Improving the surgical consenting process for patients with acute hip fractures: a pilot quality improvement project

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This pilot project implemented targeted teaching and pre-printed stickers to improve surgical consent for hip fracture patients, resulting in better documentation clarity and discussion of risks.

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This pilot quality improvement project audited surgical consent forms for adults with capacity undergoing traumatic hip fracture repair, focusing on documentation clarity, inclusion of procedure-specific risks, and offering patients a copy of the consent form. Baseline review over 4 weeks (n=24) found errors such as use of abbreviations (38%), incomplete documentation of procedure-specific risks (31%), and low rates of offering a copy to patients (12%), prompting targeted teaching and later the addition of pre-printed “risk of procedure” stickers with iterative refinement. After targeted teaching (cycle 1, n=26), abbreviations decreased (38% to 20%) and procedure-specific risk documentation increased (31% to 72%), with offering copies rising to 48%, but in cycle 2 (n=24) risk documentation did not continue to improve and offering copies fell (to 8%) despite improved clarity. The authors conclude that pre-printed stickers may help as memory aids, but specific teaching produced the greatest benefit, and the study is limited to capacity patients with short, repeated 4-week cycles in a single setting. The paper does not explicitly discuss endometriosis or adenomyosis; it was included in the corpus via a keyword match in the upstream search index.

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Abstract

Abstract Background: Consenting patients for trauma procedures following hip fracture is a key stage in the treatment pathway from admission to the operating theatre. Errors in this process can result in delayed procedures which may negatively impact patient recovery. The aim of this project was to identify and reduce errors in our consenting process for patients with capacity. Methods: Consent forms for all adult patients with capacity admitted for surgical repair of traumatic hip fracture were reviewed over a 4-week period. The baseline measurement (n=24), identified errors in three key process measures: clarity of documentation, failure to record procedure-specific risks and not offering a copy of the consent form to the patient. Pre-printed stickers and targeted teaching were then introduced as quality improvement measures. Their impact was evaluated over subsequent 4-week review of the same patient demographic, with further refinement of these interventions being carried out and re-evaluated for a final cycle.Results: Cycle 1 (n=26) following targeted teaching demonstrated a reduction in abbreviations from 38% to 20%, while doubling the documentation of discussion of procedure-specific risks from 31% to 72%. More patients were offered a copy of their consent form, rising from 12% to 48%. Cycle 2 (n=24) saw the introduction of pre-printed “risk of procedure” stickers. Although clarity measures continued to improve, quality of pre-procedure risk documentation remained static while the number of forms being offered to patients fell to 8%.Conclusions: Our project would suggest that while pre-printed stickers can be useful memory aids, specific teaching on consenting produces the greatest benefit. The usage of such tools should therefore be limited, as adjuncts only to specific training.
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Improving the surgical consenting process for patients with acute hip fractures: a pilot quality improvement project | Research Square window.SnipcartSettings = { analytics: { enabled: false } }; (function() { var accessVector = localStorage.getItem('access_vector') || ''; window.dataLayer = window.dataLayer || []; if (accessVector) { window.dataLayer.push({ user: { profile: { profileInfo: { snid: accessVector } } } }); } })(); (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-K279D39R'); Browse Preprints In Review Journals COVID-19 Preprints AJE Video Bytes Research Tools Research Promotion AJE Professional Editing AJE Rubriq About Preprint Platform In Review Editorial Policies Our Team Advisory Board Help Center Sign In Submit a Preprint Cite Share Download PDF Research Improving the surgical consenting process for patients with acute hip fractures: a pilot quality improvement project Kirit Singh, Ali Assaf, Morgan Bayley, Gordon Gillespie This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-17083/v2 This work is licensed under a CC BY 4.0 License Status: Published Journal Publication published 13 Jun, 2020 Read the published version in Patient Safety in Surgery → Version 2 posted 4 You are reading this latest preprint version Show more versions Abstract Background: Consenting patients for trauma procedures following hip fracture is a key stage in the treatment pathway from admission to the operating theatre. Errors in this process can result in delayed procedures which may negatively impact patient recovery. The aim of this project was to identify and reduce errors in our consenting process for patients with capacity. Methods: Consent forms for all adult patients with capacity admitted for surgical repair of traumatic hip fracture were reviewed over a 4-week period. The baseline measurement (n=24), identified errors in three key process measures: clarity of documentation, failure to record procedure-specific risks and not offering a copy of the consent form to the patient. Pre-printed stickers and targeted teaching were then introduced as quality improvement measures. Their impact was evaluated over subsequent 4-week review of the same patient demographic, with further refinement of these interventions being carried out and re-evaluated for a final cycle. Results: Cycle 1 (n=26) following targeted teaching demonstrated a reduction in abbreviations from 38% to 20%, while doubling the documentation of discussion of procedure-specific risks from 31% to 72%. More patients were offered a copy of their consent form, rising from 12% to 48%. Cycle 2 (n=24) saw the introduction of pre-printed “risk of procedure” stickers. Although clarity measures continued to improve, quality of pre-procedure risk documentation remained static while the number of forms being offered to patients fell to 8%. Conclusions: Our project would suggest that while pre-printed stickers can be useful memory aids, specific teaching on consenting produces the greatest benefit. The usage of such tools should therefore be limited, as adjuncts only to specific training. Orthopedics Checklists Control charts/Run charts Reminders Surgery Figures Figure 1 Figure 2 Background Hip fractures are one of the most common presentations to emergency departments in the United Kingdom with 66,000 cases reported per year (1). This is a significant injury that carries a 6.9% mortality risk within one month and requires prompt management (1). Delay of surgical intervention (if indicated) beyond 48 hours is associated with increased death rates and complications such as pressure sores (2). Trauma & Orthopaedics departments are therefore required to make the pathway to operation as efficient as possible to ensure that patients are operated on within this window. A key element of this pathway is gaining the patient’s consent for the procedure. Patients should have their treatment options explained to them, along with the benefits of any intervention, along with associated risks, burdens and side effects before then reaching a decision on whether to proceed (3). Commonly for acute trauma admissions, this consenting process is performed by the clerking doctor to prepare the patient for an imminent operation. However often the clerking doctor may not be the surgeon performing the procedure and can be a junior grade physician who is working under significant time or work pressure (4). These pressures have been noted to result in poor documentation and missed elements of admission notes (5) which can render important documentation such as consent forms substandard or even invalid (4). In order to reduce the variation in the admission and consenting process, several approaches have been evaluated, ranging from enhanced training to the use of procedure-specific proformas (6) and consent stickers with pre-printed risks (7). Although