Abstract
Genome-wide gene-environment (GxE) interaction studies have seen limited success in detecting re-
liable GxE signals. A standard genome-wide GxE scan assumes a single genetic mode of inheritance,
such as an additive model. It can lead to reduced statistical power when the true genetic model is
non-additive, such as a recessive model. We propose a robust GxE testing approach that uses Cauchy
p-value aggregation. It combines the p-values from GxE tests based on the additive, dominant, and
recessive genetic models. Using extensive simulation studies, we demonstrate that the p-value combi-
nation strategy o!ers a robust and powerful approach to identifying GxE interactions regardless of the
underlying genetic model. The method is substantially more powerful than the additive model when the
true genetic model is recessive. It is also more powerful than the general two-degree-of-freedom geno-
typic test for GxE interaction. We apply our approach to analyze GxE interactions in the UK Biobank
data across several combinations of phenotypes and environmental factors. For glycated hemoglobin
(HbA1c) level, treating cumulative smoking exposure as the lifestyle factor, our approach identified 82
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independent GxE loci while controlling FDR at 5%. The GxE test based on the additive genetic model
detected 24 loci. For type 2 diabetes with sleep duration as a lifestyle factor, the proposed approach
detected 563 independent GxE loci at 5% FDR, substantially exceeding the number of discoveries by
the other approaches.
→→Key words: Gene-environment (GxE) interaction, GxE scan, model misspecification, p-value aggre-
gation, lifestyle factors, type 2 diabetes.
1 Introduction
Interactions between genetic and environmental factors (GxE) impact the risk of complex human diseases
[1]. Analyzing GxE interactions is crucial for understanding how environmental factors modulate genetic
predisposition to a complex phenotype [ 2]. Genome-wide association studies (GW AS) have become a
standard approach for identifying genetic loci associated with complex phenotypes. However, GxE inter-
action studies have seen limited success, mainly due to inadequate statistical power [ 3]. A contributor to
this power deficit, which is often overlooked, is the problem of incorrect genotype coding. In a standard
GW AS, we assume a specific genetic mode of inheritance while testing for an association and keep it fixed
for all SNPs. The genetic model describes how alleles at a marker locus combine to influence a phenotype.
The most commonly used genetic models are the additive, dominant, and recessive modes of inheritance.
However, the true mode of inheritance is never known ap r i o r i. The common practice is to assume an
additive model for genotype coding for all SNPs. This can lead to power loss if the true genetic model
is non-additive [ 4], such as a dominant or recessive model. Recent works [ 5] have demonstrated that a
majority of complex phenotype heritability is additive heritability. However, GxE heritability is limited
for complex phenotypes [ 6], mainly because GxE interaction e!ects are minor. Thus, a misspecification of
the genetic model can lead to power loss while searching for genome-wide SNP-level GxE e!ects.
Several strategies have been developed to mitigate misspecification in the genetic model. In a genome-
wide GxE study, the two degrees of freedom (2df) GxE test o!ers a robust, genetic-model-free approach [ 7].
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Instead of choosing a genotype coding, this method treats genotypes as categories and thus implements a
2df test. We refer to this genotype-level GxE testing approach as the 2df test. Moore et al. [ 7]s t u d i e dp o w e r
and sample size calculations for the 2df GxE test. While this framework clearly guides a study design, to
our knowledge, it has not yet been implemented and systematically evaluated for a primary genome-wide
GxE scan in large-scale biobank data. This creates an opportunity to both operationalize the 2df GxE test
at scale and to compare it directly with model-specific and p-value aggregation strategies for robust GxE
analysis. Alternatively, we can perform a GxE interaction test separately for the three genotype coding
schemes. Then, we can implement a multiple testing correction, such as the Bonferroni or Holm’s method,
to adjust for multiple comparisons. However, such corrections make the testing procedure conservative. A
more sophisticated approach, the MAX3 test, which takes the maximum of three test statistics, relies on
computationally intensive resampling procedures to derive a valid p-value. Such a resampling procedure is
challenging to implement for a genome-wide scan [ 8, 9], mainly due to the stringent genome-wide threshold
of p-values, in the order of 10 ↑6 , 10↑7 , 10↑8 .
In recent literature, p-value aggregation across multiple models has become a useful and popular ap-
proach. Such a strategy combines signals from one or more models to build a robust and powerful approach.
Two well-known p-value combination approaches are the Harmonic mean aggregation [ 10], and the Cauchy
aggregation [ 11, 12]. The main advantage of these methods is that the combined p-value obtained from
model averaging is well-calibrated for error control in a multiple-comparison set-up. At the same time,
these methods are computationally very fast, making them easily implementable at a genome-wide scale.
In this article, we propose using p-value aggregation to address the uncertainty in selecting the correct
genotype coding while performing a GxE test. We obtain three di !erent p-values for testing a GxE
interaction, based on additive, dominant, and recessive genetic modes of inheritance. Next, we implement p-
value aggregation to obtain a single p-value for testing GxE interaction while accounting for the uncertainty
in the true genetic mode of inheritance. We refer to this procedure as the GETAP ( GxET esting using
Aggregated P-value) approach. We hypothesize that combining statistical evidence from GxE analyses
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based on multiple, distinct genetic models via p-value aggregation can construct a single, powerful, and
robust testing procedure that is sensitive to a GxE signal regardless of the true underlying genetic model.
Suppose for a GxE interaction between a SNP and an environmental factor, the underlying genetic mode
of inheritance is recessive. According to common practice, an additive genetic model is incorrect and
can lead to power loss. However, the recessive model-based GxE interaction p-value is expected to be
strong. P-value aggregation of the multiple models is likely to retain and reflect the signal. The Cauchy
combination of multiple p-values o!ers a valid combined p-value under general dependence of the tests,
which is crucial for such an aggregation approach [ 11, 12].
Using extensive simulations, we compare the GETAP approach with the individual additive, dominant,
and recessive genetic models, as well as the 2df GxE testing approach, with respect to type I error rate
and power. We then apply these approaches to several phenotype-environment combinations in the UK
Biobank (UKB). The quantitative phenotypes include glycated hemoglobin (HbA1c), pulmonary function
(FEV
1/FVC), body mass index (BMI), C-reactive protein (CRP), and triglycerides. The environmental
exposures include cumulative smoking exposure (pack-years), smoking status, sleep duration, alcohol intake
frequency, and healthy diet score. In addition, we analyze two binary disease outcomes, type 2 diabetes
and chronic obstructive pulmonary disease (COPD), considering sleep duration and cumulative smoking
exposure as the lifestyle factors, respectively.
2 Methods
We consider the generalized linear model (GLM) as the main framework for testing GxE interactions. For
an individual i,l e t Yi be the phenotype, GT,i be the correctly coded numeric genotype value, Ei be the
environmental exposure, and Ci be a vector of adjusting covariates, i =1 ,...,n . Ci includes age, sex,
principal components (PCs) of genetic ancestry, etc. We have the following GLM:
g(E(Yi)) = ω0 + ωGGT,i + ωE Ei + ωGE (GT,i ↑ Ei)+ω TCi. (1)
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Here, g(·) is the link function, ωG is the marginal main genetic e!ect of a SNP on the phenotype, ωE is the
marginal exposure e!ect, and ωGE is the GxE interaction e!ect on the phenotype. ω denotes the vector of
e!ect sizes for the adjusting covariates. We can choose the link function depending on the phenotype type;
for example, an identity link function for a continuous quantitative phenotype or a logit link function for
a binary disease phenotype. We assume that GT,i is the ideal genotype coding, i.e., one of the additive,
dominant, or recessive coding. Here, the e!ect sizes are defined for the true genetic model. To evaluate
the GxE interaction, we test for H0 : ωGE =0v s . ωGE ↓= 0. For a normally distributed quantitative
phenotype, we consider:
E(Yi|GT,i ,E i, Ci)=ω 0 + ωGGT,i + ωE Ei + ωGE (GT,i ↑ Ei)+ω TCi.
For a binary disease phenotype:
E(Yi|GT,i ,E i, Ci)=P (Yi =1 |GT,i ,E i, Ci)= exp{ω0 + ωGGT,i + ωE Ei + ωGE (GT,i ↑ Ei)+ω TCi}
1+e x p{ω0 + ωGGT,i + ωE Ei + ωGE (GT,i ↑ Ei)+ω TCi} .
