Estimating the SARS-CoV-2 infected population fraction and the infection-to-fatality ratio: A data-driven case study based on Swedish time series data

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This study estimated the COVID-19 infection-to-fatality ratio and total infections in Sweden using time series modeling, finding a diminished IFR in late summer and a decline in 2021 post-vaccination.

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This paper studies COVID-19 in Sweden by using official time series of PCR-confirmed cases, ICU admissions, and deaths, together with results from multiple randomized PCR screening studies to estimate the fraction of the population infected and the infection-to-fatality ratio over time. The authors fit a simple stochastic finite impulse response model with delayed delta response functions, optimizing for parameters including detection delays and antibody-test sensitivity, and report that the model fits the ICU admissions and deaths time series well and reconstructs cases consistently once PCR testing became broadly available. They observe a diminished infection-fatality trend in summer and a strong decline during the later period following the launch of a widespread vaccination program, with total infections in Sweden estimated at about 5 million during 2020–2021. A major caveat explicitly discussed is that limited testing capacity and early-wave testing strategies required omission of certain early and late data windows, and the reliance on simplified modeling may not capture all sources of uncertainty. The paper does not explicitly discuss endometriosis or adenomyosis; it was included in the corpus via a keyword match in the upstream search index.

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Abstract

Aim To estimate the COVID-19 infection-to-fatality ratio (IFR), infection-to-case ratio (ICR), and infection-to-ICU admission ratio (IIAR) in Sweden; to suggest methods for time series reconstruction and prediction. Methods We optimize a set of simple finite impulse response (FIR) models comprising of a scaling factor and time-delay between officially reported cases, ICU admissions and deaths time series using the least squares method. Combined with randomized PCR study results, we utilize this simple model to estimate the total number of infections in Sweden, and the corresponding IFR. Results The model class provides a good fit between ICU admissions and deaths throughout 2020. Cases fit consistently from July 2020, by when PCR tests had become broadly available. We observe a diminished IFR in late summer as well as a strong decline during 2021, following the launch of a nation-wide vaccination program. The total number of infections during 2020 is estimated to 1.3 million. Conclusions A FIR model with a delta filter function describes the evolution of epidemiological data in Sweden well. The fact that we found IFR, ICR and IIAR constant over large parts of 2020 is in contrast with claims of healthcare adaptation or mutated virus variants importantly affecting these ratios. The model allows us to retrospectively estimate the COVID-19 epidemiological trajectory, and conclude that Sweden was far from herd immunity by the end of 2020.
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Abstract

aim: to estimate the covidMQY i¯fectio¯MtoM fatality ratio HifrIL i¯fectio¯MtoMcase ratio HicrIL a¯d i¯fectio¯MtoMicu admissio¯ ratio HiiarI i¯ swede¯[ to sugM gest methods for time series reco¯structio¯ a¯d predictio¯N

Methods

we optimize a set of simple fi¯ite impulse reM spo¯seHfirImodelscomprisi¯gofascali¯gfactora¯dtimeM delaybetwee¯officiallyreportedcasesLicuadmissio¯sa¯d deathstimeseriesusi¯gtheleastsquaresmethodNcombi¯ed with ra¯domized pcr study resultsL we utilize this simple model to estimate the total ¯umber of i¯fectio¯s i¯ swede¯L a¯d the correspo¯di¯g ifrN

Results

the model class provides a good fit betwee¯ icu admissio¯s a¯d deaths throughout RPRPN cases fit co¯M siste¯tly from july RPRPL by whe¯ pcr tests had become broadlyavailableNweobserveadimi¯ishedifri¯latesumM mer as well as a stro¯g decli¯e duri¯g RPRQL followi¯g the lau¯chofa¯atio¯Mwidevacci¯atio¯programNthetotal¯umM ber of i¯fectio¯s duri¯g RPRP is estimated toQ.Smillio¯N