these have demonstrated benefit, their usage remains limited and best practice is still unknown. This quality improvement project aimed to assess our baseline consenting practice within a large 774-bed district general hospital while also reviewing the impact of ongoing improvement efforts such as teaching sessions and the use of proformas and consent stickers. Reviews of consent documentation for common trauma procedures have found poor documentation of risks (8) often with a wide variety of complications listed for the same procedure in varying frequencies (9). These deficiencies in documentation have been attributed to not only the aforementioned work pressures but also poor overall awareness of local or national guidelines and standards (10), which is often exacerbated by a relatively rapid turnover of junior staff (rotating as frequently as every 4 months) (5). This is despite Department of Health and Royal College of Surgeons guidelines on consent that state the person obtaining consent should have clear knowledge of the procedure along with the potential risks and complications (11, 12). Poor or incomplete documentation during the consent process denies the patient a full understanding of the procedure they are about to undergo, negatively impacting their decision making autonomy (13). This can also then subsequently expose hospitals and doctors to possible litigation (14), (15). Previous reviews of litigation relating to informed consent in the United States found errors in recording the risks of a procedure accounted for up to 70% of complaints alone (16). Furthermore, if consent documentation is of poor enough quality to be rendered entirely invalid, this can delay the operative pathway, potentially resulting in cancellation of procedures (4). In a time-critical situation such as hip fractures, these unnecessary delays can therefore significantly negatively impact patient care and outcomes. Set proformas/checklists for common presentations have been found to improve the documentation of important items which can commonly be missed (17). Checklists of essential pre-operative tasks have been used to improve the rate of completion of requested jobs (18) and their usage in surgical ward rounds has also been found to improve the quality of documentation (19). It has also been established that checklists can have a significant role in changing cultural practice and improving safety (20) with work by the Safe Surgery Saves Lives Study Group finding that a checklist was associated with concomitant reductions in both rates of death and complications in patients undergoing non-cardiac surgery (21) Stickers have been used as part of a checklist, for documentation of ward rounds and demonstrated to be a simple and effective way of evidencing good practice against recommended standards (22). A quality improvement program in NHS Lanarkshire where the use of ward round stickers was audited found them to be a simple and effective safeguard to ensure basic aspects of care were not missed while maintaining standards (23). The benefits of this standardized approach subsequently led to the development of websites devoted to consent for specific procedures. The goal of these resources was to provide a uniform approach to documenting risks, and their use has been shown to produce an improvement in quality of consenting (24). Similar benefits were found when using pre-printed consent labels for consenting patients (7, 25). However, these efforts are prone to abandonment when local champions of their use move on (26) and it is recognized that the usage of proformas often tails off over time for a variety of reasons (e.g. logistical issues with re-printing when initial supplies are depleted) (27). This Quality Improvement project therefore sought to determine whether targeting teaching and/or pre-printed consent stickers would demonstrate sustained improvements in quality of consent. Method Baseline Measurement Over a 4-week period in August 2017, consent forms for patients admitted as emergency trauma due to hip fracture were audited against Royal College of Surgeons Standards (28). Patients were included if deemed to have mental capacity to consent for a procedure and excluded if they did not. This was achieved by only selecting consent form documentation that was used for those people aged 16 and over and having capacity, or for those under 16 years who were determined to be Gillick competent (referred to locally as Consent Form 1 (29)). All other consent form types were not reviewed for the purposes of this project (such as those for paediatric cases or for those lacking capacity.) All data on the forms were analysed, with special attention being given to three process measures of clarity of documentation, whether the listed risks were appropriate for the intervention and if a copy of the consent form had been given or offered to the patient. Evaluation of clarity focussed on if all the patient details had been filled in correctly, along with if the procedure details were correct including laterality and site of surgery and whether abbreviations had been used. In this period, 24 consent forms for neck of femur fracture patients with capacity were identified. While 93% had accurate completion of patient details and documentation of the patient’s agreement to consent, 38% of forms used abbreviations instead of fully writing out the procedure. Documentation of generic risks such as infection, bleeding and thromboembolic events was completed in 95% of reviewed forms. However, significant procedure-specific risks such as dislocation and leg length discrepancy were documented in just 31% of forms. Finally, only 12% of patients were offered or given a copy of their consent form. Design Given the significant omissions in consent form documentation and the consenting process, it was clear that improvement was necessary. The majority of documentation had been completed by junior members of the team, over a period that represented their first four weeks within the speciality. It therefore was felt that to improve documentation of procedure-specific risks, further teaching would be necessary to improve their understanding of the operation and what significant complications could arise. Improved oversight was also to be implemented with ongoing senior clinician review of documentation to be performed on the morning ward round to identify any errors (such as abbreviations) or omissions. Recognizing also that junior staff were completing these documents often in time or work pressured environments, further memory aids were also reviewed and developed including pre-printed consent form stickers with all key procedure-specific risks included. These could then be directly applied to the generic consent forms that were currently in use. Strategy and Improvement Cycles Having determined that lack of experience in junior trainees was a key reason for poor documentation, interventions were planned to align with each rotation where new trainees would start working within the department. Practice would then be re-audited over another four-week period to determine the impact of any interventions made. Improvement Cycle 1 (January 2018) – Teaching for junior colleagues was carried out, including a session at induction for newly rotated junior doctors on how to complete consent in accordance with Royal College of Surgeons guidelines (12). Other teaching sessions were also performed for the department as a whole, covering the most common risks of procedures performed for high frequency presentations. Alongside this, senior review of consent forms in the morning ward round to identify errors was implemented. However, errors still occurred with procedure-specific risks found to be absent in 28% of cases. Improvement Cycle 2 (August 2018) – As part of an updated approach to managing hip fractures, a proforma was developed including pre-printed consent stickers with all risks (both generic and procedure-specific) included (example for intracapsular neck of femur fractures requiring arthroplasty shown in Figure 1). These stickers were then to be used in conjunction with existing consent form documentation and act as a memory prompt for the doctor’s discussions with the patient. A teaching session on the use of this form along with the key procedure-specific risks was given to junior staff at their induction as they began their rotation. Summary of Results Following