In reality, GT,i is unknown. We denote the chosen model for genotype coding as GM ,w h e r e M = A
(additive), D (dominant), and R (recessive) (Table 1). Given a choice of the genetic mode of inheritance
M = A, D, R, we model the relationship between the phenotype and the genotype and the environmental
factor as:
g(E(Yi)) = ω0 + ωGGi,M + ωE Ei + ωGE (Gi,M ↑ Ei)+ω TCi. (2)
We test for the GxE interaction by implementing the one-degree-of-freedom test based on this model.
For M = A, D, R, we repeat this test and obtain three di !erent p-values of testing the GxE interaction.
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Table 1: Genotype coding schemes for additive (A),
dominant (D), recessive (R), and 2df models. A de-
notes the minor/risk allele, and the three possible
genotypes are aa, aA,a n d AA.
Model aa aA AA
Additive ( GA)0 1 2
Dominant ( GD)011
Recessive ( GR)0 0 1
2df ( GHet ,G Hom ) (0,0) (1,0) (0,1)
Figure 1: Overview of the GETAP GxE testing procedure.
We combine the p-values from additive ( pA), dominant ( pD ),
and recessive ( pR)G →E tests via Cauchy aggregation to pro-
duce the GETAP p-value.
2.1 Cauchy combination
Suppose we implement k di!erent models for testing the GxE interaction and obtain k p-values: p1,...,p k.
Given these dependent p-values obtained from the k di!erent statistical tests, the aggregated Cauchy
association test (ACAT) combines them through Cauchy transformation and weighted aggregation [ 11, 12].
The ACAT statistic is given by:
TACAT =
k∑
i=1
wi tan [(0.5 ↔ pi)ε] , (3)
where wi ↗ 0,i =1 ,...,k , are user-specified weights with ∑k
i=1 wi = 1. In our context, we employ
uniform weights, wi =1 /k. We assume that no prior information prioritizing a specific genotype coding
is available. The aggregated p-value is obtained from the cumulative distribution function of the standard
Cauchy distribution:
pACAT =0 .5 ↔ 1
ε arctan(TACAT ). (4)
This formula provides an approximate aggregated p-value under the null hypothesis. For a given number
of tests combined, the approximation is highly accurate near the tail of the null distribution [ 11], which
is important for a genome-wide study. Here, the significant p-values are small. The approximation is
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reliable for arbitrary dependence between the input p-values, which is crucial in the current context. Due
to these robustness properties and computational simplicity, the Cauchy combination has become a reliable
alternative for p-value aggregation. For our proposed GETAP approach, we aggregate GxE testing p-values
obtained from the three most-used genetic models:
pGETAP =A C A T (pA,p D,p R) (5)
where pA, pD, and pR are the GxE interaction p-values from the additive, dominant, and recessive
models, respectively, applied to the same pair of SNP-environmental factor (Figure 1). pACAT evaluates
whether there is a signal of GxE interaction based on at least one of the three genetic models. Therefore,
the global null hypothesis states that H0 : ωGE = 0 for all three di !erent genetic modes of inheritance,
versus H1 : ωGE ↓= 0 for at least one of the three genetic models.
2.2 P-value aggregation using the Harmonic mean p-value (HMP)
The Harmonic Mean p-value (HMP) [ 10] is obtained by combining multiple possibly dependent p-values
into a single global significance measure. Consider k p-values, p1,...,p k, for testing GxE interaction based
on multiple genetic models. Let w1,...,w k be nonzero positive weights satisfying ∑k
i=1 wi = 1. The HMP
statistic is defined as:
THMP =
( k∑
i=1
wi
)( k∑
i=1
wi
pi
) ↑1
= 1∑k
i=1
wi
pi
, (6)
where the second equality uses ∑k
i=1 wi = 1. For equal weights wi =1 /k, this reduces to the classical
harmonic mean:
THMP = k∑k
i=1
1/pi
. (7)
Under the global null hypothesis that there is no GxE interaction e!ect based on the individual genetic
models, the Landau stable law is used to approximate the null distribution (more details provided in the
Reference
paper [ 10]).
A key feature of the HMP procedure is that the aggregated p-value remains valid even when the original
p-values are dependent. Thus, pHMP defines an overall p-value for evaluating the global null hypothesis.
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The weights wis can be unequal, though we adopt equal weights: wi =1 /k. The true underlying genetic
model is not known. The aggregated p-value is given by:
pHMP = HMP(pA,p D,p R), (8)
where pA, pD, and pR are the GxE test interaction p-values from the additive, dominant, and recessive
models, respectively, applied to the same pair of SNP-environmental factor.
2.3 2 degree of freedom (2df ) GxE test
The 2df GxE test uses two indicator variables, GHet,i for the heterozygous genotype and GHom,i for the
homozygous risk genotype (Table 1). It considers:
g(E(Yi)) = ω0 + ω1GHet,i + ω2GHom,i + ωE Ei + ω3(GHet,i ↑ Ei)+ω 4(GHom,i ↑ Ei)+ω TCi
We test for the null hypothesis of no GxE interaction based on a joint test of the two interaction coe”cients:
H0 : ω3 = ω4 =0v s . H1 : ω3 ↓= 0 or ω4 ↓= 0 or both. Hence, this is a two-degree-of-freedom (2df) test.
3 Simulation study
We performed extensive simulations to evaluate the validity, robustness, and power of the proposed GETAP
approach for identifying gene-environment interactions. We compared the approach with the additive,
dominant, and recessive genetic models, and the 2df testing procedure in terms of the type I error rate
and the power of detecting an interaction. We consider various simulation scenarios that comprise both
continuous and binary phenotypes, as well as continuous and binary environmental variables.
3.1 Simulation design
While designing the simulation studies, we vary the minor allele frequency of a SNP and the magnitude of
interaction e!ects. We consider three genetic models: additive, dominant, and recessive. We evaluate the
performance of the various GxE testing procedures for a given true mode of genetic inheritance. Naturally,
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we expect the GxE test based on the true genetic model to perform best, but this is unknown in practice;
it reflects the uncertainty regarding the genetic model in real-life studies. Therefore, it enables a direct
assessment of the power loss incurred by model misspecification and the extent to which our proposed
GETAP approach can recover this loss through p-value aggregation.
In each simulation replicate, we simulated genotypes for a biallelic SNP satisfying the Hardy-Weinberg
equilibrium (HWE) with the minor allele frequency (MAF) ranging from 0.05 to 0.3. From the additive
genotype count Gadd ↘{ 0, 1, 2}, we derived the other two genotype encodings - dominant: Gdom = I(Gadd ↗
1), and recessive: Grec = I(Gadd = 2), where I denotes the indicator function. For the 2df GxE test, we
additionally constructed indicators of heterozygous and homozygous-alternative genotypes,
Het = I(Gadd = 1), HomAlt = I(Gadd = 2).
We simulate environmental exposures according to the di !erent types of them observed in epidemiological
cohorts. We generate continuous exposures from a standard normal distribution: Ei ≃ N (0, 1). We sample
binary exposures from a Bernoulli distribution with prevalence 0.2: Ei ≃ Bernoulli(0.2). We simulate the
phenotypes based on models that include the main genetic, main environmental, and GxE interaction
e!ects. For continuous outcomes, we use:
Y
i = ωGGT,i + ωE Ei + ωGE (GT,i Ei)+ϑ i,ϑ i ≃ N (0, 1),
and for binary outcomes,
P (Yi = 1) = logit ↑1 (ωGGT,i + ωE Ei + ωGE (GT,i Ei)) .
Here, GT,i denotes the encoded genotype based on the true genetic model. We fix the main genetic and
environmental e!ects as: ωG = ωE =0 .2, representing a modest but realistic e!ect size. We vary the
interaction e!ect ωGE in a range comprising weak to strong e !ects: from 0. 025 to 1. This allows us to
assess the power of the competing approaches across di !erent strengths of the interaction e!ects. We
evaluate the type I error control with ωGE = 0 and the above setting of the remaining parameters. We
consider 10,000 individuals in the sample. For each simulation scenario, we performed 2,000 iterations.
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We choose ϑi ≃ N (0, 1) assuming that a single SNP explains a negligible proportion of complex phenotype
heritability.
