Abstract
23
The anterior cingulate cortex (ACC) causally influences cognitive control of goal -directed 24
behaviour. However, it is unclear whether ACC directly encodes cognitive vari ables like 25
attention or impulsivity, or implements goal -directed action selection mechanisms that are 26
modulated by them. We recorded ACC activity with miniature endoscopic microscopes in mice 27
performing the 5- choice-serial-reaction time task, and applied decoding and encoding 28
analyses. ACC pyramidal cells represented specific actions before and during the behavioural 29
response, whereas the response type (e.g. correct/incorrect/premature) – indicating the state 30
of attentional and impulse control – could only be decoded during and after the response with 31
high reliability. Devaluation and extinction experiments further revealed that action encoding 32
depended on reward expectation. Our findings support a role for ACC in goal-directed action 33
selection and monitoring, that is modulated by cognitive state, rather than in tracking levels of 34
attention or impulsivity directly in individual trials. 35
36
37
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3
Introduction
38
Maintenance of high levels of sustained attention and inhibition of impulsive responding are 39
key to successful goal-directed behaviour, and impaired in a variety of psychiatric disorders 40
[1,2]. Both aspects can be measured by the 5-choice-serial-reaction-time task (5-CSRTT) [3,4] 41
in both humans and rodents. In this task, subjects can make four different types of response, 42
indicative of different cognitive states: (i) they can correctly respond to a stimulus presented 43
briefly and after a considerable waiting time to earn a reward (correct response), requiring 44
high attentional and impulse control. (ii) they can, instead, follow the impulsive urge to respond 45
before cue -presentation (premature response, indicating reduced impulse control), or ( iii) 46
respond into a non-cued hole (incorrect response, indicating reduced attentional control). (iv) 47
Alternatively, they may not respond at all (omission, indicating reduced task engagement or 48
inattention). Therefore, the measurement of neurophysiological correlates of these four 49
response options, promises to identify circuits that regulate attention, impulse control, and 50
possibly other aspects of deterministic goal-directed behaviour. 51
Several rodent studies have implicated the anterior cingulate cortex (ACC) in this regulation. 52
Manipulations of rodent ACC have been shown to produce shifts in the relative occurrence of 53
these behavioural outcomes in the 5- CSRTT which support a causal role of this brain 54
structure. For example, the activation of G i-protein signalling in excitatory pyramidal cells, 55
either in all layers or in layer 5 exclusively, may reduce premature and, partly, increase correct 56
responding [5]. In contrast, the chemogenetic inhibition of a subgroup of ACC neurons 57
projecting to the visual cortex may induce a shift from correct responding to response omission 58
[6], whereas their pre-cue stimulation at 30 Hz after such errors may have the opposite effect 59
[7]. The chemogenetic activation of ACC parvalbumin interneurons, in turn, reduces both 60
premature and incorrect responses, but not response omissions [8]. 61
Studies with physiological measurement of neural activity in rodent ACC during the 5-CSRTT 62
and related tasks, have partly supported the possibility of such a causal role. One st udy 63
revealed that excitatory and inhibitory neurons in rat ACC may change their firing rate 64
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differently both before and after correct vs. incorrect choices in the 5-CSRTT [9]. Specifically, 65
ramping neural activity in the ACC and the adjacent prelimbic cortex (PrL, upper part of the 66
rodent medial prefrontal cortex, mPFC) before cue- presentation has been interpreted as 67
preparatory signal under conditions that require high sustained attention, as this activity 68
increase was smaller before incorrect (low attention) responses and lowest during omissions 69
[9,10]. 70
Several other studies using physiological measurements have, however, failed to find such an 71
indication of a causal role of ACC for modulating the occurrence of response options on a trial-72
by-trial basis in the form of distinct pre -choice activity. They rather suggest that ACC may 73
monitor ongoing behaviour, and potentially provide feedback or error signals . For example, 74
neurons in rat ACC were shown to encode behaviour-related information mostly during and 75
after a choice, in a deterministic lever-based working memory task, thereby monitoring action 76
and outcome [11]. A specific subpopulation of ACC neurons that project to visual cortex was 77
selectively excited after incorrect choices or omissions (i.e. they conduct error-monitoring), but 78
their activity did not differ between those erroneous and correct choices while they were made 79
[7]. Imaging during a head-fixed Go/No-Go paradigm even found no evidence for a selective 80
recruitment of these neurons and projections for enhanced stimulus discrimination, but rather 81
that they simply represent rewarded action and stimuli [12]. Using a Go/No-go paradigm with 82
visual cues in mice, another group confirmed that ACC neurons are generally more likely 83
activated by cues that imply reward than those that do not, but also suggested that these cells 84
fire selectively either to signals that imply action or action restraint [13]. Another study in the 85
5-CSRTT also failed to detect much increase of firing rates of pyramidal neurons in the dorsal 86
PrL/ACC region before cue- onset, but found the modulation of their firing times by gamma-87
oscillations in this period [14]. The role of the ACC may also depend on the task structure, as 88
it was shown that, in a probabilistic task, rat ACC neurons represent expected outcome first, 89
before switching to actual outcome in case of a mismatch between the two [11], which could 90
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constitute a feedback signal for updating prior believes. This is in line with selective activity of 91
some ACC neurons after incorrect choices in the 5-CSRTT, constituting an error signal [7,9]. 92
In summary, no clear picture of the mechanistic role of the rodent ACC in attention and impulse 93
control has emerged yet; whereas some studies found representations several seconds 94
before the choice event, which could indicate a causal role for choices or , generally, the 95
present cognitive state, others have found representations rather around the time of choice 96
itself and most profoundly during rewarded or after incorrect responses, which is more in line 97
with action- and outcome-monitoring, at least in deterministic tasks. Likewise, in monkeys, 98
ACC activity has been linked to error -monitoring, value representation and belief -updating 99
[15,16] rather than to attention per se [12]. Therefore, we here use simultaneous monitoring 100
of dozens of excitatory neurons with miniature endoscopic microscopes (miniscopes) in the 5-101
CSRTT, in mice, in combination with time-resolved encoding and decoding analysis to reveal 102
which aspects of attentional, impulse and motor control are represented in the ACC at which 103
point in time. 104
Results
105
Miniscope-based recording of neocortical activity in the 5-CSRTT 106
To monitor activity of individual pyramidal neurons, we transduced ACC with an AAV5-vector 107
expressing the fluorescent calcium sensor GCaMP6m under the CamKIIα-promoter [17], in 108
male C57BL/6J wildtype mice ( N = 12), and implanted a gradient refractory index lens in a 109
separate surgery at the same location (Figure 1B). For comparison, we also generated a 110
smaller, second subgroup (N = 6), where activity was monitored in the ventral mPFC (Figure 111
1B), a region that was previously shown to represent rewarded choices [18]. Mice had been 112
pre-trained in the 5-CSRTT, and their training was continued after recovery from the second 113
surgery, until they reached a stable baseline. 114
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115
Figure 1. Behavioural performance with simultaneous miniscope recording . ( A) 116
Structure of an individual trial of the 5 -CSRTT (see Methods for description). (B) Selective 117
transfection of the ACC (comprised of regions Cg1 and Cg2; left, AP 1 mm) and the ventral 118
mPFC (at the border between the regions PrL and IL; right, AP 2 mm) with GCaMP6m 119
expressed in excitatory cells; black gap in the right hemispheres indicates GRIN lens location. 120
(D) Measures of task engagement and performance in the 5- CSRTT (as indicated above 121
panels) during training sessions without miniscope or dummy (baseline, BL- untethered) and 122
during the first three sessions performed with tethered miniscope (Day 1- 3). Dots indicate 123
individual animals, bars show mean ± s.e.m.. Asterisks represent Dunnett pairwise post-hoc 124
test comparing tethered days against baseline after significant effect of day in a one -way 125
ANOVA. ( E) Key performance indicators of the 5- CSRTT (as indicated above panels) 126
measuring attention (accuracy, incorrect responses), impulse control (premature responses) 127
and task engagement (omissions) for the baseline protocol and six challenge conditions during 128
which miniscope recordings were conducted. Same display of mean ± s.e.m. and statistics 129
(comparison of each challenge against baseline) as in (D). (F) Example of a 400 µm x 400 µm 130
raw image obtained from ACC of an individual mouse during the 5-CSRTT with a miniscope, 131
with exemplary identified active neurons encircled in different colours corresponding to traces 132
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shown in (H). (G) Similar display as in (F), but overlay of fields of view as maximum projection 133
from 12 animals as imaged in the same 5-CSRTT protocol in ACC (circles indicate the same 134
neurons as in (F). (H) Example of z-scored calcium activity traces over 10 min measured with 135
GCaMP6m in the FOV shown in (F) from exemplary individual active neurons. 136
137
The recording of neural activity with miniscopes during operant tasks constitutes a challenge 138