the teaching interventions in cycle 1, re-audit of practice identified 26 consent forms suitable for analysis. Significant improvement was seen in reducing the usage of abbreviations, which fell from 38% to 20% and procedure detail documentation improved further from a baseline of 93% to 96%. Improvement was also found in documentation of all risks improving from 66% to 81% and procedure-specific risks documented in 72% of analysed forms, more than doubling baseline measurements. More patients were also offered a copy of their consent forms, rising from 12% to 48%. With the introduction of the hip fracture proforma and consent stickers in cycle 2, a further 24 consent forms were evaluated (see Figure 2 – summary runchart). Sustained improvements were seen in documentation of procedure details, rising to 100% completion on all forms sampled. Abbreviation usage continued to fall further, decreasing to 7%. However, documentation of procedure-specific risks remained similar to the prior cycle at 67% while a significant deterioration was seen in patients being offered a copy of their consent form, falling to just 8% of patients. Raw data for all aforementioned quality outcome indicators is presented in Table 1. Discussion While improvements in consenting practice were seen and maintained, it is notable that targeted interventions like stickers for risk documentation failed to produce significant change, with other measures such as copies being offered to patients slipping back. However, this analysis was limited by issues relating to the deployment of such pre-printed proformas and stickers. As mentioned previously, these interventions can be prone to attrition over time, and it was reported that supplies of the stickers were exhausted quickly with replacements reported as difficult to locate by junior colleagues, limiting their usage. Records audited later in cycle 2 showed their formal use fell to less than 75% of the consent forms evaluated. However, doctors within the team reported to the authors that a photo stored on their smartphone was used for reference when manually writing out the consent documentation, indicating ongoing usage of the pre-printed information by proxy. Furthermore, training on their content had also been delivered at time of the intervention, so the audit cycle was continued. Further, as this project only focussed on patients with capacity, areas of poor practice may persist for those who do not. Given the demographic of patients admitted with hip fracture, many patients have co-morbidities that can impair their mental capacity, either of irreversible aetiology such as dementia, or temporary such as delirium. Documentation of this process is longer and more time consuming, with the documentation used locally being several pages (29). Given that a formal assessment of capacity needs to be documented as well as any discussions (including procedure-specific risks) with family members or concerned parties, this is likely prone to the same pressures and issues causing poor practice outlined previously. Future work within the department will seek to review this documentation as well as considering specific interventions of benefit here. Nevertheless, our experience from this improvement project finds that teaching sessions focussed on consenting and complications provided the greatest benefit, as well as developing newly rotated doctors understanding of the speciality. This would correspond as well with the recent recognition of the need for a personalised approach for consenting (as per Montgomery vs NHS Lanarkshire (30)). Further, the teaching sessions seemingly generated ongoing cultural change in the department, with the usage of abbreviations continuing to decline without further input. From the literature, it has been demonstrated that pre-printed stickers and proformas can generate benefit and in our study, it would seem that some previous benefit was sustained with their introduction. Given the experiences within this quality improvement project where physical sticker supplies were quickly depleted, but doctors used photos of the pre-printed stickers stored on their smartphones, apps may also provide a less resource intensive method of achieving the same objective. This may also prove more cost-effective in the long term given that beyond the initial development cost, there would be no ongoing need to reprint and restock such items. Such a cost-benefit analysis was beyond the scope of this pilot study but will be considered in future work. However, it is notable that copies of forms being offered to patients declined significantly after the initial teaching session, which was not prompted for in the new hip fracture proforma. This suggests that such approaches, especially in the context of a busy admissions environment, can engender a degree of automaticity by the consenting physician, with other elements of the clerking and documentation process being neglected. While further prompts within proformas may help to improve this, ultimately it is impossible to checklist the whole process and so these cannot serve to replace high quality training. Instead it would suggest that the role of proformas be limited and only be rolled out alongside detailed training on the condition they are covering. Without this, although consent forms may show thorough documentation of risks, the discussion between doctor and patient may be limited to merely reading off a list, rather than a detailed explanation. This is likely to be of increasing importance to consider as many trusts move to computerized admission records and digital consenting. As the department has now formally introduced dedicated training on the consenting process for all new doctors being inducted into the department, future work will seek to evaluate the efficacy of teaching interventions specifically with larger cycles. Conclusions Errors or omission of important elements in documentation of patient consent can delay operations, expose hospital trusts to medico-legal risk and ultimately may represent a failure to fully respect patient autonomy. Our project sought to evaluate our current consenting practice for hip fractures and reduce the error rate in recognized deficiencies of clarity of documentation, documentation of procedure appropriate risks and ensuring that patients were offered a copy of their consent form. While teaching sessions for the department brought about large improvements in our key process measures, the use of pre-printed stickers failed to significantly enhance this, and sharp deterioration was seen in areas that focus was taken away from. Accordingly, the department at the pilot hospital now dedicates specific training time on consenting for common Trauma & Orthopaedics interventions for all new doctors at the start of their rotation. As digital consent and the use of pre-prepared documentation is set to expand, it is important to recognize the value of detailed training on consenting and procedure risks, so that not only is documentation of a high quality but also the patients actual understanding stemming from their conversation with the consenting doctor. This would therefore seem to require an ongoing personalized approach to consenting. Pre-printed checklists and proformas can be valuable tools to assist busy doctors, but their usage should be limited to adjuncts only and not be allowed to replace a high-quality discussion between physician and patient. Declarations Ethics Approval and Consent to Participate As this involved a departmental audit of records following an already established intervention, formal ethical approval was not sought as per departmental protocol (not applicable). Consent for Publication Not Applicable Availability of Data and Material All data is stored securely within National Health Service information technology infrastructure. Please contact the corresponding author for access to data. Funding The authors have no external funding to report for this paper. Competing Interests None declared. Authors Contributions KS reviewed data gathered throughout the process, cleaned and analysed the data, re-drafted the submitted manuscript. He is guarantor. AA initiated the collaborative project and gathered the initial data. MB provided guidance and assisted in finalising the draft for submission. GNG provided project oversight. Acknowledgements All authors are grateful for the input and guidance provided by all members of the Trauma and Orthopaedics department in the Royal Gwent Hospital Abbreviations NHS – National Health Service References NHFD 2018 annual report: Royal College of Physicians; 2018 [Available from: https://www.nhfd.co.uk/20/hipfractureR.nsf/docs/2018Report . Moja L, Piatti A, Pecoraro V, Ricci C, Virgili G, Salanti G, et al. Timing matters in hip fracture surgery: patients operated within 48 hours have better outcomes. A meta-analysis and meta-regression of over 190,000 patients. PLoS One. 2012;7(10):e46175. GMC. Consent: patients and doctors making decisions together 2008 [Available from: https://www.gmc-uk.org/ethical-guidance/ethical-guidance-for-doctors/consent . Chong W, Fong ACY, Yeo YL, Ng APH, Neo EML, Sam VLE, et al. Reducing the number of invalid surgical consents in the day surgery unit. BMJ open quality. 