For each replicate in a given simulation scenario, we compute the GxE testing p-values by six di !erent
analytical strategies: three GxE tests based on three di !erent genotype codings, p-value aggregation by
Cauchy and Harmonic combination, and the general 2df GxE test. The three single-model 1df GxE
tests, additive, dominant, and recessive, were implemented by fitting generalized linear models for each
genotype coding and testing H0 : ωGE =0v s . H1 : ωGE ↓= 0 using likelihood ratio tests. We applied
GETAP using the Cauchy and Harmonic p-value aggregation strategies. GETAP-ACAT combined the
three p-values using the Aggregated Cauchy combination with equal weights: w
i =1 /3. GETAP-HMP
used the harmonic mean p-value with equal weights: wi =1 /3. For the 2df GxE test, we fit a full
model including Het, HomAlt, the environmental exposure E, and two interaction terms Het ↑ E and
HomAlt ↑ E, and then implemented the two-degree-of-freedom likelihood ratio test to evaluate the null
hypothesis H0 : ω3 = ω4 =0v s . H1 : ω3 ↓=0 ,ω 4 ↓=0 , or both.
We estimated the type I error rate (TIER) for ωGE = 0 at the level of significance ϖ =0 .05. We
computed the power at the same threshold for all non-null scenarios. To evaluate the consequences of model
misspecification, we contrast the power estimates considering the analysis based on the true genetic model
as the gold standard. For example, in a simulation scenario where we generated genotype data according to
a dominant inheritance model, we compared the performance of the GxE test based on dominant genotype
coding (correctly specified), the additive and recessive genotype codings (misspecified), the two GETAP
procedures (model-averaged), and the 2df genotypic test (model-free).
3.2 Simulation results
We compared the GETAP strategies against the standard 1-degree-of-freedom (1df) tests assuming additive
(Add), dominant (Dom), or recessive (Rec) genetic models, as well as the model-free 2df genotypic test.
We evaluated the empirical Type I Error Rate (TIER) and power across a range of minor allele frequencies
(MAF: 0. 05, 0. 1, 0. 2, 0. 3). We encompass various types of environmental exposures and phenotypes, such
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as continuous and binary.
3.3 Type I error rate (TIER) control
For the continuous phenotype, the various methods (Add, Dom, Rec, ACAT, HMP, 2df) demonstrate an
overall adequate control of TIER (Table 2) across di !erent simulation scenarios. Empirical TIER rates
fluctuate marginally around the nominal 0. 05 level, ranging between 0. 04 and 0. 061. This confirms the
validity of all methods regarding adequate control of TIER for continuous outcomes, regardless of the
underlying true genetic model, MAF, or type of environmental exposures. For the binary phenotype
(Table S1), at lower and common MAFs (0. 1t o0 .3), all methods exhibit controlled TIERs, with most
estimates between 0. 04 to 0. 06. However, for MAF = 0. 05, we observe some inflation in specific scenarios
for the misspecified genetic-model-based 1df tests. Subsequently, the GETAP approaches had moderate
inflation due to p-value aggregation. We observed the highest inflation for the recessive model for both
binary and continuous environmental factors, with a TIER estimate up to 0. 076 (Table S1). Such inflation
is a known issue for variants with lower MAF and binary outcomes due to the smaller size of the rare
homozygous genotype group. It also a!ected the 2df test, with a TIER estimate up to 0. 065 (Table S1).
On the other hand, the additive and dominant models remained better-calibrated. As a consequence, the
GETAP approaches had comparatively moderate inflation: GETAP-ACAT yielded a TIER estimate up to
0.064, and HMP yielded a TIER estimate up to 0. 058 (Table S1 ). Therefore, the TIER control pattern
of the constituent tests a!ects the TIER control of a p-value aggregation method. However, the TIER
inflation for GETAP was consistently lower than that of the 1df recessive and 2df tests, demonstrating a
partial impact. In additional simulations with lower MAF (results not included to save space), we observed
that TIER inflation decreased as sample sizes increased, mainly because the rare homozygous genotype
group grew larger in size. Thus, the GETAP approach overall controls the type I error rate. Occasional
limited fluctuations should not occur, especially in contemporary GW AS data with large sample sizes.
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3.4 Power analysis
We first compared the two p-value aggregation methods, GETAP-ACAT and GETAP-HMP, across various
simulation scenarios. The results reveal a consistent pattern: GETAP-ACAT produced equivalent or
slightly superior power compared to GETAP-HMP across the choice of various true genetic models (Figures
S1 - S6, S17 - S22). The power gain of ACAT is more noticeable (1-2%) in scenarios when the MAF is
low, and the true underlying genetic model is additive or dominant (Figures S1, S2, S4, S5, S17, S18,
S20, S21). Therefore, given the marginally better performance of GETAP-ACAT compared to GETAP-
HMP, we proceed by using the Cauchy p-value combination as the representative strategy for the GETAP
approach in subsequent comparisons.
We now summarize the power comparisons stratified by the true underlying genetic model. For each
scenario, we compare how GETAP performs relative to: (1) misspecified 1df tests that employ incorrect
genotype coding, and (2) the 2df genotypic, model-free test. This framework directly addresses the paper’s
central objective: that aggregating evidence across multiple models via GETAP provides robust power.
T rue genetic model is additive: An additive model is the most commonly assumed model. When
the true mode of inheritance is additive, the additive GxE test appeared as the most powerful test across
various simulation settings for continuous phenotypes, as expected (Figures S7 and S9). We observe a
similar pattern for binary phenotypes (Figures S23 and S25). Compared to the true additive model, the
misspecified dominant model resulted in a marginal power loss for small MAFs. However, the power loss
was greater for larger MAFs, ranging from 1% to 8% for continuous phenotypes (Figures S7 and S9) and
1% to 6% for binary phenotypes (Figures S23 and S25). The misspecified recessive model su !ered from
maximum power loss, which was most severe at lower MAFs, ranging from 5% to 70% for continuous
phenotypes (Figures S7 and S9) and from 5% to 73% for binary phenotypes (Figures S23 and S25). The
power loss decreased as the MAF increased, dropping to approximately 1%–25% for larger MAFs.
GETAP incurred only a limited power loss of 1% ↔5% compared to the correctly specified additive model
at small MAFs for both types of phenotypes. But it performed almost identically to the additive model for
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moderate to large MAFs (Figures S7,S9, S23, and S25). Compared with the dominant model, GETAP has
similar power at lower MAFs, but yields a power gain of 1%–6% as the MAF increases (Figures S7, S9, S23,
and S25). In comparison with the recessive model, GETAP provides a substantial power gain, particularly
at lower MAFs, ranging from 1% to 70% (Figures S7, S9, S23, and S25). Thus, GETAP successfully
aggregated the strong signal from the additive model-based test and performed substantially better than
the misspecified dominant and recessive models. Compared to the true additive model, it exhibits a limited
power loss of 1% ↔5%. Therefore, when the true model is additive, the proposed GETAP approach performs
robustly and competitively with the additive GxE test. GETAP performs substantially better than the
other misspecified models. These patterns are consistent across both continuous and binary environmental
factors.
T rue model is dominant: When the true mode of inheritance is dominant, the GxE test based on
dominant genotype coding is the most powerful for continuous phenotypes, consistently across both con-
tinuous and binary environmental variables (Figures S8 and S10). We observe a similar pattern for binary
phenotypes (Figures S24 and S26). The commonly used additive model, which is misspecified in this set-
ting, incurred a limited power loss ranging from 1% to 7%, with the loss increasing as the MAF increased
(Figures S8, S10, S24, and S26). The recessive model performed poorly, exhibiting substantial power loss
relative to the dominant and additive models, ranging from 3% to 75% (Figures S8, S10, S24, and S26).
Across all four combinations of phenotype and environmental variable types, the power loss decreased as
the MAF increased.
GETAP e!ectively bridged this gap. It showed a limited power loss compared to the true dominant
model for varying MAFs, ranging in 2 ↔ 6%. Its power curve is nearly indistinguishable from that of
the misspecified additive model except for small MAFs, where it marginally loses power by 1 ↔ 3% (Fig-
ures S8,S10, S24, and S26). Therefore, the GETAP approach performs competitively with the additive
model, the second-best performing method in this case. Thus, GETAP performed substantially better
than the misspecified recessive model and nearly as well as the additive model. Overall, it is again a robust
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alternative.
Tr u e m o d e l i s r e c e s s i ve :When the true mode of inheritance is recessive, the recessive GxE test is the
most powerful for continuous phenotypes, particularly at lower MAFs (0. 05 and 0.1), where the homozygous
risk genotype is rare but has a strong e!ect (Figures 2 and S11). This pattern is consistent across both
continuous and binary environmental variables. We observe a similar pattern for binary phenotypes, with
the recessive GxE test again achieving the highest power under both continuous and binary environmental
variables (Figures 3 and S27).