due to the relatively large and protruding form factor of such microscopes and a 139
disadvantageous design of many operant box systems with deep and low recesses 140
constituting the reward receptacle and poke holes. To enable miniscope recordings during the 141
5-CSRTT, we designed a custom-made operant box system with shallow and elevated poke-142
holes that reside in a protruding inner wall-layer (Figure 1C) [19]. This allowed mice to conduct 143
the task with little disturbance by the mounted and tethered miniscope (UCLA model v3 or v4; 144
Supplementary Video 1), as was confirmed by a lack of changes of achieved trial numbers, 145
response latency, attentional accuracy (number of correct responses/(number of correct and 146
incorrect response), and omissions (number of trials with omitted responses relative to total 147
number of trials, %) beyond the first day of tethered training (Figure 1D). With repeated 148
tethered training, animals performed well over 100 trials with less than 50% omissions on 149
average, providing sufficient numbers of active responses for further analysis (Figure 1D). 150
In order to maximally engage attentional and impulse control – and to obtain suffic ient 151
numbers of incorrect and premature responses per session for later analysis - we performed 152
six behavioural challenges with simultaneous miniscope recordings; this included a further 153
shortening of the stimulus duration (SD) from 2 s at baseline to 0.8 or 1.0 s in challenge 154
conditions, and/or an extension of the waiting time (inter -trial interval, ITI) before stimulus 155
presentation from 5 s at baseline to fixed durations of 7 or 9 s or to variable lengths (7, 9, 11, 156
or 13 s randomly at equal distribution, varITI). As expected , attentional performance, as 157
indicated by accuracy, was lower with decreased stimulus duration (0.8 s SD challenge), 158
which, however, also increased omissions, making it less suitable for analysis (Figure 1E). 159
Overall, the varITI challenge appeared to produce the most suitable dataset for further 160
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physiological analysis, given that the relative number of premature responses was increased 161
(P < 0.0001; Dunnet’s post-hoc test after significant main effect of challenge in mixed-effects 162
ANOVA, N = 18) and the relative number of omissions was decreased (P < 0.001) compared 163
to the baseline protocol, whereas incorrect responses were still present at a level comparable 164
to the other test conditions (Figure 1E). We obtained stable recordings over 30 min sessions, 165
yielding 10-72 cells per field of view (FOV) in the ACC and 14-72 cells/FOV in the mPFC (see 166
Methods
for details on trace extraction; Figure 1F-H). 167
Individual ACC neurons have time -locked activity peaks around correct and 168
premature responses 169
We first investigated qualitatively, if identified neurons display activity that is related to any of 170
the four behavioural response options. Therefore, the calcium signal traces of each neuron 171
were extracted from 4 s before until 7 s after each behavioural choice-poke event (note that, 172
for omissions, the end of the stimulus presentation, was used as reference time point of choice 173
for all time-locked analysis). Such individual episodic traces split into two populations of traces 174
from trials with either even or odd order number; the averages of traces from even trials were 175
then plotted in vertical order according to the peak latency of the averages of the 176
corresponding odd trials (Figure 2A -B; Supplementary Figure 1). This indicated that ACC 177
neurons often showed activity patterns that were time-locked to correct and premature 178
responses. In support of this conclusion, Pearson correlations between the averages of odd 179
and even trials indicated a high reproducibility of time-locked activity around correct and 180
premature responses, with particularly high correlations (> 0.8) around and after the time of 181
choice, in ACC and mPFC (Figure 2A-B, bottom; Supplementary Figure 1). Such correlated 182
patterns were largely absent for incorrect responses and omissions. This constitutes a first 183
indication that neural activity in both structures represents aspects of choices related to high 184
attention (correct responses) and impulsivity (premature responses). 185
Notably, correct and incorrect responses (in contrast to the other two event types) involve a 186
similar global sensory stimulation (one poke -hole illuminated at the time of responding) and 187
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the same motor output (poking), suggesting that the time-locked activity seen only for correct 188
responses, does likely not reflect sensory or motor aspects. However, we cannot fully exclude 189
the possibility that deviations in the local stimulus - illuminated vs. non-illuminated hole into 190
which the mouse pokes - may partially account for such differences. 191
192
Figure 2. Event-locked activity of individual neurons in the variable ITI challenge. (A) 193
Top: Average z-scored calcium activity in individual ACC neurons time-locked to the onset of 194
the behavioural event stated above each sub-panel, shown for -4 - +7 s around the event. For 195
cross-validation, averaging was done across the even trials only and the cells sorted according 196
to the average peak latency across the odd trials (see also Supplementary Figure 1). Bottom: 197
Pearson correlations between the averaged z-scored activity of the odd and even trials at each 198
time point. No te that temporal order of peaks is maintained for correct and premature 199
responses with resulting high correlations, but not for incorrect choices and omissions. N = 12 200
animals and 443 cells. (B) Same display and analysis as in (A) but for all neurons recorded in 201
mPFC. N = 6 animals and 229 cells. (C) Same data as in (A) but clustered into four clusters 202
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(I-IV, indicated on the right) according to their activity from -4 - 7 s around correct responses. 203
Equivalent to (A), clustering was done based on the average of odd trials, only, whereas the 204
plot shows the average of the corresponding even trials. Activity around incorrect, premature 205
and omitted responses for the same cells is shown in the same order as was determined 206
according to the clustering around correct responses resulting in a lack of emerging temporal 207
patterns. (D) Same analysis as in (C) but for cells in mPFC. Grey lines in (A-D) indicate cells 208
for which a response cannot be shown because the mouse made no incorrect response. ( E) 209
Z-scored single- trial calcium activity of exemplary individual cells from each cluster (I -IV, 210
indicated on the right). The timepoint of cue presentation (for correct and incorrect responses 211
only), reward receptacle entry and exit (only correct responses) are shown by the white short 212
vertical lines. The consistent white line represents the timepoint of the choice. (F) Same as in 213
(E), but for cells from the mPFC. 214
215
To further investigate the temporal relationship of neural activity, we k- means-clustered the 216
cells [20] into four clusters according to their average activity in odd correct response trials, 217
sorted neurons within each cluster according to time of peak -activity, and then displayed the 218
corresponding average of even trials (Figure 2C, D). Qualitatively, this resulted in three 219
clusters with relatively clear activity peaks either before, during, or after correct responses , 220
respectively, in addition to a fourth cluster with increased activity during reward collection only, 221
in ACC (Figure 2C). In contrast, in mPFC a cluster with a well-defined peak at the time of the 222
correct choices was lacking, and the emerging clusters showed activity either before or after 223
the response (Figure 2D). To assess the response-specificity of these temporal patterns, we 224
conducted the same temporal alignment and averaging for the other three response options 225
but sorted the cells according to their order number obtained for clustering by correct 226
responses. For all three response types, this resulted in the loss of clear temporal response 227
patterns, indicating that the temporal relationship cells displayed for correct responses, were 228
largely specific for this one response type (Figure 2C-D). Finally, when plotting the activity in 229
individual trials of one randomly selected neuron for each cluster, the trial-to-trial reliability of 230
activity as time-locked to correct responses was qualitatively confirmed (Figure 2E-F). 231
Distinct choices are represented by ACC population activity 232
While the analyses described above confirm that individual ACC and mPFC neurons are 233
modulated by ongoing attention- and impulsivity-related choices or actions, a comprehensive 234
and multi-variate encoding of behaviour is expected only at the level of populations of multiple 235
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neurons. To evaluate such behavioural representations in ACC , we performed a decoding 236
analysis, training linear support vector machine ( SVM) classifiers to predict the type of 237
behavioural event performed in any given trial based on the population activity , at different 238
time points around the choice event, and during the first 4 s of the preceding ITI (starting with 239
the end of the time -out or of reward consumption). We first focused on binary discrimination 240
between correct and either omitted or premature responses, given that incorrect responses 241
occurred in insufficient numbers for this analysis, in the varITI-challenge in most mice (Figure 242
1E; Supplementary Table 1) . To estimate significant predictions, we compared the resulting 243
accuracies with accuracies obtained from classifiers that were trained on data with randomly 244
shuffled labels ( paired t-tests at each time point with Benjamini-Hochberg correction for 245
multiple comparisons). 246
No appreciable prediction of correct responses (vs. omissions or vs. premature responses) 247
was possible during the ITI, indicating that ACC activity did not reflect, if a mouse was going 248