2018;7(1):e000167. Kentley J, Fox A, Taylor S, Hassan Y, Filipek A. 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Patient Consent: Welsh Assembly Government; 2015 [Available from: http://www.wales.nhs.uk/sites3/page.cfm?orgid=465&pid=11930 . Chan SW, Tulloch E, Cooper ES, Smith A, Wojcik W, Norman JE. Montgomery and informed consent: where are we now? Bmj. 2017;357:j2224. Table Due to technical limitations, table 1 is only available as a download in the supplemental files section. Supplementary Files Table1QualityOutcomeIndicators.xlsx Cite Share Download PDF Status: Published Journal Publication published 13 Jun, 2020 Read the published version in Patient Safety in Surgery → Version 2 posted Editorial decision: Accept 05 Jun, 2020 Editor assigned by journal 02 Jun, 2020 Submission checks completed at journal 01 Jun, 2020 Editor invited by journal 01 Jun, 2020 You are reading this latest preprint version Show more versions Research Square lets you share your work early, gain feedback from the community, and start making changes to your manuscript prior to peer review in a journal. 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Also discoverable on Platform About Our Team In Review Editorial Policies Advisory Board Help Center Resources Author Services Accessibility API Access RSS feed Manage Cookie Preferences © Research Square 2026 | ISSN 2693-5015 (online) Privacy Policy Terms of Service Do Not Sell My Personal Information {"props":{"pageProps":{"initialData":{"identity":"rs-17083","acceptedTermsAndConditions":true,"allowDirectSubmit":false,"archivedVersions":[],"articleType":"Research","associatedPublications":[],"authors":[{"id":635921,"identity":"6429f976-33e2-4a5b-962f-e71c6bfc5899","order_by":0,"name":"Kirit Singh","email":"data:image/png;base64,iVBORw0KGgoAAAANSUhEUgAAAZAAAAAyAQMAAABI0h/eAAAABlBMVEX///8AAABVwtN+AAAACXBIWXMAAA7EAAAOxAGVKw4bAAAA/ElEQVRIie2RsWrDMBRFbxDYy1O1qov7Cw8edGk/JqbgKUNL91IopEsgqwP5iIAhc4qgWfwBGV0KWeohkDXQWs7UIUrHDjqLeEKH+y4CIpF/yNULoAbjWzJ+Is7M8X51WmHnlUmRXT73ivRnWIFXSifsHxH+oqTafT0sVF6t3XbX3rNF6hpFdajLRXEza5J8WRcym3OnUMGKNqcVOLoW3VC+3EAU8eEJGEHR7pyysHlVpvtO6VJMe1aRT12ysCU5KtanBBbjLkXpyTCz9ehx4Lskdstv81D9aS17Pf4m87qu0B7YGnP30bTvgcWAxP4eEfyVHhWqGolEIhHgBxyBSnLL4JFiAAAAAElFTkSuQmCC","orcid":"https://orcid.org/0000-0002-0419-5381","institution":"Cardiff University","correspondingAuthor":true,"prefix":"","firstName":"Kirit","middleName":"","lastName":"Singh","suffix":""},{"id":635922,"identity":"386c3ae7-1343-4261-9745-0f427ca8796f","order_by":1,"name":"Ali Assaf","email":"","orcid":"","institution":"Withybush General Hospital","correspondingAuthor":false,"prefix":"","firstName":"Ali","middleName":"","lastName":"Assaf","suffix":""},{"id":635923,"identity":"12db6148-2cb8-4558-9d3e-fb80ffab06b3","order_by":2,"name":"Morgan Bayley","email":"","orcid":"","institution":"Royal Gwent Hospital","correspondingAuthor":false,"prefix":"","firstName":"Morgan","middleName":"","lastName":"Bayley","suffix":""},{"id":635924,"identity":"2280c043-fa9d-43fb-9201-327b90946364","order_by":3,"name":"Gordon Gillespie","email":"","orcid":"","institution":"Royal Gwent Hospital","correspondingAuthor":false,"prefix":"","firstName":"Gordon","middleName":"","lastName":"Gillespie","suffix":""}],"badges":[],"createdAt":"2020-03-10 15:40:37","currentVersionCode":2,"declarations":"","doi":"10.21203/rs.3.rs-17083/v2","doiUrl":"https://doi.org/10.21203/rs.3.rs-17083/v2","draftVersion":[],"editorialEvents":[{"content":"https://doi.org/10.1186/s13037-020-00252-8","type":"published","date":"2020-06-13T20:33:25+00:00"}],"editorialNote":"","failedWorkflow":false,"files":[{"id":1278537,"identity":"d57b830a-d8d9-4ec3-b3fe-7201b5e7f463","added_by":"auto","created_at":"2020-06-08 15:28:30","extension":"png","order_by":1,"title":"Figure 1","display":"","copyAsset":false,"role":"figure","size":34969,"visible":true,"origin":"","legend":"Consent Sticker Scan","description":"","filename":"Figure1.png","url":"https://assets-eu.researchsquare.com/files/rs-17083/v2/Figure1.png"},{"id":1278538,"identity":"d3e5299a-d5b1-4587-a6ae-15a5d54bfc5f","added_by":"auto","created_at":"2020-06-08 15:28:30","extension":"png","order_by":2,"title":"Figure 2","display":"","copyAsset":false,"role":"figure","size":203760,"visible":true,"origin":"","legend":"Runchart of Improvement Cycles","description":"","filename":"Figre2.png","url":"https://assets-eu.researchsquare.com/files/rs-17083/v2/Figre2.png"},{"id":13538014,"identity":"0e44328f-9d9f-4b78-9053-a53e6644c889","added_by":"auto","created_at":"2021-09-17 01:37:54","extension":"pdf","order_by":0,"title":"","display":"","copyAsset":false,"role":"manuscript-pdf","size":453407,"visible":true,"origin":"","legend":"","description":"","filename":"manuscript.pdf","url":"https://assets-eu.researchsquare.com/files/rs-17083/v2/2065d31f-e26d-4785-b4b2-0e0b6830c6e5.pdf"},{"id":1278540,"identity":"541035f7-cab2-438f-8a76-445062ea7d1a","added_by":"auto","created_at":"2020-06-08 15:28:30","extension":"xlsx","order_by":1,"title":"","display":"","copyAsset":false,"role":"supplement","size":8932,"visible":true,"origin":"","legend":"","description":"","filename":"Table1QualityOutcomeIndicators.xlsx","url":"https://assets-eu.researchsquare.com/files/rs-17083/v2/Table1QualityOutcomeIndicators.xlsx"}],"financialInterests":"","formattedTitle":"\u003cp\u003eImproving the surgical consenting process for patients with acute hip fractures: a pilot quality improvement project \u003c/p\u003e","fulltext":[{"header":"Background","content":"\u003cp\u003eHip fractures are one of the most common presentations to emergency departments in the United Kingdom with 66,000 cases reported per year (1). This is a significant injury that carries a 6.9% mortality risk within one month and requires prompt management (1). Delay of surgical intervention (if indicated) beyond 48 hours is associated with increased death rates and complications such as pressure sores (2). Trauma \u0026amp; Orthopaedics departments are therefore required to make the pathway to operation as efficient as possible to ensure that patients are operated on within this window.\u003c/p\u003e\n\u003cp\u003eA key element of this pathway is gaining the patient\u0026rsquo;s consent for the procedure. Patients should have their treatment options explained to them, along with the benefits of any intervention, along with associated risks, burdens and side effects before then reaching a decision on whether to proceed (3). Commonly for acute trauma admissions, this consenting process is performed by the clerking doctor to prepare the patient for an imminent operation. However often the clerking doctor may not be the surgeon performing the procedure and can be a junior grade physician who is working under significant time or work pressure (4). These pressures have been noted to result in poor documentation and missed elements of admission notes (5) which can render important documentation such as consent forms substandard or even invalid (4).\u003c/p\u003e\n\u003cp\u003eIn order to reduce the variation in the admission and consenting process, several approaches have been evaluated, ranging from enhanced training to the use of procedure-specific proformas (6) and consent stickers with pre-printed risks (7). Although these have demonstrated benefit, their usage remains limited and best practice is still unknown. This quality improvement project aimed to assess our baseline consenting practice within a large 774-bed district general hospital while also reviewing the impact of ongoing improvement efforts such as teaching sessions and the use of proformas and consent stickers.