The additive and dominant models showed severe power loss, as they incorrectly dilute the strong
e!ect present only in the rare homozygous genotypic group. GETAP outperformed these two misspecified
alternatives. Specifically, for continuous phenotypes, GETAP achieved a power gain of 2% ↔ 55% over the
additive model and 5% ↔ 70% over the dominant model, with the gain decreasing as the MAF increased
(Figure 2). The power loss was comparably lower when the environmental variable is binary (Figure S11).
We observed a similar pattern for binary phenotypes, where GETAP yielded power gains of 1% ↔ 45%
compared with the additive model and 1% ↔ 50% compared with the dominant model (Figures 3, and S27),
while other trends remained consistent with those observed for continuous phenotypes. When compared
with the true recessive model, GETAP incurred a limited power loss of 1% ↔ 13% at small MAFs (Figures 2,
and 3); however, this loss diminished for larger MAFs and stronger genetic e!ects. When the environmental
variable is binary, this power loss is comparatively smaller (Figures S11, and S27), although the overall
pattern remained similar for both continuous and binary phenotypes.
Therefore, GETAP outperforms the misspecified additive and dominant models in these settings where
the true genetic model is recessive. In this scenario, the standard additive GxE test and the dominant
test su !er substantial power loss due to model misspecification. By aggregating evidence across di !erent
inheritance models, GETAP substantially improves power against misspecified alternatives. However, it
incurs a limited power loss relative to the correctly specified recessive model, particularly at low MAFs,
where signal detection is most challenging.
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ACA T versus model-F ree 2df T est: We find that when the true genetic model is additive or dominant,
GETAP is uniformly more powerful than the 2df test, with power gains ranging from 1%–6% under the
additive model and 1%–4% under the dominant model. We observe this pattern for both continuous and
binary phenotypes, and across various choices of MAFs and types of environmental factors (Figures 4, S12,
S14, S15, S28, S29, S31, S32).
When the true model is recessive, the 2df test exhibits a slight power advantage over GETAP at lower
MAFs (e.g., 0. 05 and 0. 1), with gains of approximately 1%–2%. However, this di !erence diminishes as
the MAF increases, and the two methods perform similarly at moderate to larger MAFs, such as 0. 2 and
0.3 (Figures S13, S16, S30, S33). Overall, these results demonstrate that GETAP provides a consistently
powerful alternative to the 2df test for dominant and additive genetic models, while being competitive in
recessive settings as well.
In summary, the simulation results confirm that the GETAP approach via ACAT p-value combination
o!ers good power robustly across various true genetic models for both continuous and binary phenotypes.
It o!ers substantially higher power than the commonly used additive model when the true genetic model
is recessive. When the true model is additive or dominant, GETAP incurs a marginal power loss relative
to the additive model in some scenarios, particularly for lower MAFs. The method o!ers higher power
than the 2df test when the true genetic model is additive or dominant; for a recessive model, it performs
similarly or marginally loses power. Overall, GETAP is robustly powerful for detecting GxE interactions
while controlling the type I error rate adequately.
4 Real data application
We evaluated the proposed GETAP approach using large-scale data from the UK Biobank (UKB), a
population-based cohort with extensive genetic, phenotypic, and environmental characterization. The UKB
provides genome-wide genotype data for approximately 500, 000 participants, together with harmonized
measurements of numerous quantitative and disease-related phenotypes and a wide range of lifestyle and
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environmental factors. This excellent resource enables us to directly assess whether the robustness and
power gains of the GETAP approach observed in simulation studies extend to GxE analyses in a real-
world setting, where genetic architectures of complex phenotypes and diseases are heterogeneous, and
environmental exposures are measured with varying precision.
We analyzed several di !erent phenotype-environment combinations spanning both continuous and bi-
nary outcomes. Continuous phenotypes include biomarkers of glycemic control, pulmonary function, adi-
posity, and metabolic and inflammatory processes, paired with smoking-related and dietary environmental
exposures. We also considered behavioral or lifestyle factors. Binary outcomes include type 2 diabetes
and chronic obstructive pulmonary disease (COPD), analyzed in conjunction with sleep duration and cu-
mulative smoking exposure, respectively. We provide detailed definitions of all phenotypes, environmental
exposures, and inclusion criteria in the Supplementary Information.
For each phenotype-environment pair, we curated high-quality datasets using strict quality control
procedures, focusing on White British ancestry with complete covariate information. We performed the
analyses on the UK Biobank Research Analysis Platform (RAP), a cloud computing environment. We used
autosomal genotype calls. We excluded SNPs with minor allele frequency below 1% since sample size is very
large, followed by Hardy–Weinberg equilibrium (HWE) screening (HWE test P< 5 ↑ 10↑6 ), and exclusion
of SNPs with genotyping call rate below 95%. After implementing the genotype QC steps, we obtained
a common set of approximately 6, 05, 000 autosomal SNPs for genome-wide analysis of each phenotype-
environment combination. We adjusted the phenotype for relevant covariates: age, age
2, sex, and the top
ten genetic principal components (PCs), with additional adjustment for medication use wherever relevant
and applicable. We applied the standard rank-normal transformation to continuous outcomes to achieve
normality. We defined binary disease phenotypes using validated algorithms in UKB, integrating hospital
records, primary care data, medication information, and self-reported diagnoses.
Across all analyses, we performed genome-wide tests of GxE interaction using additive, dominant,
and recessive genotype encodings, as well as the model-free 2-degree-of-freedom(2df) genotypic test. We
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compared these results with the proposed GETAP approach, which aggregates evidence across di !erent
genotype encodings using the Cauchy combination of p-values to provide a genetic-model-robust test of
interaction. Since GxE signals are limited due to small interaction e!ect sizes, we applied the Benjamini-
Hochberg (BH) FDR control procedure with FDR < 0.05 to identify genome-wide (GW) significant signals.
Next, to identify independent interaction signals, we applied LD-based clumping to the marginally signif-
icant variants using PLINK v1.9, with a 500 kb window and an LD threshold of r2 < 0.2. We performed
LD clumping separately for each method, enabling direct comparison of independent loci identified by the
di!erent tests. We provide the quantile-quantile (QQ) plots to assess calibration and genomic inflation.
In the following subsections, we discuss the results on GxE interactions for di !erent phenotype envi-
ronmental factor combinations. We first describe the results for continuous phenotypes, followed by binary
disease phenotypes.
4.1 Gene-environment interactions underlying Glycated hemoglobin (HbA1c)
Glycated hemoglobin (HbA1c; UKB Data-Field 30750) reflects long-term blood glucose control and is a
biomarker of type 1 and 2 diabetes. Measurements were obtained at baseline using high-performance liquid
chromatography and reported in mmol/mol units. We excluded individuals with implausible HbA1c levels
( 200 mmol/mol), type 1 diabetes, pregnancy, or conditions a!ecting erythrocyte turnover. The
final sample comprised 3, 00, 599 unrelated individuals of White British ancestry.
4.1.1 HbA1c and Cumulative Smoking Exposure (Pack-Y ears)
Cumulative smoking exposure was quantified using lifetime pack years (PackSMOKE; UKB Data-Field 20161),
computed from cigarettes smoked per day and smoking duration following UK Biobank procedures. A nu-
meric value for pack-years was assigned to all ever-smokers and set to zero for never-smokers, yielding a
continuous exposure defined across all participants in the full cohort.
Testing for genome-wide GxE interactions led to substantial di !erences in the number of GxE signals
detected by the five methods. The additive, dominant, and recessive 1df tests identified 25, 10, and 58
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significant SNPs with GxE interaction, respectively, while the 2df genotypic test detected 45 interactions.
The GETAP approach identified 87 significant SNPs with GxE interaction, substantially more than the
other approaches (Figure 6). A five-way Venn diagram (Figure 5) shows the varying extent of overlap in the
number of discoveries among the five approaches. For example, the GETAP approach identified a common
subset of 25, 10, 39, and 38 SNPs with the 1df additive, dominant, recessive tests and 2df test, respectively
(Figure 5). We note that the GETAP approach identified 20 SNPs with GxE interaction, which were not
detected by any single-model or 2df test. This highlights the advantage of p-value aggregation in recovering
GxE interaction signals that individual genetic models may not capture adequately. For example, SNP
rs1045997 on chromosome 19 shows consistent evidence of GxE interaction in the additive and dominant
models (P =2 .3 ↑ 10
↑6 and 1. 3 ↑ 10↑6 ); but these do not survive the multiple-testing correction in any
single-model or 2df test. However, GETAP identifies this SNP as a significant GxE SNP by aggregating
these partial signals. The 2df test can miss such signals primarily because it spends an extra degree of
freedom.
