weight of drug in Nanocom-ICG/initial weight of drug). One millilitre of Nanocom-ICG solution was gently agitated at a series of temperatures (20 \u0026deg;C, 30 \u0026deg;C, 40 \u0026deg;C, 50 \u0026deg;C, 60 \u0026deg;C) for 5 min; then, the solution was centrifuged, and the supernatant was collected. Theamount of released drug was imaged to compare at different temperatures using an in vivo imaging system (710 nm/790 nm as the excitation/emission wavelengths, respectively). Finally, the amount of released drug in the supernatant was determined by UV-vis spectroscopy.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eCellular cytotoxicity assessment\u003c/h2\u003e\n\u003cp\u003eThe phototoxicity of Nanocom-ICG was determined inA549 cells by the CCK-8 assay. A549 cells were plated in triplicate at a density of 2000 cells per well on 96-well microplates. After 24 h of incubation, the medium was replaced with fresh medium. ICG (0-40 \u0026mu;g/mL), Nanocom or Nanocom-ICG (0-40 \u0026mu;g/mL ICG equivalents) were added to the medium and incubated overnight at 37 \u0026deg;C for 24 h. The proportion of viable cells was evaluated bya standard CCK-8 method (Dojindo).\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eCellular uptake\u003c/h2\u003e\n\u003cp\u003eA549 cells were plated in triplicate at a density of 5000 cells per well on 12-well microplates. After 24 h of incubation, the medium was changed, and the cells were incubated with complete medium containing ICG (20 \u0026mu;g/mL ICG) or Nanocom-ICG (20 \u0026mu;g/mL ICG equivalent). Twelve hours later, the medium was discarded and the cells were washed three times with PBS to remove the unloaded nanoparticles, followed by the replacement of complete culture medium. Finally, fluorescence images of the cellular ICG were acquired with a confocal fluorescence microscope (Leica SP8 STED 3X, Germany) with an excitation wavelength of 633 nm. Additionally, flow cytometry (FCM) experiments were conducted to qualitatively measure cellular drug uptake. For TEM imaging of cells, the A549 cells were incubated with Nanocom-ICG (20 \u0026mu;g/mL ICG equivalent) at 37\u0026deg;C for 24 h, and the cells were collected by centrifugation (5 min , 1200 \u0026times; g), then immediately at 4\u0026deg;C in 2.5 % glutaraldehyde for 24 h. finally, the cell sample were prepared for TEM according to standard procedures and then observed under the TEM .\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eIn vitro photothermal therapy effects\u003c/h2\u003e\n\u003cp\u003eTo study the effects of NIR light-assisted drug release on cell death and viability, A549 cells were plated in triplicate at a density of 2 \u0026times; 10\u003csup\u003e3\u003c/sup\u003e cells per well on 96-well microplates. After 24 h of incubation, the medium was changed, and the cells were incubated with complete medium containing ICG (20 \u0026mu;g/mL ICG), Nanocom-ICG (20 \u0026mu;g/mL ICG equivalent) or nanocomposite at an equivalent Au elemental concentration. Twelve hours later, the medium was discarded, and the cells were gently washed with PBS. Then, complete medium was added and the cells were irradiated with anfs-laser at 808 nm ata power of 0.8 W/cm\u003csup\u003e2\u003c/sup\u003e for 6 min. Then, all cells were stained with calcein AM and PI staining solution and observed by fluorescence microscopy.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eIn vivo imaging\u003c/h2\u003e\n\u003cp\u003eNu/nu mice (4 weeks of age) were purchased from Anhui Slac Laboratoty Animal Co., Ltd (Anhui, China). All animals received care in compliance with the Institutional Animal Care and Use Committee of Bengbu Medical College. 