to act in a goal-directed, attentive fashion or to avoid task engagement or to act impulsively in 249
an upcoming trial (Figure 3A, left). Although, there was a significant decoding of correct vs. 250
omitted or premature responses at low accuracy of around 60% (vs. 50% chance level), 251
already from at least 4 s before the choice poke onwards, average decoding accuracies only 252
started rising around cue- onset and reached their maximum of >90% only approx. 600 ms 253
after the choice-poke. They remained at >90% throughout the time of reward consumption 254
(Figure 3A, right). This indicates that the pre- cue and pre-choice representations were very 255
minor compared to the same representation around and after the choice. These results appear 256
inconsistent with the notion that the primary driver of variance in ACC activity are slowly 257
varying cognitive states of attention or impulsivity, but rather that ACC representations seems 258
to be tightly tied to actions and outcomes. In mPFC, decoding accuracies had a similar 259
temporal trajectory (Figure 3B). 260
261
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262
Figure 3. Decoding of behavioural choice from population activity in ACC and mPFC. 263
(A-B) Cross -validated decoding accuracies derived from binary classification using linear 264
SVMs calculated from z -scored amplitude values at each 200 ms time bin and predicting 265
behavioural events from population activity in ACC (A; N = 11 mice; one mouse not analyzable 266
due to low omission rate) or mPFC ( B; N = 6 mice) in individual varITI sessions; solid lines 267
and shading represent averages across animals ± s.e.m., respectively. Decoding accuracies 268
were first averaged across 100 classifiers calculated on data from each session, and then 269
across sessions (i.e. animals). Dashed lines indicate results from the same analysis but 270
performed on control data obtained by random shuffling of event -labels relative to neural 271
activity data; dots at the bottom indicate a significant difference in the pairwise comparisons 272
between those two accuracy values at each time point ( t-test with Benjamini -Hochberg 273
correction for multiple comparisons). Binary classification was done differentiating correct 274
responses against omissions (black) or against premature responses (magenta). Chance level 275
is 50%. (C) Same analysis as in (A) but classifying correct vs. incorrect responses by using 276
sessions from across all challenge protocols, if more than 5 incorrect responses were made 277
(N = 6) . mPFC was not analysed because only 3 sessions had the sufficient number of 278
incorrect responses. See Supplementary Table 1. 279
280
In the pairwise discriminations described above, a confound by non- choice-related aspects 281
such as presence of the cue ( correct vs. premature) or the motor response ( correct vs. 282
omission) cannot be ruled out. Only correct and incorrect responses are sufficiently similar in 283
most parameters and differ mainly in the choice per se. To enable a cross-validated decoding 284
analysis involving incorrect responses, we gathered sessions from all six behavioural 285
challenge conditions given they had a sufficient number of incorrect responses (≥ 6). Using 286
such data, we found that – in contrast to premature and omitted responses - incorrect choices 287
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could be distinguished significantly from correct ones only from the time of the choice- poke 288
onwards (approximately 1 s after cue-onset), indicating a lack of a consistent signature of both 289
preparatory attention and of sensory stimuli in the overall ACC activity (Figure 3C ). As seen 290
with the other decoding attempts, high and saturating average prediction accuracies (>80%) 291
could only be reached from around 600 ms after the choice- poke and were maintained 292
throughout reward consumption or its omission (Figure 3C). Overall, the temporal distribution 293
of decoding accuracies is more aligned with the notion that ACC represents ongoing action 294
and its (expected or actual) consequence rather than controlling levels of sustained attention 295
or impulsivity on a trial-by-trial basis. 296
ACC neuron populations encode spatial aspects of ongoing action 297
The observation that decoding of response types available in the 5-CSRTT was only possible 298
with high accuracy from the choice -poke onwards , suggests that ACC and mPFC may 299
represent selected actions rather than high-level cognitive states like attention and impulsivity. 300
To further scrutinize this hypothesis, we investigated whether these neurons encode a more 301
fine-grained representation of current action by analy sing the responses to each individual 302
choice poke-hole. We aligned the average activity of each neuron in even trials to the time of 303
correct choice for each hole individually and sorted the neurons first according to the hole (1-304
5) which evoked the strongest response during the poke ( ±1 s) into five groups, and then 305
sorted by peak latency of the average of odd trials within each group. A reproducible pattern 306
emerged for even trials that correlated strongly to that of odd trials from around the time of 307
choice onwards, in ACC and mPFC (Figure 4A-B , bottom), and which appeared the more 308
dissimilar between poke-holes around the time of poking, the further the holes were apart from 309
each other (Figure 4A-B, top). 310
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311
Figure 4. Activity in the ACC represents spatial action selection. (A-B) Same data as in 312
Figure 2A-B (correct responses), but separated by poke-hole and arranged into five groups 313
(indicated on the right, separated by black lines) based on the hole for which the response of 314
a neuron had the maximum AUC in the period ± 1s around the poke (indicated by a black 315
rectangle around the cluster). Top: Average z-scored calcium activity in individual ACC (A) or 316
mPFC (B) neurons time-locked to the correct choice-poke, shown for -4 - +7 s around the 317
event. For cross-validation, averaging was done across the even trials only and the cells were 318
sorted according to the average peak latency across the odd trials of poke 1 . Grey lines 319
indicate sessions in which the given hole was not poked into. Bottom: Pearson correlations 320
between the averaged z-scored activity of the odd and even trials at each time point. Note that 321
the qualitative similarity to the pattern of a given poke gets reduced the further away the poke-322
hole is, especially around the time of poking. Supplementary Figure 2A -B shows the same 323
data without prior sorting into clusters. ( C) Based on the data shown in (A -B), Pearson 324
correlations between response patterns of pairs of poke holes, coded in colour according to 325
the distance between the holes ; correlation values for hole- combinations with the same 326
distance (e.g. 1-4 and 2-5 for distance 3) were averaged; see Supplementary Figure 2C for 327
the individual correlation values of each hole -pair. A repeated -measures ANOVA was 328
calculated across the population of 11 observations in the time period ±1 s around the poke 329
(grey bar; P -value for main effect of hole -distance indicated at the top); results from paired 330
Sidak post-hoc tests are indicated for adjacent hole distances in the colour -legend of each 331
sub-panel. *** P 0.5. (D) Accuracies of the decoding of the identity of the 332
poke-hole, either for all active responses (correct, incorrect, premature; black) or for correct 333
responses only (blue) aligned to the time of poking (0, vertical line); average latency to c ue 334
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onset (response latency), reward-poke entry (reward latency) and start of the next ITI (reward 335
consumption time, indicted only for correct trials) are indicated by arrowheads. Decoding 336
accuracies were first averaged across 100 classifiers calculated on data from each session, 337
and then across sessions (i.e. animals). Dashed lines indicate results from the same analysis 338
but performed on control data obtained by random shuffling of event -labels relative to neural 339
activity data; dots at the top indicate significant pairwise comparisons between those two 340
accuracy values (t-test after correcting for multiple comparisons across time bins). Shaded 341
area, s.e.m. across mice. 342
343
To assess this quantitatively, we calculated Pearson correlations between such population 344
activity patterns for all pairs of poke-holes and averaged them across hole-pairs with the same 345
distance (Figure 4C; Supplementary Figure 2). Indeed, within approximately ±1 s around the 346
choice-poke, correlations were the higher the closer the holes of the pair were to each other. 347
After the choice, in contrast, correlations were consistently high, irrespective of distance. This 348
suggested that ACC activity displays a certain similarity related to spatial proximity of poke 349
holes before the poke, while being dominated by non- spatial aspects of the choice after it is 350
made (Figure 4A-C). 351
To further investigate this early spatial selectivity, we trained multi -class SVM classifiers to 352
decode the identity of the poke-hole. Surprisingly, this identity could be predicted from about 353
1 s before the poke (just after cue- onset) onwards, reaching an average peak accuracy of 354
close to 70% in ACC and close to 55% in mPFC (against a chance level of 20%) approximately 355
200 ms after the poke. In contrast to the representation of event-type (Figure 3A-C), average 356
accuracy decreased again immediately after the poke, suggesting that the representation of 357
the precise action fades after its occurrence (Figure 4D). Interestingly, the decoding accuracy 358
was virtually identical, when performing the same analysis on pokes of all three active 359
response types (correct, incorrect, premature) combined, suggesting the existence of a 360
representation of action that is independent from the representation of response- type and 361
outcome. 362
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Independent encoding of action and outcome in ACC 363
The hypothesis of an independent encoding of motor action (poke hole identity) and choice or 364