\u003c/p\u003e\n\u003cp\u003eReviews of consent documentation for common trauma procedures have found poor documentation of risks (8) often with a wide variety of complications listed for the same procedure in varying frequencies (9). These deficiencies in documentation have been attributed to not only the aforementioned work pressures but also poor overall awareness of local or national guidelines and standards (10), which is often exacerbated by a relatively rapid turnover of junior staff (rotating as frequently as every 4 months) (5). This is despite Department of Health and Royal College of Surgeons guidelines on consent that state the person obtaining consent should have clear knowledge of the procedure along with the potential risks and complications (11, 12).\u003c/p\u003e\n\u003cp\u003ePoor or incomplete documentation during the consent process denies the patient a full understanding of the procedure they are about to undergo, negatively impacting their decision making autonomy (13). This can also then subsequently expose hospitals and doctors to possible litigation (14), (15). Previous reviews of litigation relating to informed consent in the United States found errors in recording the risks of a procedure accounted for up to 70% of complaints alone (16). Furthermore, if consent documentation is of poor enough quality to be rendered entirely invalid, this can delay the operative pathway, potentially resulting in cancellation of procedures (4). In a time-critical situation such as hip fractures, these unnecessary delays can therefore significantly negatively impact patient care and outcomes.\u003c/p\u003e\n\u003cp\u003eSet proformas/checklists for common presentations have been found to improve the documentation of important items which can commonly be missed (17). Checklists of essential pre-operative tasks have been used to improve the rate of completion of requested jobs (18) and their usage in surgical ward rounds has also been found to improve the quality of documentation (19). It has also been established that checklists can have a significant role in changing cultural practice and improving safety (20) with work by the Safe Surgery Saves Lives Study Group finding that a checklist was associated with concomitant reductions in both rates of death and complications in patients undergoing non-cardiac surgery (21)\u003c/p\u003e\n\u003cp\u003eStickers have been used as part of a checklist, for documentation of ward rounds and demonstrated to be a simple and effective way of evidencing good practice against recommended standards (22). A quality improvement program in NHS Lanarkshire where the use of ward round stickers was audited found them to be a simple and effective safeguard to ensure basic aspects of care were not missed while maintaining standards (23). The benefits of this standardized approach subsequently led to the development of websites devoted to consent for specific procedures. The goal of these resources was to provide a uniform approach to documenting risks, and their use has been shown to produce an improvement in quality of consenting (24). Similar benefits were found when using pre-printed consent labels for consenting patients (7, 25).\u003c/p\u003e\n\u003cp\u003eHowever, these efforts are prone to abandonment when local champions of their use move on (26) and it is recognized that the usage of proformas often tails off over time for a variety of reasons (e.g. logistical issues with re-printing when initial supplies are depleted) (27). This Quality Improvement project therefore sought to determine whether targeting teaching and/or pre-printed consent stickers would demonstrate sustained improvements in quality of consent.\u003c/p\u003e"},{"header":"Method","content":"\u003cp\u003e\u003cstrong\u003eBaseline Measurement \u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eOver a 4-week period in August 2017, consent forms for patients admitted as emergency trauma due to hip fracture were audited against Royal College of Surgeons Standards (28). Patients were included if deemed to have mental capacity to consent for a procedure and excluded if they did not. This was achieved by only selecting consent form documentation that was used for those people aged 16 and over and having capacity, or for those under 16 years who were determined to be Gillick competent (referred to locally as Consent Form 1 (29)). All other consent form types were not reviewed for the purposes of this project (such as those for paediatric cases or for those lacking capacity.)\u003c/p\u003e\n\u003cp\u003eAll data on the forms were analysed, with special attention being given to three process measures of clarity of documentation, whether the listed risks were appropriate for the intervention and if a copy of the consent form had been given or offered to the patient. Evaluation of clarity focussed on if all the patient details had been filled in correctly, along with if the procedure details were correct including laterality and site of surgery and whether abbreviations had been used.\u003c/p\u003e\n\u003cp\u003eIn this period, 24 consent forms for neck of femur fracture patients with capacity were identified. While 93% had accurate completion of patient details and documentation of the patient\u0026rsquo;s agreement to consent, 38% of forms used abbreviations instead of fully writing out the procedure. Documentation of generic risks such as infection, bleeding and thromboembolic events was completed in 95% of reviewed forms. However, significant procedure-specific risks such as dislocation and leg length discrepancy were documented in just 31% of forms. Finally, only 12% of patients were offered or given a copy of their consent form.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eDesign \u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eGiven the significant omissions in consent form documentation and the consenting process, it was clear that improvement was necessary. The majority of documentation had been completed by junior members of the team, over a period that represented their first four weeks within the speciality. It therefore was felt that to improve documentation of procedure-specific risks, further teaching would be necessary to improve their understanding of the operation and what significant complications could arise. Improved oversight was also to be implemented with ongoing senior clinician review of documentation to be performed on the morning ward round to identify any errors (such as abbreviations) or omissions. Recognizing also that junior staff were completing these documents often in time or work pressured environments, further memory aids were also reviewed and developed including pre-printed consent form stickers with all key procedure-specific risks included. These could then be directly applied to the generic consent forms that were currently in use.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eStrategy and Improvement Cycles \u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eHaving determined that lack of experience in junior trainees was a key reason for poor documentation, interventions were planned to align with each rotation where new trainees would start working within the department. Practice would then be re-audited over another four-week period to determine the impact of any interventions made.\u003c/p\u003e\n\u003cp\u003eImprovement Cycle 1 (January 2018) \u0026ndash; Teaching for junior colleagues was carried out, including a session at induction for newly rotated junior doctors on how to complete consent in accordance with Royal College of Surgeons guidelines (12). Other teaching sessions were also performed for the department as a whole, covering the most common risks of procedures performed for high frequency presentations. Alongside this, senior review of consent forms in the morning ward round to identify errors was implemented. However, errors still occurred with procedure-specific risks found to be absent in 28% of cases.\u003c/p\u003e\n\u003cp\u003eImprovement Cycle 2 (August 2018) \u0026ndash; As part of an updated approach to managing hip fractures, a proforma was developed including pre-printed consent stickers with all risks (both generic and procedure-specific) included (example for intracapsular neck of femur fractures requiring arthroplasty shown in Figure 1). These stickers were then to be used in conjunction with existing consent form documentation and act as a memory prompt for the doctor\u0026rsquo;s discussions with the patient. A teaching session on the use of this form along with the key procedure-specific risks was given to junior staff at their induction as they began their rotation.