1\u0026times;10\u003csup\u003e6 \u003c/sup\u003eA549 cells in saline (100 \u0026mu;L) were subcutaneously implanted into the hind limb of nude mice. When the tumours reached a volume of approximately 100 mm\u003csup\u003e3\u003c/sup\u003e (It takes about 2 weeks), the tumour-bearing mice were used in the next experiment. The nude mice with A549 tumour were injected by a lateral tail vein with saline, ICG (2 mg/kg) or Nanocom-ICG (2 mg/kg ICG equivalent), respectively. Fluorescent images were taken at 0, 1, 6, and 12 h after injection by a Maestro in vivo spectrum imaging system (Cri, Wobuen, MA, USA) (excitation: 710 nm; emission: 790 nm; integration time: 60 s). For photoacoustic (PA) imaging, the tumour-bearing mice were injected with Nanocom-ICG (2 mg/kg ICG equivalent) through the tail vein. The PA images of the tumour were acquired by using a Fujifilm Visual/VEVO LAZR-X (USA) Sonics imaging system at different timepoints (0, 1, 6, and 12 h).\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eSynergistic photothermal/photodynamic therapy of Nanocom-ICG with laser irradiation\u003c/h2\u003e\n\u003cp\u003e1\u0026times;10\u003csup\u003e6 \u003c/sup\u003eA549 cells in saline (100 \u0026mu;L) were subcutaneously implanted into the hind limb of nude mice. When the tumours reached a volume of approximately 100 mm\u003csup\u003e3\u003c/sup\u003e (It takes about 2 weeks), the tumor-bearing mice were anaesthetized and given a systemic injection of 200 \u0026micro;Lof PBS, ICG (20 \u0026mu;g/mL), Nanocomposite or Nanocom-ICG (20 \u0026mu;g/mL ICG equivalent), respectively. 12 hours after tail vein injection, the PBS, Nanocomposite and Nanocom-ICG treated groups were irradiated by an 808 nm continuous wave laser for 3 min (Repeat irradiation after 2 minutes). The laser treatment was carried out at a power density of 0.8 W/cm\u003csup\u003e2\u003c/sup\u003e. The tumours of mice werenot burnt during the laser irradiation process. Additionally, the temperatures in all groups quickly declined to the normal body temperature within 2 min after completion of laser irradiation, suggesting that the treatment is likely to be safe. The temperature change in thetumour region under laser irradiation was monitored by an IR camera. Tumour growth was monitored for the following 30 days, and thetumour volumes were measured with a digital Vernier calliper. Total proteins were harvested from the tumour tissues of saline and Nanocom-ICG-treated mice after laser irradiation, and HSP70 and HSP90 were analysed by Western blot. Finally, the treated mice were sacrificed, and the corresponding tumour slices were collected for TUNEL and H\u0026amp;E staining according to the manufacturer\u0026rsquo;s instructions.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eStatistical analysis\u003c/h2\u003e\n\u003cp\u003eAll data were presented as mean \u0026plusmn; standard deviation (SD), Statistical significance wasdetermined by using a two-tailed student\u0026prime;s t-test. *\u003cem\u003eP\u003c/em\u003e\u0026lt;0.05 was regarded as statistically significant.\u003c/p\u003e"},{"header":"Results And Discussion","content":"\u003ch2\u003eSynthesis, characterization and properties of the Nanocom-ICG\u003c/h2\u003e\n\u003cp\u003eIn a typical experiment, AuNRs were synthesized according to the seed-mediated template-assisted protocol with some modifications. As Fig. 1a and Fig. S1a show, AuNRs exhibit good uniformity with a length of 59 \u0026plusmn; 3.6 nm and a width of 9.3 \u0026plusmn; 1.2 nm. For the coat of silicon dioxide, the thickness of the silica layer can be tuned by adjusting the amount of TOES in the reaction. In our study, the thickness of the coated silica layer was 15 nm (Fig. 1b andFig. S1b). A polymer layer consisting mainly of poly (\u003cem\u003eN\u003c/em\u003e-isopropylacrylamide, PNIPAM) was coated onto the surface of the AuNR@SiO\u003csub\u003e2\u003c/sub\u003e according to the seeded precipitation polymerization method with some modifications. The PNIPAM layer undergoes a reversible phase transition in aqueous solution from an extended hydrophilic chain to a condensed hydrophobic globule when the temperature is raised above 32 \u0026deg;C. As shown in Fig. 1c and d, the thickness of the PNIPAM layer was optimized to be~65 nm for efficient drug loading and tumour targeting, and