Conclusions

a fir model with a delta filter fu¯ctio¯ describes the evolutio¯ of epidemiological data i¯ swede¯ wellNthefactthatwefou¯difrLicra¯diiarco¯sta¯tover large parts of RPRP is i¯ co¯trast with claims of healthcare adaptatio¯ or mutated virus varia¯ts importa¯tly a;ecti¯g aN wacker mathematical physicsL lu¯d u¯iversityL swede¯ eMmailZ a¯dreasNwacker@fysikNluNse aN jöud occupatio¯al a¯d e¯viro¯me¯tal medici¯eL departme¯t of laboratory medici¯eL lu¯d u¯iversityL swede¯ bN ber¯hardsso¯ a¯d kN soltesz automatic co¯trolL lu¯d u¯iversityL swede¯ pN gerlee mathematical scie¯cesL chalmers u¯iversity of tech¯ology a¯d u¯iM versity of gothe¯burgL swede¯ fN gustafsso¯ electrical e¯gi¯eeri¯gL li¯köpi¯g u¯iversityL swede¯ theseratiosNthemodelallowsustoretrospectivelyestimate thecovidMQYepidemiologicaltrajectoryLa¯dco¯cludethat swede¯ was far from herd immu¯ity by the e¯d of RPRPN

Keywords

sarsMcovMR· covidMQY· swede¯· herd immu¯ity· healthcare dema¯d predictio¯· dataMdrive¯ modelli¯g 1 Introduction the covidMQY pa¯demic has posed e¯ormous global chalM le¯ges to the healthcare sectorN to estimate the future ¯eed ofperso¯¯elLequipme¯ta¯dhospitalbedsLreliablestatistical a¯alysistoolsarerequiredNhistoricdataisa¯importa¯tasset i¯figuri¯gouthowtobestcombi¯eavailabletimeseriesdata to gai¯ predictive capability while reduci¯g the i¯flue¯ce of biasa¯dothersourcesofpredictio¯errora¯du¯certai¯tyNat the same timeL statistical a¯alysis of the historical epidemic evolutio¯ ca¯ provide i¯dicatio¯s for the success of medical treatme¯ts a¯d vacci¯atio¯ programsN it also allows estimaM tio¯ of the accumulated ¯umber of i¯fectio¯sN this ¯umber esse¯tially determi¯es the level of herd immu¯ityL a¯d thus receivedmuchatte¯tio¯i¯swede¯duri¯gthespri¯gofRPRPN itisadifficulttasktopredicthealthcareLa¯d6ofparticM ular i¯terest i¯ the covidMQY co¯text6icu dema¯dN this isespeciallytruei¯a¯earlyphaseofa¯epidemiccausedby a previously u¯k¯ow¯ pathoge¯L such as the sarsMcovMR virusthatcausescovidMQYNwhileitwaspossibletofalsify severalearlypredictio¯modelsbasedo¯highse¯sitivityLeNgN [Q]L it remai¯s a largely ope¯ questio¯ how time series data could be a¯alyzed to arrive at accurate a¯d precise predicM tio¯sL with practical use to healthcare pla¯¯ersN we i¯vestigate if a particular simple class of timeM i¯varia¯t fi¯ite impulse respo¯se HfirI models [R]6those withadelayeddeltaimpulserespo¯se6issufficie¯ttomodel therelatio¯betwee¯timeseriesdataNparticularlyLouraimis . CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted May 31, 2021. ; https://doi.org/10.1101/2021.05.27.21257900doi: medRxiv preprint NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice. R a¯dreas wacker et alN to i¯vestigate whether the simple fir model is sufficie¯t for relati¯g covidMQY cases Hdetected i¯fectio¯sIL icu admisM sio¯sLa¯dregistereddeathsi¯swede¯Nwethe¯demo¯strate how such simple models ca¯ be used for reco¯structi¯g the epidemiological evolutio¯ duri¯g times of measureme¯t u¯M certai¯tycausedbylimitedtestcapacityLaswellaspredictio¯ of icu dema¯d based o¯ case dataN 2 Methods RNQ data used i¯ this paperL the evolutio¯ of the pa¯demic is based o¯ the followi¯g official a¯d ope¯ly accessible time series reported by the swedish public health age¯cyZ – cases daily pcrMco¯firmed sarsMcovMR cases i¯ swede¯N the date refers to the registratio¯N – icu admissions daily ¯umber of icu admissio¯s i¯ swede¯ for patie¯ts with covidMQY at the give¯ dayN – deaths daily¯umberofdeathsi¯swede¯forperso¯s with a sarsMcovMR i¯fectio¯ at the give¯ dayN the data was extracted from [S] o¯ QT may RPRQ a¯d covers dates u¯til QS mayN N duetodelaysi¯reporti¯gLthelastSweeksfordeathdata a¯dthelastSdaysforicua¯dcasedataaredisregardedfrom statisticala¯alysisa¯ddisplayedbydottedli¯esi¯thisworkN due to i¯sufficie¯t testi¯g we also omit case data before QX ju¯e RPRP i¯ the model fitti¯gN duri¯g the first wave i¯ march5may RPRPL pcrMtesti¯g was esse¯tially focused to perso¯s admitted to hospital a¯d elderly care i¯ swede¯ due to limited testi¯g capacityN i¯ the first half of ju¯eL the swedish gover¯me¯t stro¯gly advocated the testi¯g of all perso¯swithsymptomsofcovidMQYa¯dsuppliedfi¯a¯cial assista¯ce to the regio¯s as of QQ ju¯e RPRPN we assume thatthishadfulle;ecto¯testi¯gafterafurtherweekLwhich justifies the date give¯ aboveN i¯ additio¯ to theordinary testi¯g of perso¯s with susM pectedcovidMQYi¯fectio¯Lresultsforsix randomizedstudM ies i¯ RPRP a¯d RPRQ have bee¯ published by the swedish public health age¯cy [T]N they ca¯ be used to estimate the prevale¯ce of covidMQY i¯ the populatio¯ at the correM spo¯di¯g timesN the studies co¯ducted RT5RX august RPRP a¯dRQ5RUseptemberRPRPdid¯otprovidea¯ypositivesamM plesL while RSL YL RTL a¯d TS positive cases where detected for RQ5RT april RPRPL RUM5RX may RPRPL SP november5T december RPRPL a¯d QR5QV april RPRQL respectivelyN test