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eSummary of Results\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eFollowing the teaching interventions in cycle 1, re-audit of practice identified 26 consent forms suitable for analysis. Significant improvement was seen in reducing the usage of abbreviations, which fell from 38% to 20% and procedure detail documentation improved further from a baseline of 93% to 96%. Improvement was also found in documentation of all risks improving from 66% to 81% and procedure-specific risks documented in 72% of analysed forms, more than doubling baseline measurements. More patients were also offered a copy of their consent forms, rising from 12% to 48%.\u003c/p\u003e\n\u003cp\u003eWith the introduction of the hip fracture proforma and consent stickers in cycle 2, a further 24 consent forms were evaluated (see Figure 2 \u0026ndash; summary runchart). Sustained improvements were seen in documentation of procedure details, rising to 100% completion on all forms sampled. Abbreviation usage continued to fall further, decreasing to 7%. However, documentation of procedure-specific risks remained similar to the prior cycle at 67% while a significant deterioration was seen in patients being offered a copy of their consent form, falling to just 8% of patients. Raw data for all aforementioned quality outcome indicators is presented in Table 1.\u003c/p\u003e"},{"header":"Discussion","content":"\u003cp\u003eWhile improvements in consenting practice were seen and maintained, it is notable that targeted interventions like stickers for risk documentation failed to produce significant change, with other measures such as copies being offered to patients slipping back. However, this analysis was limited by issues relating to the deployment of such pre-printed proformas and stickers. As mentioned previously, these interventions can be prone to attrition over time, and it was reported that supplies of the stickers were exhausted quickly with replacements reported as difficult to locate by junior colleagues, limiting their usage. Records audited later in cycle 2 showed their formal use fell to less than 75% of the consent forms evaluated. However, doctors within the team reported to the authors that a photo stored on their smartphone was used for reference when manually writing out the consent documentation, indicating ongoing usage of the pre-printed information by proxy. Furthermore, training on their content had also been delivered at time of the intervention, so the audit cycle was continued.\u003c/p\u003e\n\u003cp\u003eFurther, as this project only focussed on patients with capacity, areas of poor practice may persist for those who do not. Given the demographic of patients admitted with hip fracture, many patients have co-morbidities that can impair their mental capacity, either of irreversible aetiology such as dementia, or temporary such as delirium. Documentation of this process is longer and more time consuming, with the documentation used locally being several pages (29). Given that a formal assessment of capacity needs to be documented as well as any discussions (including procedure-specific risks) with family members or concerned parties, this is likely prone to the same pressures and issues causing poor practice outlined previously. Future work within the department will seek to review this documentation as well as considering specific interventions of benefit here.\u003c/p\u003e\n\u003cp\u003eNevertheless, our experience from this improvement project finds that teaching sessions focussed on consenting and complications provided the greatest benefit, as well as developing newly rotated doctors understanding of the speciality. This would correspond as well with the recent recognition of the need for a personalised approach for consenting (as per Montgomery vs NHS Lanarkshire (30)). Further, the teaching sessions seemingly generated ongoing cultural change in the department, with the usage of abbreviations continuing to decline without further input. From the literature, it has been demonstrated that pre-printed stickers and proformas can generate benefit and in our study, it would seem that some previous benefit was sustained with their introduction. Given the experiences within this quality improvement project where physical sticker supplies were quickly depleted, but doctors used photos of the pre-printed stickers stored on their smartphones, apps may also provide a less resource intensive method of achieving the same objective. This may also prove more cost-effective in the long term given that beyond the initial development cost, there would be no ongoing need to reprint and restock such items. Such a cost-benefit analysis was beyond the scope of this pilot study but will be considered in future work. However, it is notable that copies of forms being offered to patients declined significantly after the initial teaching session, which was not prompted for in the new hip fracture proforma. This suggests that such approaches, especially in the context of a busy admissions environment, can engender a degree of automaticity by the consenting physician, with other elements of the clerking and documentation process being neglected.\u003c/p\u003e\n\u003cp\u003eWhile further prompts within proformas may help to improve this, ultimately it is impossible to checklist the whole process and so these cannot serve to replace high quality training. Instead it would suggest that the role of proformas be limited and only be rolled out alongside detailed training on the condition they are covering. Without this, although consent forms may show thorough documentation of risks, the discussion between doctor and patient may be limited to merely reading off a list, rather than a detailed explanation. This is likely to be of increasing importance to consider as many trusts move to computerized admission records and digital consenting. As the department has now formally introduced dedicated training on the consenting process for all new doctors being inducted into the department, future work will seek to evaluate the efficacy of teaching interventions specifically with larger cycles.\u003c/p\u003e"},{"header":"Conclusions","content":"\u003cp\u003eErrors or omission of important elements in documentation of patient consent can delay operations, expose hospital trusts to medico-legal risk and ultimately may represent a failure to fully respect patient autonomy. Our project sought to evaluate our current consenting practice for hip fractures and reduce the error rate in recognized deficiencies of clarity of documentation, documentation of procedure appropriate risks and ensuring that patients were offered a copy of their consent form. While teaching sessions for the department brought about large improvements in our key process measures, the use of pre-printed stickers failed to significantly enhance this, and sharp deterioration was seen in areas that focus was taken away from. Accordingly, the department at the pilot hospital now dedicates specific training time on consenting for common Trauma \u0026amp; Orthopaedics interventions for all new doctors at the start of their rotation. As digital consent and the use of pre-prepared documentation is set to expand, it is important to recognize the value of detailed training on consenting and procedure risks, so that not only is documentation of a high quality but also the patients actual understanding stemming from their conversation with the consenting doctor. This would therefore seem to require an ongoing personalized approach to consenting. Pre-printed checklists and proformas can be valuable tools to assist busy doctors, but their usage should be limited to adjuncts only and not be allowed to replace a high-quality discussion between physician and patient.\u003c/p\u003e"},{"header":"Declarations","content":"\u003cp\u003e\u003cstrong\u003eEthics Approval and Consent to Participate\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eAs this involved a departmental audit of records following an already established intervention, formal ethical approval was not sought as per departmental protocol (not applicable).