LD-based clumping identified 24 independent GxE loci from the 25 SNPs marginally identified by the
additive model, 8 independent GxE loci from 10 SNPs marginally identified by the dominant model, 55
loci from 58 recessive signals, 42 loci from 45 2df signals, and 82 loci from the 87 GETAP-identified signals.
Thus, the majority of GxE interaction signals mapped to weakly correlated genomic regions, suggesting
limited redundancy due to LD. We note that the LD tagging pattern of GxE interaction e!ects can be
distinct from that of main genetic e!ects. The GETAP approach yielded the largest number of independent
GxE loci, with the strongest signal at rs407423 on chromosome 8 ( P =1 .54 ↑ 10
↑9 ). The additive model
identified 24 loci led by rs62395369 on chromosome 6 ( P =1 .58 ↑ 10↑7 ), while the dominant model
detected 8 loci, led by rs10062026 on chromosome 5 ( P =5 .71 ↑ 10↑8 ). The recessive and 2df analyses also
highlighted rs407423 on chromosome 8 as the top GxE signal. The latter demonstrates the contribution
of a non-additive genetic model in detecting G ↑smoking interactions underlying the HbA1c level. We
describe these independent GxE loci in the supplementary data files.
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We evaluated the genomic inflation factor (GIF or ϱ) across the di !erent tests to assess possible inflation
in the test statistics. We found the GIF to be 1. 29 for the recessive model, and 1. 31 for the additive and
dominant models. We obtained a higher inflation for the 2df test: ϱ =1 .45 (Figure S34). In comparison,
GETAP yielded a lower GIF: ϱ =1 .27. We note that the GIF is more than one, primarily due to polygenic
interaction e!ects present for this phenotype-environment combination. We have observed estimates of GIF
around one for other pairs of phenotype-environmental factors for which all methods identified substantially
fewer GxE interaction signals (Table S4).
4.2 GxE interactions for Pulmonary Function related phenotypes
The UK Biobank assessed pulmonary function using the ratio of forced expiratory volume in one second
(FEV1) to forced vital capacity (FVC): FEV1/FVC. Spirometry-derived FEV1 (Data-Field 3063) and FVC
(Data-Field 3062) were measured at baseline following standardized ATS/ERS protocols. We restricted
the analyses to high-quality spirometry measurements and excluded participants with conditions known
to a!ect lung function severely. We standardized measurements using Global Lung Initiative reference
equations and removed extreme outliers ( |z| > 5).
4.2.1 FEV
1/FVC and Cumulative Smoking Exposure (Pack-Y ears)
We examined gene-environment interactions between pulmonary function and cumulative smoking exposure
by analyzing the FEV 1/FVC ratio and lifetime pack years (PackSMOKE) combination. Here, we regard
PackSMOKE as the lifestyle factor. The final analytic sample comprised 294, 405 unrelated individuals
of White British ancestry. At 5% FDR, all five methods identified a substantial number of significant
interaction signals. The additive, dominant, and recessive tests detected 65, 69, and 45 SNPs, respectively.
The 2df genotypic test identified 81 SNPs with GxE interaction. The GETAP-ACAT procedure identified
74 significant SNPs (Figure 6). GETAP identified 17 signals not detected by the additive model and 22
not detected by the dominant model, while maintaining substantial overlap with all single-model tests,
indicating e!ective aggregation across heterogeneous genotype encodings.
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The overlap structure across methods, summarized in a five-way Venn diagram (Figure 5), reflects a
complex overlapping pattern. Notably, each of the three 1df tests and the 2df test identified some unique
SNPs which were missed by the others. However, the GETAP approach did not identify any unique SNPs
(Figure 5). But GETAP detected more SNPs than the 1df tests. The 2df test identified a few more SNPs
than GETAP. Overall, GETAP performed competitively for this combination. We note that the 2df test
detected more unique SNPs here. This indicates that the underlying genetic model can sometimes be
uncommon, not necessarily one of additive, dominant, or recessive.
Evaluation of genomic inflation showed moderate inflation across all methods (Figure S36), which we
attribute to polygenic GxE e!ects for this phenotype-environmental factor combination. Estimated GIF is
similar for the 1df additive and dominant tests: ϱ =1 .25, and slightly lower for the recessive test: ϱ =1 .22.
In comparison, GETAP exhibited a lower inflation factor: ϱ =1 .19 (Table S4). The 2df test yielded the
highest GIF: ϱ =1 .36, mainly due to being more powerful for this pair.
LD-based clumping identified 40 independent GxE loci from 74 GETAP-significant variants found by
the BH FDR rule with P< 5.95 ↑ 10
↑6 . On chromosome 15, rs16969968 had the strongest signal with
P =1 .81 ↑ 10↑17 . This SNP resides within the CHRNA gene cluster. We identified 30 independent GxE
loci from 65 SNPs detected by the additive test. Similarly, we identified 11 GxE loci from 29 variants under
the dominant model, and 23 GxE loci from 45 variants under the recessive model. The 2df test yielded
48 independent GxE loci from 81 variants, more than the others. Together, these results demonstrate
that many genetic variants interact with cumulative smoking exposure to impact the pulmonary function
interactions. Our proposed GETAP approach performed well for this combination of phenotype and
exposure. We provide the independent GxE loci in the supplementary data.
4.3 GxE interactions underlying adiposity-related phenotype
In the UK Biobank, body mass index (Data-Field 21001) was calculated from height and weight measure-
ments obtained for the participants during their initial assessment centre visit. We consider body mass
index (BMI) as the phenotype.
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4.3.1 BMI and alcohol intake frequency
We regard alcohol intake frequency as the environmental exposure for studying gene-environment interac-
tions for BMI. Alcohol intake frequency (Data-Field 1558) was assessed via the touchscreen questionnaire
and modeled as an ordinal exposure ranging from “never” to “daily or almost daily”. We include the
details of the conversion of the alcohol intake frequency to numeric values in the supplementary material.
After quality control, the BMI and alcohol intake frequency analysis included 379, 836 participants.
At 5% FDR, all five methods identified a moderate number of significant GxE interactions. The
additive, dominant, and recessive 1df tests detected 24, 19, and 15 significant SNPs, respectively. The
2df genotypic test identified 23 SNPs with significant interaction e!ects. The GETAP approach yielded
26 significant SNPs, slightly more than the others (Figure 6). GETAP recovered some SNPs missed by
the additive, dominant, and recessive models, indicating improved sensitivity to detect interaction e!ects
that a specific genotype encoding may not capture well. Overlapping patterns across methods (Figure 5)
revealed that multiple di !erent tests consistently identified a common set of 11 SNPs. GETAP aggregated
signals arising from all three di !erent genetic modes of inheritance, rather than favoring any single model.
Minimum p-values among the FDR-significant SNPs were in the order of 10
↑11 for the additive, GETAP,
and 2df tests, which indicates some strong interaction signals.
LD-based clumping identified 10 independent loci from 25 GETAP-significant variants. The strongest
signal was rs17817449 on chromosome 16 ( P =3 .04 ↑ 10↑11 ) near the FTO gene, with 16 tagged variants.
The FTO gene is well-known to regulate BMI. The additive model-based analysis also identified 10 GxE loci
from 24 variants, led by the same SNP ( P =1 .02 ↑ 10
↑11 ). The dominant model detected 8 independent
loci from 19 variants, with rs1421085 on chromosome 16 as the top signal ( P =1 .43 ↑ 10↑7 ), while the
recessive model identified 3 loci from 15 variants. The 2df test detected 8 independent loci from 23 variants.
We provide the independent GxE loci detected by our approach, GETAP, in the supplementary data.
Evaluation of genomic inflation showed a limited inflation across all methods (Figure S38). Estimated
GIF for the additive, dominant, and recessive tests are ϱ =1 .16, 1.15, 1.14, respectively. The GIF is
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marginally higher for the 2df test: ϱ =1 .2. In comparison, GETAP exhibited lower inflation: ϱ =1 .12,
suggesting an improved calibration while maintaining competitive power.