outcome (event-type) entails the question to what extent each factor determines neural activity 365
in the ACC, at every time point. To answer this question, we trained linear regression models 366
predicting the activity of each neuron using predictors coding the active poking (vs. omissions), 367
rewarded choice (correct responses vs. absence of reward due to erroneous choices), and 368
poke-hole identity (spatial location; encoded by four predictors, see predictor matrix in Figure 369
5A). We ran a separate regression for each time -point in the aligned activity and calculated 370
the cross-validated coefficient of partial determination (CPD) for each predictor at each time-371
point, which quantifies the share of the variation in the neural activity that is uniquely explained 372
by that predictor. To estimate statistical significance for a given predictor at a given timepoint, 373
the distribution of CPD values across subjects for that predictor and timepoint was compared 374
to 0% [21]. 375
From the average onset of cue presentation (1 s before the poke), matching the time course 376
of the decoding analysis (Figure 4D), the spatial identity of the poke-hole started to gain ever 377
more influence over ACC- activity, and dominated it compared to the other predictors from 378
approximately 600 ms before until 400 ms after the choice poke (Figure 5B). This effect was 379
mostly driven by an encoding of the left (hole 1-2) vs. the right (hole 4-5) side of the 5-choice 380
wall, although most other tested predictors of the selected action (poke discrimination left, 381
right, and middle) and of active responding in general (vs. omission) displayed significant 382
CPDs during and after the time of poking, as well (Supplementary Fig. 3). From 600 ms after 383
the poke onwards, however, the factor of rewarded (correct vs. erroneous) response had the 384
single strongest influence on neural activity out of the tested predictors (Figure 5B). This 385
overall pattern suggests, that AAC simultaneously encodes fine-grained selected action and 386
a high-level representation of both active and correct responding from the time of choice-poke 387
onwards for almost 2 s, but action representation dominates around the time of execution 388
whereas high- level representation dominates subsequently (Figure 5B). Given that the 389
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influence of outcome starts rising immediately after the choice poke - and hence more than a 390
second before actual reward consumption - this activity reflects expected (vs. omitted) reward 391
at this early stage, but it might later on reflect actual outcome, as previously shown [11]. mPFC 392
neurons, in contrast, also encoded outcome (from 200 ms after the poke) but lacked a 393
consistent encoding of motor action, especially before the poke (Figure 5C). 394
395
Figure 5. Encoding of poking action and reward in the population activity of the ACC 396
and mPFC. (A) Orthogonal predictor matrix designed to indicate the representation of the 397
poke (1: poke in either hole, 0: omission), the poke directionality (1: poke in left holes 1 or 2; -398
1: poke in right holes 4 or 5; 0: poke in middle hole 3 or omission), right poke discrimination 399
(1: poke in hole 4; -1: poke in hole 5; 0: poke in holes 1,2 and 3 and omission), left poke 400
discrimination (1: poke in hole 1; -1: poke in hole 2; 0: poke in holes 3,4 and 5 and omission), 401
middle poke discrimination (1: poke in hole 3; - 0.25: poke in holes 1,2,4,5; 0: omission) and 402
reward (1: rewarded; 0: not rewarded). The four predictors representing the spatial location of 403
the poke hole have been removed at once from the regression model in order to quantify the 404
encoding of motor action. (B-C) Coefficient of partial determination (CPD) averaged across 405
cells recorded in ACC (B, N = 11 mice) and mPFC (C; N = 6 mice). Time bins where CPDs for 406
a given event were significantly higher than zero after cross -validated linear regression are 407
indicated with a dot at the top of each panel, colour -coded for the respective predictor (one 408
sample t-test with Benjamini-Hochberg post-hoc correction). CPDs were determined for each 409
event-type by subtracting the sum squared errors of the full linear regression model 410
(incorporating every event type as predictor) from the sum squared error of the reduced 411
regression model where one predictor (corresponding to the event type for which the 412
population activity should be explained) was removed. 413
414
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Devaluation and omission of reward alter representation of choices 415
The prominent representation of correct – and, hence, rewarded – responses in ACC , 416
particularly during and after the response , which is also in line with earlier studies [9,10], 417
suggests that these activities may represent the expectation of reward rather than elevated, 418
preparatory attention. This is also supported by the fact that incorrect and correct responses 419
cannot be discriminated from population activity before the choice-poke is made (Figure 3C). 420
To assess this conclusion further, we conducted four further 5-CSRTT experiments where the 421
value or expectancy of the reward was altered, using the combined 0.8s/7s ITI challenge (to 422
obtain more incorrect responses, Figure 1E), at the end of the sequence of tests: first we 423
recorded a baseline session with normal food- deprivation and reward delivery. In a second 424
session, the reward was devalued by pre-feeding (by providing 6 g of food overnight and 2 ml 425
of milk reward 1 h before session start). In the third and fourth recording sessions the food-426
deprivation (i.e. value of reward) was normal, but the delivery of reward was omitted (extinction 427
1 and 2). Normal training sessions in the baseline protocol were conducted after the first tw o 428
sessions, but not between the extinction sessions. 429
At the behavioural level, both devaluation and extinction caused a significant decrease of the 430
number of correct responses, driven by an increase in omissions, whereas accuracy remained 431
relatively stable (P < 0.05, Dunnett’s post-hoc test, performed after significant main effect of 432
condition in RM -ANOVA; N = 15; Figure 6A-C ). During devaluation, also active erroneous 433
(incorrect and premature) responses decreased, and reward latency increased, in line with a 434
reduced motivation (Figure 6D; Supplementary Figure 4); such effects appeared qualitatively 435
also during extinction sessions, but mostly without reaching significance. Response latencies 436
were not significantly altered indicating unperturbed responsiveness in any of the conditions 437
(Supplementary Figure 4). 438
439
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440
Figure 6. Decoding of behavioural choice from population activity in ACC during reward 441
devaluation and extinction experiments. ( A-D) Measures of task engagement and 442
performance in the 5- CSRTT (as indicated on y -axes) during training sessions in the 0.8s -443
SD/7s-ITI combined challenge at normal reward conditions (baseline, BL), after devaluation 444
of reward (Deval), or with omission of reward (extinction; Extinct 1/2), as indicated on x -axes 445
with tethered miniscope. Dots indicate individual animals coded by colour, bars show mean ± 446
s.e.m.. Asterisks represent Dunnett pairwise post-hoc test comparing BL condition against the 447
other conditions after RM-ANOVA. * P < 0.05; ** P < 0.01; *** P < 0.001. See Supplementary 448
Figure 4 for further behavioural measures. (E-F) Cross-validated decoding accuracies derived 449
from binary classification using linear SVMs calculated at each 200 ms time bin and predicting 450
correct vs omitted (E) or vs. premature (F) responses from population activity in ACC during 451
test sessions in the 0.8s -SD/7s-ITI combined challenge with normal reward conditions 452
(baseline, black) , after devaluation of reward (blue) or with omission of reward on two 453
consecutive test sessions (e xtinction 1, red; extinction 2, orange). Whereas 10 mice 454
participated in these test sessions, actual N-numbers for the analyses (stated in figure legends 455
on the right and in Supplementary Table 1) vary mainly due to mice that did not perform 456
sufficient numbers of correct or premature responses, in rare cases also due to technical 457
failures. Solid lines and shading represent averages across animals ± s.e.m., respectively. 458
Decoding accuracies were first averaged across 100 classifiers calculated on data from each 459
session, and then across sessions (i.e. animals). Dashed lines indicate results from the same 460
analysis but performed on control data obtained by random shuffling of event -labels relative 461
to neural activity data. Dots below the traces of each panel indicate time bin and alignment 462
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(coded by colour) where decoding accuracies from these two classifiers differed significantly 463
(paired t-test with Benjamini-Hochberg correction; coded by colour for each reward condition). 464
Dots at the bottom represent Dunn -Sidak post-hoc tests comparing accuracy values from 465
devaluation or extinction sessions (coded by colour) to those from the baseline condition 466
(conducted after significant effect of reward condition in the repea ted-measures ANOVA). 467
Significance level is encoded by dot size. Triangles indicate average latency to cue-468
presentation, reward receptacle entry and the start of the next ITI (the latter was often close 469
after reward receptacle entry in extinction conditions as no reward was provided). Chance 470
level is 50%. Decoding of incorrect responses could not be performed due to their small 471
numbers in most of the respective sessions. 472
473
To evaluate if the change of the value or contingency of the reward affected the representation 474
of rewarded responses, we repeated the time -resolved binary decoding of correct vs. 475
premature or omitted responses, as conducted previously for the varITI-challenge (Figure 3), 476
in each of the four conditions. Whereas, under normal reward conditions, the trajectories 477
looked like those found before, with increasing representation of the choice and its outcome 478