\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eConsent for Publication\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eNot Applicable\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eAvailability of Data and Material\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eAll data is stored securely within National Health Service information technology infrastructure. Please contact the corresponding author for access to data.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eFunding\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eThe authors have no external funding to report for this paper.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eCompeting Interests\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eNone declared.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eAuthors Contributions\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eKS reviewed data gathered throughout the process, cleaned and analysed the data, re-drafted the submitted manuscript. He is guarantor. AA initiated the collaborative project and gathered the initial data. MB provided guidance and assisted in finalising the draft for submission. GNG provided project oversight.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eAcknowledgements\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eAll authors are grateful for the input and guidance provided by all members of the Trauma and Orthopaedics department in the Royal Gwent Hospital\u003c/p\u003e"},{"header":"Abbreviations","content":"\u003cp\u003eNHS \u0026ndash; National Health Service\u003c/p\u003e"},{"header":"References","content":"\u003col\u003e\n\u003cli\u003eNHFD 2018 annual report: Royal College of Physicians; 2018 [Available from: \u003ca href=\"https://www.nhfd.co.uk/20/hipfractureR.nsf/docs/2018Report\"\u003ehttps://www.nhfd.co.uk/20/hipfractureR.nsf/docs/2018Report\u003c/a\u003e.\u003c/li\u003e\n\u003cli\u003eMoja L, Piatti A, Pecoraro V, Ricci C, Virgili G, Salanti G, et al. Timing matters in hip fracture surgery: patients operated within 48 hours have better outcomes. A meta-analysis and meta-regression of over 190,000 patients. PLoS One. 2012;7(10):e46175.\u003c/li\u003e\n\u003cli\u003eGMC. Consent:\u0026nbsp;patients and doctors making decisions together 2008 [Available from: \u003ca href=\"https://www.gmc-uk.org/ethical-guidance/ethical-guidance-for-doctors/consent\"\u003ehttps://www.gmc-uk.org/ethical-guidance/ethical-guidance-for-doctors/consent\u003c/a\u003e.\u003c/li\u003e\n\u003cli\u003eChong W, Fong ACY, Yeo YL, Ng APH, Neo EML, Sam VLE, et al. Reducing the number of invalid surgical consents in the day surgery unit. BMJ open quality. 2018;7(1):e000167.\u003c/li\u003e\n\u003cli\u003eKentley J, Fox A, Taylor S, Hassan Y, Filipek A. The use of a pro forma to improve quality in clerking vascular surgery patients. BMJ Qual Improv Rep. 2016;5(1).\u003c/li\u003e\n\u003cli\u003eBeresford-Cleary NJ, Halliday J, Breusch SJ, Biant LC. Consent process for elective total hip and knee arthroplasty. Journal of orthopaedic surgery (Hong Kong). 2011;19(3):274-8.\u003c/li\u003e\n\u003cli\u003eBajada S, Dwamena S, Abdul Z, Williams R, Ennis O. Improving consent form documentation and introduction of procedure-specific labels in a district general hospital. BMJ Qual Improv Rep. 2017;6(1).\u003c/li\u003e\n\u003cli\u003eAhmad R, Shobaki S, Etezadi V, Raju S, Case R. Adequacy of consent in patients with distal radius fractures. International orthopaedics. 2009;33(5):1311-3.\u003c/li\u003e\n\u003cli\u003eRahman L, Clamp J, Hutchinson J. Is consent for hip fracture surgery for older people adequate? The case for pre-printed consent forms. Journal of medical ethics. 2011;37(3):187-9.\u003c/li\u003e\n\u003cli\u003eOsborn GD, Pike H, Smith M, Winter R, Vaughan-Williams E. Quality of clinical case note entries: how good are we at achieving set standards? Annals of the Royal College of Surgeons of England. 2005;87(6):458-60.\u003c/li\u003e\n\u003cli\u003eDH. Good Practice in Consent Implementation Guide: Consent to Examination or Treatment: Department of Health; [Available from: \u003ca href=\"http://www.dh.gov.uk/en/Publicationsandstatistics/\"\u003ehttp://www.dh.gov.uk/en/Publicationsandstatistics/\u003c/a\u003e.\u003c/li\u003e\n\u003cli\u003eGood Surgical Practice Domain 3: Communication, partnership and teamwork: Royal College of Surgeons of England; 2014 [Available from: \u003ca href=\"https://www.rcseng.ac.uk/standards-and-research/gsp/domain-3/\"\u003ehttps://www.rcseng.ac.uk/standards-and-research/gsp/domain-3/\u003c/a\u003e.\u003c/li\u003e\n\u003cli\u003eSatyanarayana Rao KH. Informed consent: an ethical obligation or legal compulsion? Journal of cutaneous and aesthetic surgery. 2008;1(1):33-5.\u003c/li\u003e\n\u003cli\u003eAtrey A, Leslie I, Carvell J, Gupte C, Shepperd JA, Powell J, et al. Standardised consent forms on the website of the British Orthopaedic Association. The Journal of bone and joint surgery British volume. 2008;90(4):422-3.\u003c/li\u003e\n\u003cli\u003eAnderson OA, Wearne IM. Informed consent for elective surgery--what is best practice? Journal of the Royal Society of Medicine. 2007;100(2):97-100.\u003c/li\u003e\n\u003cli\u003ePosner KL, Severson J, Domino KB. The role of informed consent in patient complaints: Reducing hidden health system costs and improving patient engagement through shared decision making. Journal of healthcare risk management : the journal of the American Society for Healthcare Risk Management. 2015;35(2):38-45.\u003c/li\u003e\n\u003cli\u003eHo MY, Anderson AR, Nijjar A, Thomas C, Goenka A, Hossain J, et al. Use of the CRABEL Score for improving surgical case-note quality. Annals of the Royal College of Surgeons of England. 2005;87(6):454-7.\u003c/li\u003e\n\u003cli\u003eAgha R, Edison E, Fowler A. Improving the preoperative care of patients with femoral neck fractures through the development and implementation of a checklist. BMJ quality improvement reports. 2014;3(1):u202922.w1358.\u003c/li\u003e\n\u003cli\u003ePucher PH, Aggarwal R, Qurashi M, Singh P, Darzi A. Randomized clinical trial of the impact of surgical ward-care checklists on postoperative care in a simulated environment. The British journal of surgery. 2014;101(13):1666-73.\u003c/li\u003e\n\u003cli\u003eAveling EL, McCulloch P, Dixon-Woods M. A qualitative study comparing experiences of the surgical safety checklist in hospitals in high-income and low-income countries. BMJ Open. 2013;3(8):e003039.\u003c/li\u003e\n\u003cli\u003eHaynes AB, Weiser TG, Berry WR, Lipsitz SR, Breizat AH, Dellinger EP, et al. A surgical safety checklist to reduce morbidity and mortality in a global population. The New England journal of medicine. 2009;360(5):491-9.\u003c/li\u003e\n\u003cli\u003eNg J, Abdelhadi A, Waterland P, Swallow J, Nicol D, Pandey S, et al. Do ward round stickers improve surgical ward round? A quality improvement project in a high-volume general surgery department. BMJ open quality. 2018;7(3):e000341.\u003c/li\u003e\n\u003cli\u003eHale G, McNab D. Developing a ward round checklist to improve patient safety. BMJ Qual Improv Rep. 2015;4(1).\u003c/li\u003e\n\u003cli\u003eBarritt AW, Clark L, Teoh V, Cohen AM, Gibb PA. Assessing the adequacy of procedure-specific consent forms in orthopaedic surgery against current methods of operative consent. Annals of the Royal College of Surgeons of England. 2010;92(3):246-9; quiz 2p following 9.\u003c/li\u003e\n\u003cli\u003eSt John ER, Scott AJ, Irvine TE, Pakzad F, Leff DR, Layer GT. Completion of hand-written surgical consent forms is frequently suboptimal and could be improved by using electronically generated, procedure-specific forms. The surgeon : journal of the Royal Colleges of Surgeons of Edinburgh and Ireland. 2017;15(4):190-5.\u003c/li\u003e\n\u003cli\u003eHassen YAM, Johnston MJ, Singh P, Pucher PH, Darzi A. Key Components of the Safe Surgical Ward: International Delphi Consensus Study to Identify Factors for Quality Assessment and Service Improvement. Annals of surgery. 2018.\u003c/li\u003e\n\u003cli\u003eWilliams DT, Hoare D, Shingler G, Fairweather C, Whitaker C. Data recording aids in acute admissions. International journal of health care quality assurance. 2013;26(1):6-13.\u003c/li\u003e\n\u003cli\u003eSurgeons RCo. Consent: Supported Decision-Making: RCS Professional and Clinical Standards; 2018 [Available from: \u003ca href=\"https://www.rcseng.ac.uk/standards-and-research/standards-and-guidance/good-practice-guides/consent/\"\u003ehttps://www.rcseng.ac.uk/standards-and-research/standards-and-guidance/good-practice-guides/consent/\u003c/a\u003e.