Results

were available for slightly less tha¯ S PPP perso¯s i¯ the studies of RPRP a¯d TWUX perso¯s for the study i¯ RPRQN the limited sample size results i¯ statistical u¯certai¯tyL i¯M dicated by the VX E co¯fide¯ce limits for the average asM sumi¯g a poisso¯ distributio¯ for the ¯umber of positively testedN sampli¯g bias might provide a reduced prevale¯ce for the two latest studies accordi¯g to the statistical a¯alysis performed i¯ the studies [T]N hereL we use the bare results based o¯ the ¯umber of positive casesN for compariso¯L we alsoprovidea¯estimatefortheicrbasedo¯sampli¯gMbias corrected dataN while deaths a¯d icu admissio¯s related to covidMQY ¯aturallyalsoappeari¯thecasedataLtheirtotal¯umberu¯til midMmay RPRQ sums up to o¯ly QNT E a¯d PNW E of the total casesL respectivelyN regardi¯g icu a¯d death dataL o¯e has totakei¯toaccou¯tthatapproximatelyWUEoficupatie¯ts survive [U]L a¯d former icu patie¯ts co¯tribute to the death tollwitho¯lyQSELasthereareapproximatelytwiceasma¯y deathsasicuadmissio¯sNfurthermoreLicuadmissio¯data a¯d death data relate to di;ere¯t age groupsZ while VY E of the icu patie¯ts are you¯ger tha¯ WP years oldL VX E of the deceased have reached at least the age of XPN Hall data from [S] extracted o¯ QT may RPRQNI the small overlap betwee¯ the groups ge¯erati¯g the casesL icu a¯d deaths time series suggests that statistical correlatio¯s betwee¯ the time series ca¯ be expected to reflect the li¯ks to their commo¯ causeZ a¯tecede¯t sarsMcovMR i¯fectio¯ i¯ the swedish societyN this motivates the fir model discussed i¯ secN RNS with three i¯depe¯de¯t filter fu¯ctio¯s for casesL icu admissio¯L a¯d deathsN furthermoreL data o¯ a¯tibody prevale¯ce from blood do¯ors a¯d health ce¯ter samples Hu¯related to covidMQYM specific testi¯gI have bee¯ aggregated a¯d published [V]N here we provide YU E co¯fide¯ce i¯tervals for covidM prevale¯ce based o¯ these data sourcesN RNR parameters used i¯additio¯tothedatao¯thecovidMQYevolutio¯a¯dprevaM le¯ces provided by the swedish public health age¯cy adM dressedi¯secNRNQLweapplythreefurtherparameterswithi¯ this studyZ – thetimei¯terval )i¯terval = QP± QdaysLduri¯gwhicha¯ i¯fectedperso¯showsapositivepcrresultNseesecNRNU for detailsN – the probability ?a¯tibody = P.YU± P.PUL that a previous sarsMcovMR i¯fectio¯ is detected by a¯ a¯tibody testN see secN SNR for detailsN – the average duratio¯g0 = QWbetwee¯ i¯fectio¯ a¯d the admissio¯ to icuN see secN SNS for detailsN note that )i¯terval a¯d?a¯tibody are used i¯depe¯de¯tly of each other i¯ two di;ere¯t determi¯atio¯s of the icrN both waysprovideesse¯tiallythesameresultLwhichstabilizesour resultsagai¯stsystematicerrorsi¯theseparametersN g0 o¯ly e¯ters HRRI a¯d the time axis i¯ figN SN . CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted May 31, 2021. ; https://doi.org/10.1101/2021.05.27.21257900doi: medRxiv preprint estimati¯g the sarsMcovMR i¯fected populatio¯ fractio¯ a¯d the i¯fectio¯MtoMfatality ratio S RNS fi¯ite impulse respo¯se models fi¯ite impulse respo¯se HfirI models are a class of li¯ear filtersNHthei¯terestedreaderisreferredto[R]forathorough mathematical i¯troductio¯ to fir a¯d related li¯ear model structuresNI they describe the outcome of a timeMdepe¯de¯t observable Hsuch as a death rateI by a sum of precedi¯g data Hhere ¯umber of i¯fectio¯s at earlier datesIL which are weighted by a filter fu¯ctio¯N they are commo¯ly used for a¯alysi¯g epidemiological problemsL where the filter fu¯cM tio¯ could represe¯t for example the serial i¯terval distribuM tio¯N for practical applicatio¯sL the filter fu¯ctio¯ is ofte¯ ¯ot easy to obtai¯N here we show that the assumptio¯ of a dirac delta respo¯seL where the filter fu¯ctio¯ has o¯ly two freeparametersHdelaya¯damplitudeILallowsforaco¯siste¯t a¯alysis of the covidMQY evolutio¯ i¯ swede¯N a ce¯tral e¯tity for the evolutio¯ of a¯ epidemic is the ¯umber of ¯ew i¯fectio¯s˜G(C)L occurri¯g o¯ dayCN let ˜?2(C,g) be the probability for a¯ i¯fectio¯ starti¯g o¯ day C to ge¯erate a reported positive pcr testg days laterN this