it is also seen from the TEM image that the prepared nanoprobe has excellent uniformity. Dynamic light scattering (DLS) further revealed thatNanocom-ICGhas a narrow size distribution with an average diameter of 200.9 nm (Fig. 1e). The AuNR has two adsorption bands: a weak transverse surface plasmon resonance wavelength (TSPRW) at approximately 520 nm and a strong longitudinal surface plasmon resonance wavelength (LSPRW) at approximately 790 nm (Fig. 1f). After being coated with a silica layer, the LSPRW of the AuNRs exhibits a redshift of approximately 15 nm. After PNIPAM layer growth, the longitudinal band of gold nanorods showed a blueshift of approximately 20 nm. Obviously, the LSPRW after polymer coating and ICG loading remained in the NIR region, which permits the photos to penetrate biological tissues with relatively high transmissivity.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eDrug loading and controlled release\u003c/h2\u003e\n\u003cp\u003eIn this work, ICG was loaded into the nanocomplex through electrostatic interactions, preparing Nanocom-ICG. The amount of ICG loaded into nanoplatform was determined by a UV/vis spectrophotometer at 780 nm, and the loading content of ICG was estimated to be 15 wt %. In aqueous solution, ICG tends to form more stable aggregates at high concentrations (\u0026gt;2 \u0026mu;g/mL), and this is associated with a decreasein fluorescence due to the formation of fluorescence quenching centres.A decrease in peak fluorescence intensity due to the quenching effects was observed (Fig. S2), which suggests that ICG forms aggregates upon adsorption into the nanocomplex. In addition to this PNIPAM layerwith a surprising amount of drug loading, Nanocom-ICG has a thermal response characteristic that shrinks after the temperature increases, so that controlled release of the drug can be achieved. As shown in Fig. 2a, after Nanocom-ICG was irradiated with an 808 nm laser for 5 min, the PNIPAM layer of Nanocom-ICG was significantly shrank, and this property would be beneficial forthe thermoresponsive release of the drug.In aqueous solution, ICG tends to form aggregates at high concentrations, and this is associated with a decline in monomer fluorescence. When these aggregated drugs are released from Nanocom-ICG, the fluorescence can be observeddue to the formation of the monomer. As expected, as the temperature of the solution increased, the fluorescence signal of ICG gradually increased (Fig. 2b). The release profile of the drug at different temperatures is shown in Fig. 2c. Nanocom-ICG shows rapid drug release when the solution temperature reaches 60 \u0026deg;C, and the release rate is significantly higher than in the 20 \u0026deg;C and 40 \u0026deg;C incubation groups.The drug release rate can be significantly enhanced by laser irradiation due to the heat generated by the photothermal effect of the gold nanorods, which induces shrinkage of the PNIPAM layer. These drug release results indicated that Nanocom-ICG possesses excellent temperature-triggered drug release behaviour. Furthermore, the Nanocom-ICG was suspended in saline or DMEM with 10% FBS for 2 weeks (Fig. S3), and no observable agglomeration as well as the color change occurred under two different pH envionments, indicating that Nanocom-ICG excellent colloidal stability.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eThe photothermal and photodynamic properties of Nanocom-ICG\u003c/h2\u003e\n\u003cp\u003eGold nanoparticles have excellent photothermal conversion efficiency, which can generate very high temperatures with a short laser irradiation time.