\u003c/li\u003e\n\u003cli\u003ePatient Consent: Welsh Assembly Government; 2015 [Available from: \u003ca href=\"http://www.wales.nhs.uk/sites3/page.cfm?orgid=465\u0026amp;pid=11930\"\u003ehttp://www.wales.nhs.uk/sites3/page.cfm?orgid=465\u0026amp;pid=11930\u003c/a\u003e.\u003c/li\u003e\n\u003cli\u003eChan SW, Tulloch E, Cooper ES, Smith A, Wojcik W, Norman JE. Montgomery and informed consent: where are we now? Bmj. 2017;357:j2224.\u003c/li\u003e\n\u003c/ol\u003e"},{"header":"Table","content":"\u003cp\u003eDue to technical limitations, table 1 is only available as a download in the supplemental files section.\u003c/P\u003e "}],"fulltextSource":"","fullText":"","funders":[],"hasAdminPriorityOnWorkflow":false,"hasManuscriptDocX":true,"hasOptedInToPreprint":true,"hasPassedJournalQc":"","hasAnyPriority":false,"hideJournal":false,"highlight":"","institution":"","isAcceptedByJournal":true,"isAuthorSuppliedPdf":false,"isDeskRejected":"","isHiddenFromSearch":false,"isInQc":false,"isInWorkflow":false,"isPdf":false,"isPdfUpToDate":true,"isWithdrawnOrRetracted":false,"journal":{"display":true,"email":"[email protected]","identity":"patient-safety-in-surgery","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"psis","sideBox":"Learn more about [Patient Safety in Surgery](http://pssjournal.biomedcentral.com/)","snPcode":"13037","submissionUrl":"https://submission.nature.com/new-submission/13037/3","title":"Patient Safety in Surgery","twitterHandle":"@EMSurgeryBMC","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"em","reportingPortfolio":"BMC/SO AJ","inReviewEnabled":true,"inReviewRevisionsEnabled":true},"keywords":"Checklists, Control charts/Run charts, Reminders, Surgery","lastPublishedDoi":"10.21203/rs.3.rs-17083/v2","lastPublishedDoiUrl":"https://doi.org/10.21203/rs.3.rs-17083/v2","license":{"name":"CC BY 4.0","url":"https://creativecommons.org/licenses/by/4.0/"},"manuscriptAbstract":"\u003cp\u003e\u003cstrong\u003eBackground: \u003c/strong\u003eConsenting patients for trauma procedures following hip fracture is a key stage in the treatment pathway from admission to the operating theatre. Errors in this process can result in delayed procedures which may negatively impact patient recovery. The aim of this project was to identify and reduce errors in our consenting process for patients with capacity. \u003c/p\u003e\u003cp\u003e\u003cstrong\u003eMethods: \u003c/strong\u003eConsent forms for all adult patients with capacity admitted for surgical repair of traumatic hip fracture were reviewed over a 4-week period. The baseline measurement (n=24), identified errors in three key process measures: clarity of documentation, failure to record procedure-specific risks and not offering a copy of the consent form to the patient. Pre-printed stickers and targeted teaching were then introduced as quality improvement measures. Their impact was evaluated over subsequent 4-week review of the same patient demographic, with further refinement of these interventions being carried out and re-evaluated for a final cycle.\u003c/p\u003e\u003cp\u003e\u003cstrong\u003eResults: \u003c/strong\u003eCycle 1 (n=26) following targeted teaching demonstrated a reduction in abbreviations from 38% to 20%, while doubling the documentation of discussion of procedure-specific risks from 31% to 72%. More patients were offered a copy of their consent form, rising from 12% to 48%. Cycle 2 (n=24) saw the introduction of pre-printed “risk of procedure” stickers. Although clarity measures continued to improve, quality of pre-procedure risk documentation remained static while the number of forms being offered to patients fell to 8%.\u003c/p\u003e\u003cp\u003e\u003cstrong\u003eConclusions: \u003c/strong\u003eOur project would suggest that while pre-printed stickers can be useful memory aids, specific teaching on consenting produces the greatest benefit. The usage of such tools should therefore be limited, as adjuncts only to specific training.\u003c/p\u003e","manuscriptTitle":"Improving the surgical consenting process for patients with acute hip fractures: a pilot quality improvement project","msid":"","msnumber":"","nonDraftVersions":[{"code":2,"date":"2020-06-08 15:28:29","doi":"10.21203/rs.3.rs-17083/v2","editorialEvents":[{"type":"communityComments","content":0},{"type":"decision","content":"Accept","date":"2020-06-05T12:00:00+00:00","index":"","fulltext":""},{"type":"editorAssigned","content":"","date":"2020-06-02T12:00:00+00:00","index":"","fulltext":""},{"type":"checksComplete","content":"","date":"2020-06-01T12:00:00+00:00","index":"","fulltext":""},{"type":"editorInvited","content":"","date":"2020-06-01T12:00:00+00:00","index":"","fulltext":""}],"status":"published","journal":{"display":true,"email":"[email protected]","identity":"patient-safety-in-surgery","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"psis","sideBox":"Learn more about [Patient Safety in Surgery](http://pssjournal.biomedcentral.com/)","snPcode":"13037","submissionUrl":"https://submission.nature.com/new-submission/13037/3","title":"Patient Safety in Surgery","twitterHandle":"@EMSurgeryBMC","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"em","reportingPortfolio":"BMC/SO AJ","inReviewEnabled":true,"inReviewRevisionsEnabled":true}},{"code":1,"date":"2020-03-13 15:21:18","doi":"10.21203/rs.3.rs-17083/v1","editorialEvents":[{"type":"communityComments","content":0},{"type":"decision","content":"Minor Revision","date":"2020-05-29T12:00:00+00:00","index":"","fulltext":""},{"type":"editorInvitedReview","content":"","date":"2020-05-02T12:00:00+00:00","index":2,"fulltext":"Recommendation: Reviewer's comments unavailable due to the journal's policy.\n"},{"type":"reviewerAgreed","content":"","date":"2020-04-22T12:00:00+00:00","index":2,"fulltext":""},{"type":"editorInvitedReview","content":"","date":"2020-04-19T12:00:00+00:00","index":1,"fulltext":"Recommendation: Reviewer's comments unavailable due to the journal's policy.\n"},{"type":"reviewerAgreed","content":"","date":"2020-04-16T12:00:00+00:00","index":1,"fulltext":""},{"type":"editorAssigned","content":"","date":"2020-03-10T12:00:00+00:00","index":"","fulltext":""},{"type":"reviewersInvited","content":"","date":"2020-03-10T12:00:00+00:00","index":"","fulltext":""},{"type":"submitted","content":"","date":"2020-03-09T12:00:00+00:00","index":"","fulltext":""},{"type":"checksComplete","content":"","date":"2020-03-09T12:00:00+00:00","index":"","fulltext":""},{"type":"editorInvited","content":"","date":"2020-03-09T12:00:00+00:00","index":"","fulltext":""}],"status":"published","journal":{"display":true,"email":"[email protected]","identity":"patient-safety-in-surgery","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"psis","sideBox":"Learn more about [Patient Safety in Surgery](http://pssjournal.biomedcentral.com/)","snPcode":"13037","submissionUrl":"https://submission.nature.com/new-submission/13037/3","title":"Patient Safety in Surgery","twitterHandle":"@EMSurgeryBMC","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"em","reportingPortfolio":"BMC/SO AJ","inReviewEnabled":true,"inReviewRevisionsEnabled":true}}],"origin":"","ownerIdentity":"49dce890-af8f-4044-be9e-833cce9dfb77","owner":[],"postedDate":"June 8th, 2020","published":true,"recentEditorialEvents":[],"rejectedJournal":[],"revision":"","amendment":"","status":"published-in-journal","subjectAreas":[{"id":69851,"name":"Orthopedics"}],"tags":[],"updatedAt":"2021-07-22T20:33:25+00:00","versionOfRecord":{"articleIdentity":"rs-17083","link":"https://doi.org/10.1186/s13037-020-00252-8","journal":{"identity":"patient-safety-in-surgery","isVorOnly":false,"title":"Patient Safety in Surgery"},"publishedOn":"2020-06-13 20:33:25","publishedOnDateReadable":"June 13th, 2020"},"versionCreatedAt":"2020-06-08 15:28:29","video":"","vorDoi":"10.1186/s13037-020-00252-8","vorDoiUrl":"https://doi.org/10.1186/s13037-020-00252-8","workflowStages":[]},"version":"v2","identity":"rs-17083","journalConfig":"researchsquare"},"__N_SSP":true},"page":"/article/[identity]/[[...version]]","query":{"redirect":"/article/rs-17083","identity":"rs-17083","version":["v2"]},"buildId":"J0_U0BvcaRcwD8yVFaRlm","isFallback":false,"isExperimentalCompile":false,"dynamicIds":[84888],"gssp":true,"scriptLoader":[]}

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