Results

i¯ the observatio¯ model ˜H2(C) = ∞Õ g=P ˜?2(C−g,g) ˜G(C−g)+ ˜42(C), HQI where ˜H2(C) de¯otes ¯ew cases o¯ dayCL a¯d˜42 is a zeroM mea¯u¯correlated¯oiseprocessreprese¯ti¯gstatisticalflucM tuatio¯s associated with the probability˜?2N the model has fi¯iteimpulsesi¯ce?2iside¯ticallyzeroforsufficie¯tlylarge g HeNgNa huma¯ lifetimeIL a¯d ca¯ be regarded practically as zero forg≫ QweekN the time i¯dexC has the u¯it of daysN i¯HQIitreprese¯tsthatthedetectio¯probabilitydistributio¯L defi¯ed through the depe¯de¯ce of the seco¯d time i¯dexgL may itself vary over timeN the use of the tilde∼ i¯ HQI is to disti¯guish u¯filtered measureme¯tsN historic observatio¯s˜H2(C) exhibit a clear weekday patter¯N for retrospective a¯alysis it is therefore customary to apply a ce¯tered WMday movi¯g average filterL H2(C) = Q W SÕ B=−S ˜H2(C−B), HRI tocompe¯sateforsuche;ectsNthroughoutthepaperwewill work with time series that have bee¯ subjected to filteri¯g accordi¯g to HRIN we will drop the∼ ¯otatio¯ but still write eNgN0cases1i¯steadof0filteredcases1i¯favorofreadabilityN withi¯ li¯ear system theoryL a model with the structure of HQI is referred to as a HstochasticI fi¯ite impulse respo¯se HfirI modelL implyi¯g Hcombi¯ed with HRII that aH2(C) ca¯ be described by a fi¯ite record ofG(C)N summatio¯ of ?2(C,g) over gL yields the expected i¯fectio¯MtoMcase ratio HicrIZ 12(C) = ∞Õ g=P ?2(C,g), HSI defi¯edastheprobabilitythataperso¯i¯fectedo¯day C will eve¯tually become detected a¯d registered as a caseN thece¯tralpoi¯tofthema¯uscriptisthatwei¯vestigate thehypothesisthat ?2(C,g)ca¯beadequatelymodeledusi¯g the delta fir model ?2(C,g) =12(C)X(g−g2), HTI where the discrete delta filter fu¯ctio¯ give¯ by X(C) =     Q, C= P, P, otherwise, HUI whereg2 istheaveragedelaybetwee¯i¯fectio¯a¯dcaseregM istratio¯N note that the model HTI is defi¯ed for the averaged qua¯tities HRIL where?2(C,g) does ¯ot display the weekday fluctuatio¯s i¯CL that are likely i¯˜?2(C,g)N assumi¯g that thegMdepe¯de¯ce of?2(C,g) is reaso¯ably well reproduced by its averageg2 a¯d sta¯dard deviatio¯fL the simplified model HTI is justified i¯ appN aN this relies o¯ the assumpM tio¯that?2(C,g) does¯otcha¯geo¯thescale fi¯C a¯dthat the seco¯d derivative ofG(C) is much smaller tha¯G(C)/fRN forthespecialcaseofa¯expo¯e¯tialevolutio¯for G(C)Lthis providesa¯accuracyofbettertha¯UEif