4.4 Gene-environment interactions for Metabolic and Inflammatory Biomarkers
We also analyzed inflammatory and metabolic biomarkers: C-reactive protein (CRP; Data-Field 30710) and
triglycerides (TG; Data-Field 30870), measured using enzymatic assays at baseline. In the TG analysis, we
adjusted for lipid-lowering medication. CRP and TG were each paired with the Healthy Diet Score (HD-
SCORE). HD-SCORE is a composite metric summarizing four dietary components: fruit and vegetable
intake, fish consumption, red meat intake, and processed meat intake, constructed following American
Heart Association guidelines. Each component was dichotomized according to recommended thresholds,
yielding a score ranging from 0 to 4, with higher values indicating healthier dietary patterns. Final
analytic sample sizes for CRP and TG analyses were approximately 362, 698 and 363, 187 individuals of
White British ancestry, respectively.
4.4.1 C-Reactive Protein and Healthy Diet Score
We investigated gene-environment interactions considering serum C-reactive protein (CRP) levels as the
phenotype and the dietary quality using the Healthy Diet Score (HD-Score) as the lifestyle factor. At 5%
FDR, the additive, dominant, and recessive 1df tests identified 12, 7, and 1 significant SNPs, respectively.
The 2df genotypic test detected 2 signals. The GETAP procedure identified 13 significant SNPs, more
than the others. Overlap patterns across methods (Figure 5) revealed both shared and method-specific
signals. GETAP again produced more signals than the other approaches (Figure 6).
Assessment of genomic inflation across all methods (Figure S39) exhibited adequate covariate adjust-
ment. Genomic Inflation factors are around unity for the additive, dominant, and recessive 1df tests:
ϱ =1 .01, 1.01, 0.98. We observed limited deflation for the 2df test and GETAP: ϱ =0 .94, 0.9, respec-
tively. We note that the number of GxE signals obtained for this phenotype-environmental exposure is
lower than the above combinations. Proportionately, we also observe a lower GIF for the methods for
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the current combination (Table S4). This indicates a more polygenic interactions for the above pairs of
phenotype-environment.
LD-based clumping identified 3 independent loci from 13 GETAP-significant variants ( P< 9.7 ↑ 10↑7 ).
The lead signals were rs876537 on chromosome 1 near the CRP gene ( P =5 .08 ↑ 10↑9 ), rs12145237 on
chromosome 1 ( P =3 .58 ↑ 10↑8 ), and rs79709269 on chromosome 15 ( P =5 .14 ↑ 10↑8 ). The additive
and dominant tests identified 2 independent loci each. The recessive and 2df tests detected one and two
loci, respectively. Overall, the CRP-diet analysis represents a weak GxE signal setting. However, GETAP
again provided a modest but consistently higher number of GxE signals. We have included the GxE loci
in the supplementary data.
Even though we have discussed the results for the above combinations, which have a moderate number of
GxE signals, we did not obtain any signal for many other combinations of phenotype-environment (Table
S5). For these combinations, we obtained a genomic inflation factor of around 1, which again justifies
the adequacy of the covariate adjustment in the genome-wide GxE studies that we have performed. We
performed the GxE analysis for some other phenotype-environment combinations. For brevity, we have
discussed them in the supplementary information.
4.5 Analysis of binary phenotypes
Type 2 diabetes (T2D) is a complex metabolic disorder with a well-characterized genetic architecture
and strong associations with lifestyle-related factors, including sleep patterns. Another important binary
phenotype is chronic obstructive pulmonary disease (COPD), a respiratory phenotype with a strong envi-
ronmental component, e.g., smoking. Therefore, we analyze T2D and COPD for detecting GxE interactions
while considering sleep duration and cumulative smoking exposure as the lifestyle factors, respectively.
4.5.1 T2D and Sleep duration
UK Biobank defined T2D case-control status using a validated multimodal algorithm that integrates hos-
pital inpatient records, primary care data, medication usage, and self-reported history. We identified cases
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based on ICD-10 diagnostic codes (E11, E13, E14), self-reported diabetes excluding type 1 diabetes, and
the use of glucose-lowering medications (e.g., metformin, sulfonylureas, SGLT2 inhibitors). We excluded
individuals with type 1 diabetes (E10), gestational diabetes, or early insulin initiation indicative of autoim-
mune diabetes. We defined participants without diabetes-related diagnosis codes, no diabetes medication
use, and no self-reported diabetes as controls. After curating cases and controls, ancestry restriction to un-
related White British individuals, and standard sample quality control, the final dataset comprised 20, 726
T2D cases and 275, 757 controls. We note that the possible over-representation of controls in the sample
will not decrease power.
We incorporated sleep duration as the lifestyle factor, derived from baseline self-reported UKB data
(Field ID 1160), reflecting the average number of hours slept in a 24-hour period, including naps. We
treat sleep duration as a continuous environmental variable and exclude individuals reporting implausible
average sleep durations ( 17 hours per day) or who have missing data. Given the binary nature of
the phenotype, we performed logistic regression to evaluate GxE interactions using 1df tests under additive,
dominant, and recessive genotype coding using PLINK. We combined the GxE p-values obtained from the
three di!erent tests of interaction using the Cauchy aggregation to obtain a single p-value for each SNP. We
could not include the 2-degree-of-freedom genotypic test for binary phenotype analyses due to our limited
resources to perform genetic analyses in the UK Biobank research analysis platform (cloud computing).
At 5% FDR, the additive, dominant, and recessive tests identified 509, 489, and 111 significant SNPs to
have a GxE interaction with sleep duration, respectively. The GETAP approach detected 684 significant
SNPs, 175 SNPs more than the additive model, which is the best-performing 1df test here (Figure 6).
Among 684 GETAP-significant SNPs, 436 overlapped with those found by the 1df additive test, 406
overlapped with those detected by the dominant test, and 111 overlapped with the recessive-model signals
(Figure 5). Hence, GETAP captured a major proportion of signals identified by the additive and dominant
models, and all detected by the recessive model. Importantly, GETAP uniquely identified 73 SNPs which
the 1df tests missed. GETAP identified many of these SNPs by aggregating limited evidence provided by
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the individual 1df tests, which could not pass the multiple testing correction.
To characterize independent GxE loci while reducing redundancy due to LD, we performed LD-clumping
on the sets of SNPs passing FDR correction for each method. The 509 additive-model SNPs collapsed
into 414 clumps, hence GxE loci. The dominant-model SNPs yielded 419 loci from 489 SNPs. The
recessive-model signals resulted in 95 GxE loci from 111 SNPs. The GETAP-detected 684 SNPs led to 563
independent GxE loci. Several GETAP-identified LD clumps did not overlap with those detected by any
1df single genetic model-based test. Overall, GETAP performed substantially better than the 1df single
genetic model-based tests for the type 2 diabetes and sleep duration pair.
We next evaluate the genomic inflation using quantile-quantile (QQ) plots and genomic inflation factor
(GIF) (Figure S41). We obtained the estimated GIFs as ϱ =1 .48 for the additive model-based test,
ϱ =1 .48 for the dominant model-based test, ϱ =1 .43 for the recessive test, and ϱ =1 .59 for GETAP. This
is consistent with the pattern of finding higher GIFs when the number of GxE signals is higher, reflecting
more polygenic GxE architecture (Table S4). We further explore the sample-size-standardized genomic
inflation factor because the current case-control dataset is large, which can also influence the increase in
GIF. This phenomenon is expected to be more common in a case-control genetic study [ 13], even under
well-calibrated polygenic architectures. We report the sample-size-standardized GIF, ϱ
1000, corresponding
to an equivalent study of 1, 000 cases and 1, 000 controls [ 13]. Following the procedure, we obtained ϱ1000
rescaling the observed inflation factor, ϱobs, using the e!ective sample size:
ϱ1000 =1+( ϱobs ↔ 1)
2000
(
1
ncases + 1
ncontrols
)
4 (9)
For the current analysis of T2D-sleep duration, we obtained ϱ1000 as 1. 02. Since the sample size
standardized GIF is close to unity, we discard any possible role of residual population stratification, cryptic
relatedness, or other unadjusted covariates in the observed inflation. We rather attribute the inflation of
the primary GIFs to the polygenic GxE architecture of T2D.
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4.5.2 COPD and Pack-years of smoking
We next analyzed COPD, taking pack-years of smoking as the lifestyle factor or environmental exposure.