[33] In this experiment, we used infrared thermography to detect the heat-producing ability of the Nanocom-ICG under 808 nm laser irradiation. As shown in Fig. 2d and e, the temperature of Nanocom-ICG increasesthe fastest during the irradiation process, reaching 63.6 \u0026deg;C degrees in the 6\u003csup\u003eth\u003c/sup\u003e minute after irradiation, while the ICG and AuNRs groups reached temperatures of 43.9 and 57.1 \u0026deg;C, respectively. The results demonstrate that Nanocom-ICG benefits from the two heat sources (ICG and AuNRs) and therefore has excellent heat production capacity. Simultaneously, the singlet oxygen (\u003csup\u003e1\u003c/sup\u003eO\u003csub\u003e2\u003c/sub\u003e) generation capacity of Nanocom-ICG was quantitatively determined by measuring the fluorescence intensity changes of a specific singlet oxygen trapper (singlet oxygen sensor green, SOSG). The fluorescence spectra are shown in Fig. 2f, and a significant increase in singlet oxygen production was observed with increasing irradiation time, indicating that Nanocom-ICG has the ability to undergo photodynamic therapy. These results demonstrate that Nanocom-ICG possessed prospective photodynamic and photothermal qualities for further combination therapy. It is also worth noting that the absorption peak of this probe overlaps with the absorption peak of ICG, and such overlap greatly increases the singlet oxygen yield of the loaded ICG by maximizing the local field enhancement and protecting the drug against photo-degradation with the help of the high absorption cross-section of the AuNRs. As expected, after 5 min of laser irradiation, the amount of \u003csup\u003e1\u003c/sup\u003eO\u003csub\u003e2 \u003c/sub\u003eproduced by Nanocom-ICG was significantly higher than that of the free ICG at the same ICG concentration (Fig. S4 and S5).\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eCell viability\u003c/h2\u003e\n\u003cp\u003eTo demonstrate the utility of the Nanocom-ICG for in vitro/in vivo applications, in the next experiment, the cytotoxicity of Nanocom-ICG was examined by the CCK-8 assay inA549 cells. As Fig. 3a shows, the CCK-8 data indicated no cytotoxicity of free ICG, nanocom or Nanocom-ICG in the concentration range of 0-24 \u0026mu;g/mL (ICG equivalent), and slight cytotoxicity occurred at a concentration of 48 \u0026mu;g/mL. Additionally, the cell index experiment results showed that nanocom and Nanocom-ICG did not affect the proliferation of cells.In addition, we used the growth index of the cells to evaluate the effect of the nanoprobe on the cells. As shown in Fig. 3b, after A549 cells were incubated with PBS, nanocom and Nanocom-ICG for 72 h, there was no significant difference in the cell proliferation curves between the three groups. Moreover, the flow analysis further proves that the nanoprobe has excellent biosafety. As shown in Fig 3c, after A549 cells were incubated with a series of Nanocom-ICG in different concentrations (0-48 \u0026mu;g), there were no obvious apoptosis and necrosis in the concentration range. These results indicated that Nanocom-ICG possessed excellent biocompatibility in A549 cells. The excellent biocompatibility of the probe facilitated the next in vivo and in vitro therapeutic applications.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eCellular uptake and localization\u003c/h2\u003e\n\u003cp\u003eIn the next experiment, the fluorescence of ICG was used to assess the cellular uptake of Nanocom-ICG. The confocal fluorescence microscope showed obvious fluorescence in the cytoplasm after treatment with ICG and Nanocom-ICG, suggesting efficient cellular uptake and intracellular distribution of Nanocom-ICG (Fig. 4a). Additionally, the fluorescence intensity in Nanocom-ICG-treated cells washigher than that in ICG-treated cells, which demonstrates the prominent delivery and protection of ICG from Nanocom-ICG. In addition, we measured the cellular uptake of ICG and Nanocom-ICG by flow cytometry. The flow cytometry results show that Nanocom-ICG exhibits more efficient drug delivery capabilities after incubation with A549 cells for 2 h or 8 h than thoseof ICG (Fig. 4b). To more precisely observe the intracellular localization of Nanocom-ICG, the ultrastructure of the A549 cells was observed by TEM after A549 cell treatment with Nanocom-ICG for 24 h. As shown in Fig. 4c, Nanocom-ICG is clearly visible and distinct in the cell due to its high electron density, and most of the Nanocom-ICG is located in cellular vesicles, mainly endosomes and lysosomes. These observations are consistent with the results of the flow cytometry assay, and these results suggest the efficient cellular uptake of Nanocom-ICG, which is the basis for the optimal in vitro therapeutic effect.