with the cue-onset, somewhat altered decoding accuracies were found in the other conditions 479
(Figure 6E-F). Generally, decoding accuracy was lower in the conditions with altered reward 480
value or occurrence, as indicated by comparisons to the accuracy achieved by classifiers 481
trained with shuffled control datasets . Significant decoding of correct responses was hardly 482
possible before they actually occurred, possibly reflecting a certain lack of representation of 483
preparatory attentional or impulse control required for such responses (Figure 6E -F). When 484
comparing the accuracy achieved under baseline condition with that achieved under reward 485
devaluation (RM-ANOVA with pairwise Dunne tt post-hoc tests), these two conditions rarely 486
differed, suggesting that the value of the reward has relatively little influence on the 487
discriminability of representations of rewarded vs. non -rewarded choices (Figure 6E-F). In 488
contrast, during both extinction sessions, the discrimination of correct responses vs. omissions 489
and, to a lesser extent, vs. premature responses, deteriorated from about 2 s after the choice 490
poke onwards and differed significantly from the accuracy achieved in the baseline condition, 491
in line with the lack of a reward (Figure 6E-F). This implies that beyond this time point, ACC 492
largely encodes the actual outcome, which is no longer distinct between the choice options in 493
the extinction sessions. Similarly, in the second extinction session, accuracy for decoding 494
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correct responses vs. omissions differed already from 600 ms before the choice poke onwards 495
and on most subsequent time points (Figure 6E). This supports the idea that ACC partly 496
represents expected outcome, which has been learned to be identical between these two 497
choice options by the time of the second extinction session. 498
499
Figure 7. Encoding of reward and action in ACC depends on the relative value and 500
presence of reward. (A) Coefficient of partial determination (CPD) averaged across cells 501
recorded in ACC in the four different reward-related conditions encoded by colour (number of 502
animals): black, baseline (10); blue, devaluation (6); red, extinction session 1 (6); green, 503
extinction session 2 (6). As in Figure 5, CPDs were determined for each predictor, stated on 504
the left (rows) by subtracting the sum squared errors of the full linear regression model 505
(incorporating every event type as predictor) from the sum squared error of the reduced 506
regression model where one predictor was removed. To evaluate the encoding of spatial 507
location as such, all four predictors reflecting spatial location were combined by removing 508
them at once (see Figure 5A) . Time bins where CPDs for a given event were significantly 509
higher than zero after cross -validated linear regression are indicated with a dot at the top of 510
each panel, colour -coded for the respective reward condition (one sample t-test with 511
Benjamini-Hochberg post-hoc correction). Dots below represent Sidak tests comparing CPD 512
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values from devaluation or extinction sessions (coded by colour) to those from the baseline 513
condition (conducted after significant effect of reward condition or time-reward interaction in 514
RM-ANOVA). Significance level is encoded by dot size. Triangles indicate average latency to 515
cue-presentation, reward receptacle entry and the start of the next ITI (the latter was often 516
close after reward receptacle entry in extinction conditions as no reward was provided). To 517
ensure, that CPDs in the baseline session are not simply higher because of a larger number 518
of trials or responses used for their calculation, the number of baseline- trials was down -519
sampled to roughly match those of the reward condition it is compared to in each panel f or 520
each poke-hole and response type. 521
522
To further elucidate the hypothesis that ACC encodes expected and, subsequently, actual 523
outcome, we performed an encoding analysis, as previously done for the varITI -challenge 524
(Figure 4), for the data obtained from these four conditions. Across time intervals, we 525
compared CPD values to the control value of 0% for all conditions (t -test with Benjamini -526
Hochberg correction) and we compared the devaluation and extinction conditions to baseline 527
(RM-ANOVA followed by Sidak post-hoc test; Figure 7A). As expected, extinction – especially 528
when repeated – led to a reduction of the representation of reward. However, also devaluation 529
ensued a strong decrease of reward representation compared to baseline, suggesting that 530
reward determines ACC activity the stronger the higher its v alue is (a result that the prior 531
decoding analysis could not reveal, see Figure 6E -F). Strikingly, both devaluation and 532
extinction also led to a virtual loss of the spatial representation of the poke- hole: in all three 533
conditions, CPD values for the combined spatial predictors were significantly lower than those 534
in the baseline condition around the time of poking and, in contrast to the baseline, rarely 535
exceeded 0% (Figure 7A). This suggests that the representation of specific actions in ACC 536
depend on their expected (reward) value. 537
538
Discussion
539
Using miniscope recordings during the 5- CSRTT in mice , we here demonstrated that 540
excitatory neurons of the posterior ACC represent the choices available in this complex task, 541
both at the high level of response options that depend on cognitive state and at the low level 542
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of the selected action (poke-hole identity) . We found that coding at both levels happens 543
simultaneously, but that ACC activity is dominated by the selected action (graded spatial 544
representation of poke-hole location) during the execution of the choice poke, and by outcome 545
expectation from about 400 ms after the choice, followed by encoding of actual outcome, once 546
obtained. Whereas action representation faded , the high- level representation of the chosen 547
option (or its consequence) remained stable for at least 7 s after the choice, but deteriorated 548
much faster when reward was omitted during extinction sessions. When value or occurrence 549
of reward were changed, the share of cells selectively activated by reward and of cells 550
selectively inhibited during omissions – i.e., the share of cells representing those options 551
whose relative utility changed – increased. This suggests that ACC represents action-outcome 552
contingency rather than outcome itself. Likewise, the representation of rewarded (correct) 553
responses, but also of low-level spatial action parameters decreased when reward was either 554
devalued or omitted. This underlines that motor and reward representations in ACC depend 555
on the expectation and value of a choice’s outcome. 556
Importantly, significant preparatory network activity during the ITI and before the cue which 557
could indicate a general level of high or low attention, impulsivity, or task engagement in a 558
given trial was either not found (attention-related activity discriminating correct from incorrect 559
choices) or was rather weak (discrimination between impulsive responses or omissions and 560
correct responses). In fact, all conducted analyses assessing response-type coding suggest 561
that choices are represented in ACC mainly during and after their time of occurrence, and that 562
rewarded responses are represented most reliably, as seen in other studies [12,13]. 563
How can these observations be reconciled with earlier reports of signatures of attention and 564
impulsivity in ACC [9–11,22] and, most importantly, with the well- documented ability to 565
modulate these cognitive states by manipulation of ACC neurons [5,6,8,23]? Firstly, with 566
respect to pre-choice activity, the discrimination of correct responses from either premature or 567
omitted responses was actually possible, albeit at low (~60%) accuracy , already during at 568
least 4 s before the choice poke (but not at the beginning of the ITI; Figure 3, 6). Furthermore, 569
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correct and premature responses were accompanied by time-locked activity of neurons in the 570
same pre-choice time period (Figure 2). This indicates a representation of the state of impulse 571
control that exists, albeit weakly, well before the choice, though not at the beginning of the ITI 572
– in line with ramping activity before premature responses observed in rats [10]. In contrast, 573
incorrect responses could only be distinguished from correct responses at time of occurrence 574
(Figure 3) and were not accompanied by time-locked activity before (Figure 2). This suggests 575
that the trial-to-trial variation of sustained attention is not represented in excitatory cells of 576
posterior ACC. The divergence between both phenomena is in line with the fact, that 577
impulsivity, but not accuracy, was modulated by chemogenetic manipulation of such neurons 578
in ITI-challenges [5]. Since modulation of ACC parvalbumin-interneurons (which we did not 579
record in this study) could alter both aspects of executive function [8], they could constitute a 580
locus of the attentional component in this task [14]. Thirdly, chemogenetic or pharmacological 581
modulation of ACC could exert its effect anatomically and temporally more globally, rather 582
than controlling behaviour directly and in individual trials. The ACC might be acting through 583
the demonstrated strong representation of obtained reward, errors, and action- outcome 584
contingencies, to shape tendencies of attentional and impulse control in upcoming trials 585
through other circuits, as shown for a subpopulation of ACC neurons already [6,7]. Fourthly, 586
and alternatively to the previous scenario, ACC modulation may influence the occurrence of 587
distinct response-types because of its role in action selection [21,24], as we suggested based 588
on our [5,8] and other [6] previous chemogenetic and optogenetic [7] data before [8]. In this 589
scenario, elevated activity of certain ACC pyramidal neurons triggers the response into a 590