The UK Biobank defined the COPD cases and controls using a combination of hospital inpatient records,
self-reported diagnoses, and spirometry-based exclusion criteria. After phenotype definition, ancestry re-
striction to unrelated White British individuals, and standard quality control procedures, the final analysis
included 23, 033 COPD cases and 2, 49, 599 controls. Again, a possible over-representation of controls in
the sample should not decrease power.
We conducted genome-wide GxE interaction analyses using logistic regression. We implemented the
same steps as performed for the T2D analysis above. The additive and dominant 1df tests identified 16
and 5 significant SNPs with GxE interaction, respectively. The recessive test identified 227 significant
SNPs with GxE interaction, which is substantially larger than the additive and dominant models. The
GETAP approach detected 260 significant SNPs with GxE signal, o!ering more signals than the recessive
model-based test, the best performing 1df test here (Figure 6). The overlap pattern indicates that GETAP
captured the majority of GxE signals identified by 1df tests (Figure 5). In addition, GETAP uniquely
detected 81 SNPs that others missed.
LD clumping produced 13 GxE loci from 16 marginally significant SNPs obtained from the additive
model, 5 GxE loci from 5 dominant model SNPs, 200 GxE loci from 227 recessive model SNPs, and
219 GxE loci from 260 GETAP identified SNPs. We obtained the estimated genomic inflation factors as
ϱ
obs =1 .3 for the additive model, 1. 31 for the dominant model, 1. 2 for the recessive model, and 1. 27 for
GETAP (Figure S42). After sample size standardization, the corresponding ϱ1000 values are 1. 01 for all
the approaches. It demonstrates that the observed inflation is again due to polygenic GxE interactions.
4.6 Functional annotation and biological interpretation of GxE loci
We next conducted downstream functional genomic analyses, such as gene prioritization and pathway
enrichment analysis using the FUMA web-platform [ 14]. We performed these analyses for two example
26
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phenotypes, one continuous: HbA1c level, and one binary: type 2 diabetes. For HbA1c level, cumulative
smoking exposure is the lifestyle factor, and for type 2 diabetes, sleep duration is the environmental factor.
4.6.1 GxE SNPs for HbA1c level and cumulative smoking exposure
LD-clumping ( r2 < 0.2, 500 kb window) yielded 81 independent GxE loci distributed across the genome.
Functional annotation of the candidate SNPs demonstrates that the majority of the GxE variants are
located in the noncoding genomic regions, with major enrichment in intronic and intergenic regions (Fig-
ure S47B). This pattern suggests that G ↑smoking e!ects on long-term glycemic regulation are primarily
mediated through regulatory mechanisms influencing gene expression, rather than through protein-altering
coding variation.
We next conducted MAGMA gene-based analysis for the candidate SNPs as implemented in FUMA [ 14].
This highlighted multiple linked candidate genes. We found these genes relevant to metabolic transport,
extracellular matrix organization, and inflammation-related signaling pathways (Figure S47A). For exam-
ple, GxE loci linked with the SLC19A1 gene suggest a plausible connection between smoking exposure,
cellular transport processes, and glycemic burden. It is consistent with the known role of environmental
stressors in modifying metabolic susceptibility.
Regional association plots generated using LocusZoom.js [ 15] also support these findings by demon-
strating localized interaction signal peaks residing within LD blocks at multiple independent loci. Repre-
sentative signals include an interaction locus near the SLC19A1 gene on chromosome 21 (Figure S47C), as
well as additional loci on chromosome 8 (Figure S47D), and on chromosome 5 near the ADGR V1gene (Fig-
ure S47E). These highlight possible heterogeneous genetic architecture through which cumulative smoking
exposure may amplify or attenuate genetic susceptibility, influencing HbA1c levels. We then evaluated
pathway-level enrichment of the genes mapped by FUMA using the Reactome method [ 14]. No pathways
reached statistical significance after FDR correction (FDR-adjusted P< 0.05). One possible reason is that
the total number of GxE SNPs was lower, hence fewer genes were mapped.
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4.6.2 GxE SNPs for T2D and sleep duration
LD-clumping ( r2 < 0.2, 500 kb window) resulted in 563 independent GxE loci for T2D and sleep dura-
tion identified by GETAP. Again, the GxE variants are located in the noncoding genomic regions, with
most enrichment in intronic and intergenic regions (Figure 7C). Thus, G↑ sleep interaction e!ects are pri-
marily mediated through regulatory mechanisms influencing gene expression. Gene prioritization analysis
using MAGMA highlighted several prioritized candidate genes, including GRHL1, LAMA2, and P2RX7
(Figure 7A). These genes implicate pathways related to transcriptional regulation, extracellular matrix re-
modeling, and immune-metabolic signaling, suggesting potential mechanisms through which sleep duration
may modify genetic susceptibility to T2D.
Gene-set enrichment analysis using Reactome highlighted pathways involved in xenobiotic metabolism
mediated by cytochrome P450 enzymes, as well as eicosanoid lipid synthesis pathways (Figure 7D). The
xenobiotic metabolism pathway reflects processes responsible for detoxification of environmental and en-
dogenous compounds through CYP enzymes, which are known to influence drug metabolism, oxidative
stress responses, and metabolic homeostasis [ 16]. This is particularly relevant in the context of sleep dis-
turbance, which has been linked to altered metabolic clearance, inflammation, and insulin resistance [ 17]. In
addition, enrichment of epoxy-eicosatrienoic acid (EET) and dihydroxyeicosatrienoic acid (DHET) synthe-
sis pathways suggests involvement of arachidonic acid-derived lipid mediators that regulate inflammation,
vascular tone, and metabolic signaling [ 18, 19]. These pathways provide a plausible mechanistic bridge
between sleep-dependent inflammatory regulation and diabetes risk.
Finally, regional association plots generated by LocusZoom.js [ 15] demonstrate localized interaction
peaks residing within the LD blocks near the LAMA2 gene on chromosome 6, NTN1 gene on chromo-
some 17, and GRHL1 gene on chromosome 2 (Figure S46 C-E). Together, these functional, pathway-level,
and locus-level validations highlight that GETAP identified biologically insightful G ↑sleep interaction loci.
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4.7 Conclusions from real data analyses
Across di !erent phenotype-environment combinations spanning glycemic regulation, pulmonary function,
adiposity, and metabolic and inflammatory biomarkers, the proposed GETAP procedure demonstrated
robustly powerful performance in the large-scale UK Biobank data analyses. These analyses considered
di!erent types of environmental/lifestyle factors. The independent GxE loci that we obtained from these
analyses are provided in the supplementary materials.
For phenotypes with strong exposure e!ects, such as HbA1c level and pulmonary phenotypes in relation
to cumulative smoking exposure, GETAP identified the highest or similar number of significant GxE
interaction signals compared to the other approaches, including the 2df genotypic test (Table S2). In these
settings, interaction e!ects reflected a mixture of additive, dominant, and recessive architectures, and
aggregation across the di !erent genotype encodings by GETAP enabled recovery of GxE loci missed by
individual single genetic models. For behavioral and dietary exposures, where we found interaction e!ects
to be weaker, GETAP yielded modest but consistent gains over single genetic models and 2df genotypic
tests. This was evident for BMI, CRP, and triglycerides paired with dietary or alcohol-related lifestyle
factors. These represent limited and sparse GxE signals (Table S2).
Overall, these results highlight that no single genotype encoding uniformly maximizes power across
settings. By aggregating evidence across genetic models, GETAP provides a flexible and powerful approach
for large-scale testing of gene-environment interactions.
5 Discussion
A major challenge in G ↑E analysis is accounting for genetic model misspecification, a long-recognized issue
in genome-wide studies [ 4, 20, 21]. In practice, most genome-wide interaction analyses default to additive
genotype coding. While additive tests are optimal when the true genetic mode of inheritance is additive,
they can su !er substantial power loss when the underlying genetic model follows a dominant or recessive
pattern. In this work, we propose and systematically evaluate GETAP, a robust framework for genome-
29
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wide gene-environment (G ↑E) interaction analysis. GETAP combines evidence from additive, dominant,
and recessive genotype coding-based GxE tests using the Cauchy combination of p-values, yielding a single
omnibus test that is robust to uncertainty in the underlying genetic inheritance model. Through extensive
simulation studies and nine large-scale real-data analyses in the UK Biobank, we demonstrate that GETAP
provides well-calibrated inference and competitive statistical power across various G ↑E settings. GETAP
o!ers greater power than 1df single genetic model-based tests in many settings. The additive genetic model
appeared to be the most robust and powerful among the 1df tests. GETAP performs competitively with
the additive genetic model in terms of power when the true genetic model is additive or dominant. GETAP
outperforms the additive model when the true genetic model is recessive.