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eIn vitro PTT/PDT therapeutic effects\u003c/h2\u003e\n\u003cp\u003eIn this study, the PTT/PDT combination therapy effects of Nanocom-ICG was first examined by a double-stain assay inA549 cells. A549 cells were incubated with free ICG (20 \u0026mu;g/mL), nanoplatform and Nanocom-ICG (20 \u0026mu;g/mL ICG equivalent) for 24 h and then irradiated with an 808 nm laser at a power density of 0.8 W/cm\u003csup\u003e2\u003c/sup\u003e for 6 min. Finally, these cells were stained with calcein AM and PI staining solution. A series of fluorescence images are shown in Fig. 5a, and it can clearly be observed that Nanocom-ICG kills more cells than either free ICG or the nanocomplex alone after laser irradiation treatment. For the free ICG- or nanocomplex-treated groups, most of the cells were still alive after 6 min of laser irradiation. Additionally, the results of the flow cytometry apoptosis analysis were consistent with the double staining results, and as shown by the flow analysis files (Fig. 5b), as Nanocom-ICG induced the most cancer cell apoptosis among all treatment groups. Moreover, the cells in the PBS-treated group caused very little significant apoptosis and death of cells after irradiation, which also proved that the laser power and irradiation time we selected were safe for normal tissues. Combined with the results of cellular uptake, these results suggested that the PTT/PDT combination effect and enhanced cellular uptake are responsible for the improved therapeutic efficiency of Nanocom-ICG.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eBiodistribution of Nanocom-ICG in vivo\u003c/h2\u003e\n\u003cp\u003eTo achieve targeted delivery and release of the loaded drug, the AuNRs were encapsulated by a PNIPAM layer. We expected that the heat generated by the photothermal effect of the gold nanorods would induce shrink age of the PNIPAM layer. It has been shown that PNIPAM can trigger loaded drug release through photothermal effectsupon irradiation with an NIR laser. In this study, Nanocom-ICG was intravenously injected into mice, and then we observed the fluorescence of ICG in the tumour-bearing mice by using a Maestro in vivo optical imaging system. As expected, a series of fluorescence images are shown in Fig. 6a. The Nanocom-ICG was mainly distributed in the liver 30 min post-injection. Over time, the fluorescence signal gradually appeared in the tumour site and reached a peak at 4 h post-injection. To further observe the distribution of photosensitive drugs in the main organs and tumoursites of experimental animals, we performed an in vivo imaging experiment. As shown in Fig. 6b and c, we can clearly observe that the fluorescence signals of the tumour site were the strongest, and these results fully indicated the ability of the nanoprobes to target the drug delivery towards the tumour site. In the following experiment, according to the photoacoustic signal of gold nanorods, we further observed aggregates of Nanocom-ICG at the tumour site by using a photoacoustic imaging system.The photoacoustic imaging images are shown in Fig. 6d. After the nanoprobe was injected intravenously into the experimental mice, the PA signals of the tumour site gradually increased and reached a peak at 12 h post-injection. These imaging results clearly demonstrated the prominent tumour-targeted aggregate and heat-induced release ability of Nanocom-ICG, which will facilitate subsequent in vivo antitumour therapy.