certain poke-hole (in line with the early encoding of action found in this study). This could be 591
caused by the ACC due to reward expectation leading to strong excitatory AAC activity 592
entailing a correct response. But it could also be caused erroneously by higher order inputs 593
received by the ACC without the appropriate cue leading to incorrect or premature responses, 594
accompanied by somewhat less effective, less time-locked ACC excitation. Activation of PV-595
interneurons [8] or direct partial inhibition of excitatory neurons in ACC [5] could increase the 596
threshold needed for such activation that ultimately triggers the selected response, so that the 597
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strong activation triggering correct responses remains supra-threshold, whereas the weaker 598
activity which could otherwise cause erroneous responses falls sub -threshold. Further 599
physiological investigations are required to probe these mechanistic models. 600
Regarding mPFC, the number of mice we recorded in our study for comparative purposes is 601
too small to draw general conclusions regarding the coding in this region, which has also been 602
examined in other studies in the 5 -CSRTT [10,14,26,27]. Nevertheless, t he relatively minor 603
differences between representations in ACC and mPFC we observed are consistent with an 604
earlier finding of oscillatory coupling of both regions during choice events in the 5-CSRTT [22] 605
and, more generally, with a model of widely distributed encoding of behaviour across 606
neocortex [16]. Population activity in mPFC also represented choice options but less reliabl y 607
and partly shifted to later time points, i.e., after the choice, and again with a bias to encoding 608
rewarded choices more than non- rewarded ones. Also, a fine- grained encoding of spatial 609
aspects of a selected action was virtually absent. This is in line with previous 610
electrophysiological measurements in rats during this task, indicating that a majority of 611
responsive mPFC cells respond after the choice, representing trial outcome, and cells show 612
considerably stronger firing rate increases during correct than during premature responses 613
[10]. 614
In conclusion, our temporally resolved analysis suggests that ACC excitatory neurons 615
represent a chosen action as it is made as well as its expected and actual outcome. Our results 616
uncover parallel encoding of fine- grained spatial parameters of selected actions - in 617
dependence on their outcome value - and of action-outcome contingency in ACC, and suggest 618
that trial-by-trial encoding of high-level cognitive states before the choice is either minimal (for 619
task engagement and impulsivity) or absent (for attention). 620
621
622
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Methods
623
Animals 624
In total, 46 male C57BL/6J wildtype mice, were used for this study. Animals were group - or 625
single-housed in Type II -Long individually ventilated cages (Greenline, Tecniplast, G), 626
enriched with sawdust, sizzle-nestTM, and cardboard houses (Datesand, UK), and maintained 627
at a 13 h light / 11 h dark cycle. Water was available ad libitum . All experiments were 628
performed in accordance to the German Animal Rights Law (Tierschutzgesetz) 2013 and were 629
approved by the Federal Ethical Review Committee (Regierungsprädsidium Tübingen) of 630
Baden-Württemberg, Germany (licence number TV1469). 631
5-CSRTT training and testing with calcium imaging 632
Mice started training in the 5-CSRTT at 3-5 mo of age and were kept under food-restriction at 633
85-95% of their prior average free- feeding weight which was measured over 3 days 634
immediately prior to the start of food restriction at the start of the behavioural training. Testing 635
was conducted in operant chambers placed individually in melamine- MDF sound-insulated 636
and ventilated outer boxes and fitted internally with an array of five nose -poke holes on one 637
wall and a reward receptacle on the opposite wall. All six apertures could be illuminated to 638
instruct the entry into them and were fitted with IR break -beams to detect entry and exist of 639
the animal’s snout. All experiments were conducted in custom -made trapezoidal chambers 640
based on the pyControl system [19,28] (https://pycontrol.readthedocs.io). 641
The 5CSRTT training protocol was similar to what we previously described [5]. In brief, after 642
initiation of food-restriction, mice were accustomed to consume the reward (strawberry milk, 643
MüllermilchTM, G) first in their home cage, and then in the operant box (2-3 exposures each). 644
Subsequently, mice were trained in 2-13 sessions (30 min, once daily) of habituation training. 645
In each trial, all holes of the 5-poke wall were illuminated for an unlimited time and the mouse 646
could poke into any one of them to earn a 40 µl milk reward subsequently disposed from the 647
illuminated receptacle. If mice attained at least 30 rewards each in two consecutive sessions 648
or (in exceptional cases) had reached the 16th session of habituation training, they were moved 649
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to the 5- CSRTT training, during which mice transitioned through five stages of increasing 650
difficulty, based on reaching certain performance criteria in each stage, as described 651
previously[5]. The difficulty was determined by the length of time the stimulus was presented 652
(stimulus duration, SD) and the length of waiting time between the end of the previous trial 653
and the stimulus presentation of the next trial (inter -trial-interval, ITI). In case a reward was 654
collected on the previous trial, the ITI was initiated by the removal of the snout of the animal 655
from the reward receptacle. In all 5- CSRTT protocols only one pseudo- randomly selected 656
aperture of the 5-choice wall was lit up after the ITI, indicating that this hole needs to be poked 657
into ( correct response ) in order to earn a 20 µl milk reward (Figure 1A). Trials were not 658
rewarded but instead terminated immediately with a 5 s time-out period during which the 659
house light was turned off, if the animals either poked into any hole during the ITI (premature 660
response), poked into a non-illuminated hole (incorrect response) during the SD and limited-661
hold time (LH, until 2 s after SD), or failed to poke throughout the trial (omission). The relative 662
numbers of such response types were used as performance indicators measuring premature 663
responding [%premature = 100*(number of premature responses)/(number of trials)], 664
sustained attention [accuracy = 100*(number of correct responses)/(number of correct and 665
incorrect responses combined)], and lack of participation [%omissions = 100*(number of 666
omissions)/(number of trials)]. A trial was considered to start at the beginning of the ITI, i.e. 667
included premature responses. Additionally, the time required to poke into the indicated hole 668
after it was illuminated (response latency) and the time from the exit from the correct hole until 669
the entry into the reward receptacle (reward latency) were measured, whereby the latter is 670
usually used as a compound indicator of motivation and locomotor drive [3]. In all stages, 671
sessions lasted 30 min and were performed once daily at the same time of day and in the 672
same box for each animal. 673
After surgery (see below), animals were trained until they had reached the final baseline stage 674
(BL; 2 s SD, 5 s ITI) obtaining an accuracy >80% and an omission rate <50% in two 675
consecutive sessions. For the last 5 d before the first imaging session, mice were accustomed 676
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28
to be gently fixed in the experimenter’s hand for the fixation of the miniscope before the 677
session and were trained with dummy ‘miniscopes’ that were equal in height and weight, 678
attached to the baseplate. Training with dummy miniscopes lasted until an accuracy >80% 679
and an omission rate <50% in two consecutive sessions was reached again. On subsequent 680
days, mice were trained for 3 d with an actual, tethered miniscope in distinct operant chambers 681
set up for simultaneous imaging, followed by the first imaging session conducted also in the 682
baseline stage. Subsequently, the imaging sessions (30 min) were repeated with different 683
challenge conditions in the same order for every mouse (see Figure 1E). Some imaging 684
sessions needed to be repeated due to technical failures. In between imaging sessions, mice 685
were trained in the same testing chambers in the baseline stage with the miniscope attached. 686
After imaging sessions with the challenge protocols were completed, some mice underwent 687
a separate set of pharmacological experiments in the 5 -CSRTT (data not shown in this 688
manuscript), after which training in the baseline protocol and then further imaging sessions in 689
the combined 0.8s -SD/7s-ITI challenge protocol with concomitant manipulation of value or 690
occurrence of reward followed: Firstly, imaging was conducted under normal conditions of 691
food-restriction and reward- delivery (baseline), secondly imaging was conducted after 692
devaluation of reward by pre-feeding (providing 6 g of food overnight and 2 ml of milk reward 693
1 h before session start), thirdly, two sessions followed under conditions of normal food-694
restriction but omission of reward (extinction). Training in the baseline protocol without imaging 695
was conducted before and after the devaluation session, but not between the extinction 696
sessions. 697
Surgical procedures 698
After the mice reached at least stage 4 (4 s SD, 5 s ITI) of the 5- CSRTT, a nimals were 699
anaesthetized using isoflurane (AbbVie, G), received subcutaneous injections of analgesics 700
(0.08 mg/kg buprenorphine, Bayer, G; 1 mg/kg meloxicam, Boehringer Ingelheim, G), and 701
local scalp anaesthesia (200 µl of 0.025 % bupivacaine, AstraZeneca, UK) before placement 702
in a stereotaxic frame (Kopf, US; manual digital frame, World Precision Instruments, US) with 703
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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is
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29