In the simulations, we compared GETAP with the additive, dominant, and recessive models individu-
ally. Therefore, the comparison corresponds to the scenario in which we choose a single genetic model, such
as dominant, to implement genome-wide GxE testing, versus the scenario in which we employ GETAP for
whole-genome-wide analysis. The correctly specified single-model test consistently achieved the highest
power, as expected. However, GETAP closely tracked the performance of this oracle test while performing
substantially better than the misspecified single-model tests. We also notice in simulations that GETAP
is particularly advantageous over the additive test when the true genetic mode of inheritance is recessive.
We observe the same pattern in the real data applications as well. When the recessive test identifies a
substantial number of GxE signals for a phenotype-environment combination, GETAP detects substan-
tially more GxE signals than others, including the recessive model. Across all the phenotype-environment
combinations analyzed in the UKB, GETAP performed competitively and identified more GxE loci for
most.
Several robust test statistics have been proposed to address model misspecification in genetic association
studies [ 7, 8, 9]. One popular approach is to take the maximum of test statistics across multiple genetic
models. For example, the MAX3 or So-Sham test statistic [ 9] considers the maximum of the three test
statistics obtained from the additive, recessive, and dominant model-based tests. The overall p-value
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is calculated while appropriately adjusting for multiple comparisons. Under the null hypothesis of no
interaction, additive, dominant, and recessive G ×E test statistics are correlated because they are computed
from the same genotype-phenotype-environment data. As a result, max-type approaches, e.g., MAX3,
require evaluation of the joint null distribution of correlated statistics, which depends on their covariance
structure [22, 8, 9]. Consequently, accurate calibration of MAX-type p-values usually requires multivariate
normal tail probability evaluation or carefully designed approximations. Although statistically valid, these
procedures introduce additional analytical and computational challenges, particularly in genome-wide scans
involving hundreds of thousands of variants. Moreover, in regression-based G ×E analyses with covariate
adjustment, the covariance structure can vary across variants due to di !erences in minor allele frequency,
genotype distribution, etc.
In contrast, the Cauchy aggregation operates directly on marginal p-values and accounts for arbitrary
dependence between the tests. Crucially, it is computationally very fast. This simplicity makes the Cauchy
combination of p-values an attractive alternative for a robust GxE testing procedure in large datasets. It
can be implemented as a lightweight post-processing step on top of existing regression-based pipelines, such
as those implemented in PLINK [ 23]. Consequently, it scales to a million variants and multiple phenotype-
environment combinations naturally. This simplicity is particularly valuable for large-scale G ↑Es t u d i e s
in modern biobanks, where computational e”ciency is a critical consideration.
We also performed a detailed comparison with the genotypic 2df interaction test. GETAP performs
better than the 2df test when the actual genetic model is additive or dominant. Otherwise, the power
performance is comparable. The 2df test is a genetic-model-free alternative because it does not assume
a specific genotype-coding scheme. However, this robustness comes at the cost of an additional degree
of freedom, which can reduce power when the true genetic mode of inheritance is simple and particular,
e.g., additive or dominant. Previous work on 2df G ↑E tests has primarily focused on power and sample
size calculations rather than genome-wide applications [ 7]. Our study, to our knowledge, provides one of
the first systematic genome-wide comparisons of 1df and 2df interaction tests in large-scale biobank data.
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In real data analyses, GETAP identified more G ↑E signals than the 2df test for most of the phenotype-
environment combinations.
The UK Biobank applications highlight the practical utility of GETAP in real-world settings charac-
terized by heterogeneous genetic architectures, diverse phenotype distributions, and various environmental
exposures. Across phenotypes related to glycemic regulation, pulmonary function, adiposity, inflamma-
tion, metabolism, and cardiometabolic disease, GETAP consistently identified a similar or larger number
of GxE loci than those from single-model or 2df tests. For several phenotype-environment pairs, such
as HbA1c or pulmonary function in interaction with cumulative smoking exposure, GETAP identified a
substantially large number of GxE interaction signals. In the analysis of type 2 diabetes as a binary disease
phenotype and sleep duration as an environmental factor, GETAP identified 563 independent GxE loci,
which is highly significant compared to the existing literature on GxE studies. For dietary and behavioral
lifestyle factors, including alcohol intake frequency and healthy diet score, interaction signals were more
di!use, consistent with prior observations in G ↑E studies of complex phenotypes [ 21]. Even for these
phenotype-environment combinations with limited GxE signals, GETAP yielded a modest but consistently
higher number of signals than the other approaches.
Throughout this study, we adjusted for multiple testing using the Benjamini-Hochberg (BH) false
discovery rate (FDR) controlling procedure [ 24]. G↑ E interaction e!ects are typically minor and sparse.
The primary goal of our work is to identify a set of promising GxE loci for downstream investigation
rather than to control the stringent family-wise error rate (FWER). In this context, FDR control o!ers
a desirable balance between discovery and error control. FWER control is more relevant for detecting
main genetic e!ects on complex phenotypes, as demonstrated by GW AS. The BH procedure remains
valid under the positive dependence structures commonly observed among SNP-level test statistics due
to linkage disequilibrium [ 25]. More conservative FDR controlling procedures would substantially reduce
power without much practical benefit. The QQ plots, genomic inflation factor estimation, and sample-
size-standardized genomic inflation factors further support the conclusion that the discovered GxE loci are
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primarily driven by polygenic GxE e! ects, not by the lack of covariate adjustment or confounding [ 26].
We conducted functional annotation and pathway analyses for selected phenotype-environment pairs
to assess biological relevance of the GxE SNPs using an established post-GW AS tool FUMA [ 14]. For both
HbA1c ↑ smoking and T2D ↑ sleep duration, GxE interaction loci identified by GETAP were enriched
in noncoding and regulatory genomic regions. Gene-based and pathway analyses highlight biologically
relevant processes related to metabolism, detoxification, inflammation, and lipid signaling. These analyses
are exploratory and do not focus on causality, but they reassure that the GxE loci identified by GETAP
are biologically meaningful.
We next discuss some limitations of our work. First, GETAP aggregates only three standard genotype
encodings. Real genetic architectures may involve additional complex patterns, such as overdominance
[20, 21]. GETAP can be extended to aggregate distinct additional models as well. Second, recessive
model-based tests can exhibit inflated type I error rates for rare variants and binary phenotypes, and
this inflation may propagate to the aggregated p-value. However, large sample sizes of biobank datasets
can alleviate this limitation. We need to consider the MAF threshold in the analysis to ensure there is
an adequate number of individuals in the rare homozygous genotypic group. While GETAP generally
showed improved calibration relative to recessive and 2df tests in our analyses, careful quality control is
important. Third, we restricted the analyses in the UK Biobank to individuals of White British ancestry.
We plan to extend these analyses to people of diverse ancestries, such as South Asians. Fourth, due
to limited computing resources, we were unable to implement the 2df genotypic tests for binary disease
phenotypes on the UKB cloud computing platform. Once more resources become available, we will perform
these analyses. Finally, as with most G ↑E studies, measurement errors in environmental exposures may
attenuate estimates of interaction e!ects.
In summary, GETAP provides a simple, scalable, and well-calibrated approach for genome-wide G ↑E
analysis under genetic model uncertainty. By aggregating additive, dominant, and recessive genetic model-
based tests of interaction using p-value combination, it o!ers a robust and powerful approach to GxE
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testing. As biobank-scale data resources continue to expand, GETAP can be applied to many phenotype-
environment combinations and better characterize their gene-environment interplay.
Data availability
The data used in the study are either simulated or belong to the UK Biobank resource. The real data are
available from the UK Biobank. Restrictions apply to the availability of these data, which were used under
license for the current study (Application Number 77327) and are not publicly available.
Supplementary materials, analysis scripts, and processed data supporting this study have been de-
posited in the GSA Figshare repository and will be made publicly available upon publication.
Code availability
Genome-wide gene–environment (G ↑E) interaction analyses were conducted using PLINK (v1.9) under
additive, dominant, and recessive genotype encodings. The proposed GETAP procedure and all down-
stream analyses were implemented in R (Supplementary Data). Variant-level interaction p-values were
aggregated using ACAT R package.
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maf: 0.2 maf: 0.3
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