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003eAntitumour efficacy of Nanocom-ICG In Vivo\u003c/h2\u003e\n\u003cp\u003eTo interpret the synergistic efficacy of PTT and PDT mediated by Nanocom-ICG, A549 tumour-bearing mice were randomly divided into 4 groups and injected with saline, ICG, Nanocom or Nanocom-ICG into a tail vein. At 4 h post-injection, the photothermal/photodynamic combination antitumour therapy was performed with 808 nm laser irradiation. In the whole process of laser treatment, the photothermal effect of Nanocom-ICG was monitored through an infrared thermal imaging camera. As shown in Fig. 7a, oncethe Nanocom-ICG-treated mice were exposed to the laser at a power density of 0.8 W/cm\u003csup\u003e2\u003c/sup\u003e, the temperature of the tumour region increased rapidly to 41.3 \u0026deg;C after 3 min of irradiation, and the surrounding healthy tissue showed a moderate increase in temperature. However, in the ICG- and AuNR-treated groups, the temperature of the tumour region reached 35.6\u0026deg;C or 38.6\u0026deg;C, respectively, after irradiation. We think that the reasons why the tumour region in the Nanocom-ICG treatment group reached the highest temperature are due to the high number of Nanocom-ICG aggregates at the tumour site and the dual heat production from the AuNRs and ICG. In addition, one minute after laser irradiation, the temperature of the tumour region in eachgroup quickly declined back to body temperature (Fig. S6), suggesting that the power density and irradiation time are likely to be safe.\u003c/p\u003e\n\u003cp\u003eFourteen days after laser irradiation, as shown in Fig. 7b, in the free ICG and nanoplatform treatment groups, the tumour growth was relatively rapid. Moreover, the tumour volumes of the free ICG and nanoplatform groups were significantly larger than those of the Nanocom-ICG group, indicating that single thermal therapy or photodynamic therapy with mild laser treatment alone is ineffective in inhibiting tumour growth (Fig. 7d). In addition, consistent with the tumour growth results, the Nanocom-ICG group had the highest survival rate among all experimental groups (Fig. 7c). In addition, Western blot analysis of twomain HSP members, HSP90 and HSP70, in the tumour tissues revealed significantly increased expression after treatment with Nanocom-ICG and laser irradiation (Fig. 7e), proving the enhanced thermal therapy effects of Nanocom-ICG. Subsequently, we performed TUNEL and H\u0026amp;E experiment to observe the therapeutic effectsinthe tumourtissue in all experimental groups. The results are shown in Fig.8a and further confirmed that Nanocom-ICG achieved the best treatment effect. Compared with other treatment groups, many dead cells were clearly observed atthe tumour site of the Nanocom-ICG treated group. The excellent antitumour therapeutic benefits from the efficient aggregates of Nanocom-ICG in thetumour region and controlled drug release resulted in photodynamic/photothermal combination therapy. In addition, there were no obvious damage or inflammatory lesions observed in the main organs (liver, lung, heart, spleen, kidney) of the Nanocom-ICG treatment group 21 days after i.v. injection (Fig. 8b), demonstrating that Nanocom-ICG does not cause acute side effects and shows excellent biocompatibility.\u003c/p\u003e"},{"header":"Conclusions","content":" \u003cp\u003eIn summary, we have successfully designed and validated a new PTT/PDT combination therapeutic strategy for tumours by fabricating a nanoprobe composed of thermo-responsive polymer encapsulated AuNRs incorporating ICG. The thermo-responsive polymer layer strongly increased the drug loading capacity with the additional benefit of improving ICG stability by facilitating the formation of ICG J-aggregates and promoting the selective accumulation of ICG in the tumour region. Additionally, Nanocom-ICG showed minimal cytotoxicity and high biocompatibility in cellular experiments. In this study, Nanocom-ICG exhibited excellent antitumour effects both in vitro and in vivo. These results suggest that coordinated photodynamic/photothermal therapy aftersingle NIR laser irradiation is responsible for the improved therapeutic efficiency of Nanocom-ICG. Therefore, we can conclude that further development of this combination therapy strategy opens new windows for cancer therapy.