non-rupture mouse ear bars. The body temperature was stabilized using a feedback -704
controlled heating blanket (Harvard Apparatus, US) and the anaesthesia was maintained with 705
1.5 % isoflurane. The following stereotaxic coordinates (from bregma) and volumes were used 706
for bilateral transfection of the stated areas; ACC: injection at AP +1.0, ML 0.4, DV 1.3 (300 nl) 707
and 1.7 (2 00 nl); ventral mPFC: injection at AP +2.2, ML 0.3, DV 2.2 (200 nl). An AAV5-708
CamKIIα-GCaMP6m vector suspension (6.2*1012 vg/ml; University of Zürich viral vector 709
facility; UZH-VVF, CH) was diluted down 1:1 to a final titre of 3.1*1012 vg/ml in 5 % sorbitol/PBS 710
(Sigma, G) and infused using a 10 µl precision syringe (WPI, US) at an infusion rate of 711
100 nl/min. To minimize backflow of the virus, the needle was kept in place for 5 min at each 712
site after infusion, and additionally for another 5 min 0.1 mm above the last infusion site . 713
Subsequently, the wound was sutured, the mouse was allowed to recover in a temperature-714
controlled chamber at 36°C, and provided with mesh- food, gel-food and daily post-operative 715
monitoring for 7 d, including application of meloxicam (Metacam, 1 mg/kg, Boehringer 716
Ingelheim, G) on the first 3 d. The mice were kept on ad libitum food. 717
Approximately, one week after the injection of the viral construct , a gradient refractory index 718
(GRIN) lens (Inscopix, CA, USA) was implanted. The surgery initially followed the steps 719
described above for the virus injection and was followed by two craniotomies into the occipital 720
and parietal bone where a screw (1 mm diameter, Precision Technologies, GB) was placed 721
into each hole for later implant stability. A craniotomy for the lens (1 or 0.5 mm in diameter for 722
ACC or mPFC, respectively) was made above the original infusion site. Before lowering the 723
lens into the brain tissue, the skull was dried for better glue attachment and the lens was 724
cleaned with 70% ethanol or 100% isopropanol. From the brain surface, the lens was held 725
vertically by a pipette tip with negative internal pressure created by a vacuum pump and 726
lowered by 20 µm every 30 s into the brain tissue at the original infusion site until reaching a 727
depth of 1 mm (ACC). For mPFC, a custom-made GRIN-lens injector (“GRINjector”) was used 728
placing the lens at 2 mm from the brain surface. Super-glue (Loctite 401, Henkel, DE) was 729
applied to attach the lens to the skull, followed by light-curable dental adhesive (BreezeTM, 730
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30
Pentron, US). Dental cement was applied on the exposed skull with approx. 1 mm of the lens 731
protruding out from the skull. Kwik-Sil™ (WPI, US ) was applied on the lens to protect it from 732
later mechanical damage. Post-operative care was applied as after the first surgery. 733
Between 2-6 wks after lens implantation, the GCaMP6m expression was checked. For this, 734
the mouse was ana esthetized and fixed to the stereotaxic frame as described above. After 735
removing the Kwik -Sil™ cone, the lens surface was wiped with lens tissue soaked in 70% 736
ethanol or 100% isopropanol. The baseplate was attached to the miniscope and to the 737
stereotactic frame using a clamp. Depending on the quality and quantity of GCaMP 6m-738
expressing cells, the baseplate was persistently fixated to the implant by applying light-curable 739
dental cement (Flow-ItTM, Pentron, US) around the lens, layer by layer leaving a small (approx. 740
1 mm) gap below the baseplate, which was filled with 2- component adhesive (Loctite 3090, 741
Henkel DE) for ultimate fixation. After drying, the miniscope was de- attached and a custom-742
made protective cap was put on the baseplate and fixated by the baseplate screw. 743
Calcium imaging 744
Calcium imaging was done using UCLA miniscopes v3 or v4 [29], including their data 745
acquisition (DAQ) box ( https://open-ephys.org) and acquisition software 746
(www.miniscope.org). The temporally aligned recording of behavioural events and imaging 747
frames was achieved through pyControl [19,28], connecting the miniscope DAQ -box 748
(https://open-ephys.org) via an i nput trigger GPIO SMA connector to the pyControl 749
microcontroller board through which the start and the end of image acquisition was controlled 750
by TTL-pulses sent to the miniscope DAQ-box. Prior to the session start, mice were equipped 751
with the miniscope and the optimal focus was set by adjusting the focus slider of the miniscope 752
manually (v3) or the focus electronically (v4). A thin and flexible coaxial cable (CW2040 -753
3650SR, Cooner Wire, US) connected the miniscope to the DAQ -box for power supply, LED 754
control, and CMOS data transmission. For some recordings a custom -made moto rized 755
commutator [30] was used to eliminate the need to manually un-twist the cable. Images were 756
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31
recorded at 20 fps, maximum gain, and with an excitation intensity that was adjusted for each 757
mouse individually. 758
Histology 759
Animals were given an over -dose of ketamine/medetomidine (≥200 mg/kg ketamine, Zoetis, 760
G; ≥2mg/kg medetomidine, Pfizer, US) and perfused with 0.01 M phosphate- buffered saline 761
(PBS) followed by 4 % PFA/PBS. The baseplate and the implant were carefully detached from 762
the scull and the brain was removed and then stored in 4 % PFA/PBS overnight before 763
placement in 20 % sucrose for dehydration before sections were cut at 100 µm thickness on 764
a vibratome (VT1000, Leica, DE). Every second section was stained with DAPI (10 -4 % w/v) 765
for 30 min, washed with PBS twice and mounted on glass slides. A Leica DM6B 766
epifluorescence microscope (Leica, DE) was used to scan the slides with a 5x objective and 767
determine virus expression offline. 768
Data analysis 769
Pre-processing of calcium traces 770
Single-photon imaging data for each session were pre-processed using MATLAB as described 771
previously[17]. Each image frame was spatially down-sampled to a 400x400 pixel frame and 772
divided by its low -pass filtered version to remove wide- field fluctuations and brightness 773
gradients over the field of view. After band- pass filtering each frame to enhance structural 774
features of the image to facilitate the alignment of different frames, the TurboReg algorithm 775
[31] was used for motion correction. Each movie was temporally smoothed and temporally 776
down-sampled from 20 Hz to 5 Hz followed by signal normalization of each image frame in 777
units of relative changes in fluorescence, ΔF(t)/F0 = (F(t) − F0)/F0, where F0 is the mean 778
image obtained by averaging the entire movie. For cell sorting, spatial filters corresponding to 779
individual neurons were identified using an automated cell sorting routine based on principal 780
and independent component analysis (PCA/ICA) [32]. Extracted spatial filters were verified as 781
neural cells upon visual inspection based on size, morphology and the activity trace. 782
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32
Temporal alignment of calcium traces to behavioural events 783
Calcium traces of each cell were z-transformed using the Matlab function zscore to control for 784
variations between animals and sessions. Custom written Matlab scripts were used first to 785
align the behavioural and the imaging data determining the timestamps for the ITI start, cue 786
presentation, choice and outcome (referred to as epoc hs) of each trial in terms of frame 787
numbers, and for labelling the trial with the corresponding choice of the mouse, i.e. correct, 788
incorrect or premature response, or omission (referred to as response type). In each trial, the 789
calcium signals were extracted within defined time wind ows from 4 s before to 7 s after the 790
event timestamp of the onset of each epoch. The extracted traces were then averaged across 791
trials of the same response type, thereby forming population vectors that represented each 792
response type aligned to the onset of each epoch. Peri-event time histograms were created 793
by plotting heat maps of the population vectors for each response type aligned to the choice 794
onset (Figure 2). The cells were sorted based on their average peak latency. For cross -795
validation, heat maps were created based on the population vectors created from averaging 796
only across even or odd trials, which were then correlated across cells within each time bin to 797
receive a measure for the reliability of the temporal activity pattern. K-means clustering was 798
applied using the Matlab function kmeans with a preset number of four clusters and the 799
distance metric set to 'cosine'. Thereby, the cells were grouped based on the similarity of their 800
calcium signals, which were extracted within defined time windows relative to the onset of the 801
respective choice (see above) and averaged across odd trials. Subsequently, the cells were 802
sorted according to their cluster assignment and peak latency applying the sorting order to the 803
calcium signals averaged across even trials and plotting them using peri -event time 804
histograms (Figure 2C-D). For each cluster, the single-trial calcium signal of a corresponding 805
exemplary cell was plotted for each response type using peri -event time histograms (Figure 806
2E-F). 807
Decoding analysis of population activity 808
Binary linear support vector machine (SVM) classifiers (Figure 3A -C and 6E-F) were trained 809
and tested on differentiating between trials with correct responses and those with either 810
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33
omitted, premature or incorrect responses based on the amplitude of the calcium trace of all 811
neurons in a FOV combined in 200 ms time-bins in a time- window from 4 s before until 7 s 812
after the onset of each choice poke. For training the classifier, the Matlab function fitcsvm was 813
used with the kernel function, box constraint, kernel scale and standardization set to ’linear’, 814
’1’, ’auto’ and 'false', respectively. The dataset of every session (with a minimum of 6 events 815
for each response type) was randomly partitioned into the training (each observation was 816
labelled with the response type) and test set (lacking label assignment) in a 80/20 ratio, while 817
ensuring the test set maintained balance, resulting in an imbalanced distribution within the 818
training set for most sessions. For sessions, where the number of trials varied extensively 819
across response types, trials from the response type with a higher number of events were 820
randomly removed until achieving bal ance in the test set. For training the SVM classifier, a 821
balanced training set is essential to prevent a classification bias towards the majority class 822
(i.e. the behavioural event class with the highest number of observations in the respective data 823
set) [35]. Using the synthetic minority oversampling technique (SMOTE) [36,37] on the training 824
set, the number of observations in each event class was equalized by artificially synthesizing 825
new samples in the minority classes (i.e. the behaviou ral event classes with a lower number 826
of observations than the majority class). This algorithm randomly selects an observation from 827
the underrepresented event class and identif ies its four nearest neighbours, of which one is 828
randomly chosen. A value is randomly picked in the Euclidean distance between the 829
observation and the neighbour and is assigned to the new synthesized sample. The smote 830
approach requires the number of events in the minority class to be greater than the number of 831
set neighbours (i.e. four) and the ratio between the number of events in the majority and 832
minority class to be less than the set number of neighbours (i.e. four). In sessions where this 833
was not the case, events were up- sampled for the minority class using SMOTE with the 834
number of neighbours set to the number of events in the minority class and/or trials were 835
randomly removed from the majority class until the required conditions were met. The entire 836
procedure of random data set partitioning, SMOTE up- sampling of the training set, and the 837
subsequent training and testing of the decoder was repeated 100 -times, thereby producing 838
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34
100 averages and 100 s.e.m. values, which were averaged to yield a grand mean and grand 839
s.e.m value representing the decoding performance based on each session. As a control for 840
the test decoder, a second binary classifier model was established as described above, but 841
labels of the training set in each fold within each session were shuffled prior to classifier 842
training, thereby creating distributions that represented chance level (null distribution) [38]. 843
Since mice mostly made an insufficient number of incorrect responses during the varITI 844
challenges, to allow this type of decoding analysis, the data from several sessions with at least 845
8 incorrect responses were grouped across challenge protocols (five combined sessions, two 846
varITI sessions, two fixed-ITI sessions) to perform a separate decoding analysis that included 847
incorrect responses (Figure 3C). 848
Multiclass decoding was performed to predict into which of the five poke holes the mouse 849
poked into during a given trial including all response types or correct responses only, using a 850
multi-class SVM classifier [39,40] with the same approach as described above (Fig ure 4D). 851
The linear SVM multi-classifier was trained using the matlab function fitcecoc with the kernel 852
function, box constraint, kernel scale and standardization set to ’linear’, ’1’, ’auto’ and ’off’, 853
respectively. Additionally, the option coding was set to ’onevsall’ ; t he one -vs-all strategy 854
performs a separate binary classification for each class in the dataset (i.e. in total four) treating 855
it as the positive class, whereas all other classes combined are treated as the negative class. 856
Testing is performed by independently applying every sample from the test data set on each 857
trained binary classifier yielding confidence values with the highest selecting the predicted 858
class for this sample. 859
Encoding analysis of the modulation of neural activity by behavioural events 860
Linear regression models were created to predict the calcium signal in 200 ms timebins in a 861
time window from 4 s before until 7 s after the onset of the choice epoch for each individual 862
neuron (Figure 5 and 7). Regularized linear regression was performed using the Matlab 863
function lasso applying L1 (lasso) regularization with 10-fold cross-validation to find the optimal 864
regularization strength λ that minimizes the loss. Binary predictors were used to code for the 865
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35
presence of a poke (active poke vs. omission), the spatial poke identity (four one-hot predictors 866
corresponding to left-right directionality, right poke discrimination, left poke discrimination and 867
middle poke discrimination) , and correct (rewarded) responses (vs. erroneous and omitted 868
responses combined) in each trial (see Figure 5A for predictor matrix). To test how much of 869
the variance of the activity of individual neurons at every time bin could be explained by each 870
predictor, the coefficient of partial determination (CPD) was calculated, measuring how much 871
further the predictor contributed to the explanation of the full regression model [21,33,34]. 872
CPDs were determined for each predictor by subtracting the mean squared error of the full 873
linear regression model from the mean squared error of the reduced regression model, where 874
the predictor for the specif ic event type in question was removed. The CPD for predictor i is 875
defined as: 876
𝐶𝐶𝐶𝐶𝐶𝐶𝑖𝑖= 𝑀𝑀𝑀𝑀𝑀𝑀𝑋𝑋−𝑖𝑖− 𝑀𝑀𝑀𝑀𝑀𝑀𝑋𝑋
𝑀𝑀𝑀𝑀𝑀𝑀𝑋𝑋−𝑖𝑖
877
w
here 𝑀𝑀𝑀𝑀𝑀𝑀𝑋𝑋−𝑖𝑖 is the mean squared error in a regression model that includes all of the relevant 878
predictor variables except i, and 𝑀𝑀𝑀𝑀𝑀𝑀𝑋𝑋 is the mean squared error in a regression model that 879
includes all of the relevant predictor variables. To compute the CPD for spatial poke identity, 880
all of the four spatial one-hot predictors were removed together. 881
For the devaluation and extinction conditions (Figure 7), which led to reduced number s of 882
correct responses, pseudo-randomly chosen events from the baseline (control) condition were 883
selected to roughly match the number of the respective experimental condition for each poke-884
hole and response type , to ensure that CPDs in the baseline session are not simply higher 885
because of a larger number of trials or responses used for thei r calculation . This down-886
sampling was repeated 100 times and the CPDs of the respective predictors averaged across 887
iterations before plotting. 888
889
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36
Statistics 890
Behavioural data was analysed using M atlab (R2019a, The MathWorks Inc, USA) and only 891
t
wo-sided tests were used. 5- CSRTT performance during calcium imaging sessions (Figure 892
1D-E, Figure 6A-D) was analysed using an ANOVA involving the task paradigm as between-893
subject independent variable and one of the behaviou ral parameters as dependent variable. 894
In case of a significant effect of task paradigm, Dunnet t’s post-hoc tests were conducted 895
between the baseline and any other challenge. Decoding accuracies (Figure 3 ) were 896
statistically compared using repeated- measures ANOVA with the time -bin and epoch type 897
variable as within-subject factors. A Dunn-Sidak-test was used for post -hoc test ing. 898
Comparisons against accuracies of control classifiers (trained with shuffled labels, performing 899
at chance level) in decoding analyses or against 0% CPD in encoding analyses have been 900
done with paired- sample or one- sample t-tests, respectively, with Benjam ini-Hochberg 901
corrections for the repeated testing in each time interval. All applied statistical tests are stated 902
in the corresponding figure legends. All bar and line graphs display mean ± s.e.m. or data from 903
individual mice, as indicated. 904
905
Data availability 906
All raw data can be obtained from the corresponding author upon reasonable request. Scripts 907
of all task files applied in custom -made operant boxes can be obtained from 908
https://github.com/KaetzelLab/Operant-Box-Code and design files for such operant boxes are 909
deposited at https://github.com/KaetzelLab/Operant-Box-Design-Files. 910
911
Code availability 912
Analysis scripts are available from GitHub at 913
https://github.com/martinjendryka/Jendryka_et_al_ACC_imaging_5CSRTT.git. 914
915
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37
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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is
The copyright holder for this preprintthis version posted April 15, 2024. ; https://doi.org/10.1101/2024.04.12.589244doi: bioRxiv preprint
40
Acknowledgments 1035
We thank S tefanie Schulz (Ulm University) for assistance with histology. Funding: This work 1036
was funded by the Boehringer Ingelheim-Ulm University (BIU) Center (TPN010, to B.L., A.P., 1037
D.K.), the Else -Kroener-Fresenius/German-Scholars-Organization Programme for excellent 1038
medical scientists from abroad (GSO/EKFS 12; to D.K.), the DFG (KA 4594/2-1; to D.K.), and 1039
the Alfred-Krupp Foundation (to B.L.). 1040
1041
Author Contributions 1042
M.M.J., B.L., A.P., T.A. and D.K. designed the study. M.J. and U.L. conducted behavioural 1043
experiments. M.M.J. conducted surgeries. S.K.T.K., T.A., and D.K. developed pyOS-5 operant 1044
box hardware and software; S.K.T.K. programmed operant box task protocols and integration 1045
of miniscope recordings. B.F.G. and H.D. provided assistance with manufacturing and usage 1046
of UCLA v3 miniscopes. B.F.G., B.L. and D.K. provided essential resources. M.M.J. analysed 1047
the data with advise from B.F.G., T.A. and D.K.. M.M.J. and D.K. wrote the manuscript, which 1048
was revised by all authors. 1049
1050
Competing Interests statement 1051
The authors declare no competing interest. A.P. is an employee of Boehringer Ingelheim. 1052
1053
.CC-BY-NC-ND 4.0 International licensemade available under a
(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is
The copyright holder for this preprintthis version posted April 15, 2024. ; https://doi.org/10.1101/2024.04.12.589244doi: bioRxiv preprint
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