\u003c/p\u003e "},{"header":"Abbreviations","content":"\u003cp\u003eICG: Indocyanine green; AuNRs: gold nanorods; PDT: photodynamic therapy; PTT: photothermal therapy; SPR: surface plasmon resonance; FRET: fluorescence resonance energy transfer; CCK-8: Cell Counting Kit-8; DLS: dynamic light scattering; ICG: Indocyanine green.\u003c/p\u003e"},{"header":"Declarations","content":"\u003ch2\u003eAcknowledgements\u003c/h2\u003e\n\u003cp\u003eNot applicable\u003c/p\u003e\n\u003ch2\u003eAuthors\u0026rsquo; contributions\u003c/h2\u003e\n\u003cp\u003eWL and JW provided the conceptual framework for the study. BG, YS, HL and XL designed experiments and discussed the results. XH, JZ and YC helped with data analysis. BG, YS, HL and WL co-wrote the paper. All authors read and approved the final manuscript.\u003c/p\u003e\n\u003ch2\u003eFunding\u003c/h2\u003e\n\u003cp\u003eThis work was funded by Academic Subsidy Project for Top Talents in Disciplines of Colleges of Provincial Education Department (gxbjZD16), Key Research and Development Projects in Anhui Province for B (202004J07020010),Key Research and Development Projects in Anhui Province for A (201904a07020079), the National Natural Science Foundation of Tibet (XZ2017ZR-ZY033).\u003c/p\u003e\n\u003ch2\u003eAvailability of data and materials\u003c/h2\u003e\n\u003cp\u003eAll data generated or analysed during this study are included in this publised article.\u003c/p\u003e\n\u003ch2\u003eEthics approval and consent to participate\u003c/h2\u003e\n\u003cp\u003eNo applicable\u003c/p\u003e\n\u003ch2\u003eConsent for publication\u003c/h2\u003e\n\u003cp\u003eAll authors agree to be published\u003c/p\u003e\n\u003ch2\u003eConflicts of interest\u003c/h2\u003e\n\u003cp\u003eThe authors declare no competing financial interest.\u003c/p\u003e"},{"header":"References","content":"\u003col\u003e\n\u003cli\u003eAgostinis P, Berg K, Cengel KA, Foster TH, Girotti AW, Gollnick SO, et al. 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The Journal of Physical Chemistry C. 2013,117:27073-80.\u003c/li\u003e\n\u003c/ol\u003e"}],"fulltextSource":"","fullText":"","funders":[],"hasAdminPriorityOnWorkflow":false,"hasManuscriptDocX":true,"hasOptedInToPreprint":true,"hasPassedJournalQc":"","hasAnyPriority":false,"hideJournal":false,"highlight":"","institution":"","isAcceptedByJournal":true,"isAuthorSuppliedPdf":false,"isDeskRejected":"","isHiddenFromSearch":false,"isInQc":false,"isInWorkflow":false,"isPdf":false,"isPdfUpToDate":true,"isWithdrawnOrRetracted":false,"journal":{"display":true,"email":"[email protected]","identity":"journal-of-nanobiotechnology","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"jnan","sideBox":"Learn more about [Journal of Nanobiotechnology](http://jnanobiotechnology.biomedcentral.com)","snPcode":"12951","submissionUrl":"https://submission.nature.com/new-submission/12951/3","title":"Journal of Nanobiotechnology","twitterHandle":"@BioMedCentral","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"em","reportingPortfolio":"BMC/SO AJ","inReviewEnabled":true,"inReviewRevisionsEnabled":true},"keywords":"gold nanorods, thermoresponsive, photodynamic therapy, photothermal therapy","lastPublishedDoi":"10.21203/rs.3.rs-94362/v1","lastPublishedDoiUrl":"https://doi.org/10.21203/rs.3.rs-94362/v1","license":{"name":"CC BY 4.0","url":"https://creativecommons.org/licenses/by/4.0/"},"manuscriptAbstract":"\u003cp\u003eOwing to strong and tunable surface plasmon resonance (SPR) effect and good biocompatibility, gold nanoparticles have been\u0026nbsp;suggested to be a versatile platform for a broad range of biomedical applications. In this study, a new nanoplatform of thermo-responsive polymer encapsulated gold nanorods incorporating indocyanin green (ICG) was designed to couple the photothermal properties of gold nanorods (AuNRs) and the photodynamic properties of ICG to enhanc the photodynamic/photothermal combination therapy (PDT/PTT). in addition to the significantly increased payload and enhancing photostability of ICG , the polymer shell in the nanoplatform also has thermo-responsive characteristics that can control the release of drugs at tumour sites upon the laser irradiation. On the basis of these improvements, the nanoplatform strongly increased drug aggregation at the tumour site and improved the photothermal/photodynamic therapeutic efficacy. These results suggest that this nanoplatform would be a great potential system for tumour imaging and antitumour therapy.\u003c/p\u003e","manuscriptTitle":"Thermo-responsive Polymer Encapsulated Gold Nanorods for Single Continuous Wave Laser-induced Photodynamic/photothermal Tumour Therapy","msid":"","msnumber":"","nonDraftVersions":[{"code":1,"date":"2020-10-26 18:02:50","doi":"10.21203/rs.3.rs-94362/v1","editorialEvents":[{"type":"communityComments","content":0},{"type":"decision","content":"Major revision","date":"2020-11-05T00:00:00+00:00","index":"","fulltext":""},{"type":"editorInvitedReview","content":"","date":"2020-11-03T00:00:00+00:00","index":1,"fulltext":"Recommendation: Reviewer's comments unavailable due to the journal's policy.\n"},{"type":"editorInvitedReview","content":"","date":"2020-11-02T00:00:00+00:00","index":2,"fulltext":"Recommendation: Reviewer's comments unavailable due to the journal's policy.\n"},{"type":"reviewerAgreed","content":"","date":"2020-10-20T12:00:00+00:00","index":2,"fulltext":""},{"type":"reviewersInvited","content":"","date":"2020-10-19T12:00:00+00:00","index":"","fulltext":""},{"type":"reviewerAgreed","content":"","date":"2020-10-19T12:00:00+00:00","index":1,"fulltext":""},{"type":"editorAssigned","content":"","date":"2020-10-17T12:00:00+00:00","index":"","fulltext":""},{"type":"checksComplete","content":"","date":"2020-10-16T12:00:00+00:00","index":"","fulltext":""},{"type":"editorInvited","content":"","date":"2020-10-16T12:00:00+00:00","index":"","fulltext":""},{"type":"submitted","content":"","date":"2020-10-14T12:00:00+00:00","index":"","fulltext":""}],"status":"published","journal":{"display":true,"email":"[email protected]","identity":"journal-of-nanobiotechnology","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"jnan","sideBox":"Learn more about [Journal of Nanobiotechnology](http://jnanobiotechnology.biomedcentral.com)","snPcode":"12951","submissionUrl":"https://submission.nature.com/new-submission/12951/3","title":"Journal of Nanobiotechnology","twitterHandle":"@BioMedCentral","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"em","reportingPortfolio":"BMC/SO AJ","inReviewEnabled":true,"inReviewRevisionsEnabled":true}}],"origin":"","ownerIdentity":"14f8c21f-ed06-433e-a8a1-bf6fc2ca077a","owner":[],"postedDate":"October 26th, 2020","published":true,"recentEditorialEvents":[],"rejectedJournal":[],"revision":"","amendment":"","status":"published-in-journal","subjectAreas":[{"id":879241,"name":"Nanoscience"},{"id":879242,"name":"Biotechnology and Bioengineering"}],"tags":[],"updatedAt":"2021-02-14T15:00:49+00:00","versionOfRecord":{"articleIdentity":"rs-94362","link":"https://doi.org/10.1186/s12951-020-00754-8","journal":{"identity":"journal-of-nanobiotechnology","isVorOnly":false,"title":"Journal of Nanobiotechnology"},"publishedOn":"2021-02-08 15:00:30","publishedOnDateReadable":"February 8th, 2021"},"versionCreatedAt":"2020-10-26 18:02:50","video":"","vorDoi":"10.1186/s12951-020-00754-8","vorDoiUrl":"https://doi.org/10.1186/s12951-020-00754-8","workflowStages":[]},"version":"v1","identity":"rs-94362","journalConfig":"researchsquare"},"__N_SSP":true},"page":"/article/[identity]/[[...version]]","query":{"redirect":"/article/rs-94362","identity":"rs-94362","version":["v1"]},"buildId":"rHA-KDH7Qsr4HCuvH75dn","isFallback":false,"isExperimentalCompile":false,"dynamicIds":[84888],"gssp":true,"scriptLoader":[]}

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