fislesstha¯TVE of the doubli¯g timeL as already stated i¯ [W]N employi¯g HTIL the observatio¯ model HQI becomes H2(C) =12(C−g2)G(C−g2)+ 42(C). HVI themodelHVIassertsthatthe¯umberofcases H2(C)Ldetected through pcr testi¯g o¯ dayCL o¯ly depe¯ds o¯ the ¯umber of ¯ew i¯fectio¯sG(C−g2) that occurred g2 days earlierN furthermoreL the expected depe¯de¯ce is through a li¯ear scali¯g factorL the icrN RNT relati¯g the time series wei¯troducea¯alogousobservatio¯modelsforicuadmisM sio¯sH0 a¯d deathsH3Z H0(C) =10(C−g0)G(C−g0)+ 40(C), HWI H3(C) =13(C−g3)G(C−g3)+ 43(C), HXI where 10(C) is the i¯fectio¯ icu admissio¯ ratio HiiarI a¯d13(C) the i¯fectio¯ fatality ratio HifrIL where the time depe¯de¯ce de¯otes the i¯fectio¯ dateN the u¯derlyi¯g i¯fectio¯sG(C) are u¯k¯ow¯L a¯d ca¯¯ot beestimatedsolelyfromthemeasureme¯ts H2,H 0,H 3Lsi¯ce a¯ absolute refere¯ce frame agai¯st which to estimate the i¯dividualtimeMshiftsa¯dgai¯factorsis¯otavailableNhowM everL if we disregard the ¯oise termsL we ca¯ relate the cases a¯d icu admissio¯s time series through H0(C) = 10(C−g0) 12(C−g0)H2(C−g02), HYI . CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted May 31, 2021. ; https://doi.org/10.1101/2021.05.27.21257900doi: medRxiv preprint T a¯dreas wacker et alN whereg02 =g0−g2 is the average delay betwee¯ the regisM tratio¯ as a case a¯d the admissio¯ to icu H¯ot ¯ecessarily for the same perso¯IN a¯alogouslyL we have H3(C) = 13(C−g3) 12(C−g3)H2(C−g32), HQPI withg32 =g3−g2 a¯d H3(C) = 13(C−g3) 10(C−g3)H0(C−g30), HQQI withg30 =g3−g0N eqsNHY5QQIca¯beco¯ve¯ie¯tlyfittedtodataNifthetimeM depe¯de¯ce of the1Mcoefficie¯ts is ¯egligibleL we ca¯ fit the ratio_ =10/12 a¯dg02 from HYI by mi¯imisi¯g the sum of squares ls 02(_,g 02) = Õ C [H0(C)− _H 2(C−g02)]R, HQRI whichresultsi¯thetwofitti¯gparameters _,g 02Ni¯orderto obtai¯ robust estimates we alter¯atively mi¯imise the modiM fied sum of squares lsmod 02 (_,g 02) = Õ C [H0(C)√ _ − √ _H 2(C−g02) ] R . HQSI as a third optio¯L we maximize the correlatio¯ coefficie¯t A(g02) = Í C[H0(C)− 6H0][ H2(C−g02)− 6H2]√Í C[H0(C)− 6H0]R √ [H2(C−g02)− 6H2]R HQTI toobtai¯g02 a¯duse10/12 = 6H0/ 6H2Ni¯allthreeapproachesL the timesC are chose¯ such that reliable data for bothH2(C− g02) a¯dH0(C) are availableN eqsN HQPLQQI are treated i¯ the same wayL where the i¯dices0,2 are replaced by3,2 a¯d 3,0 L respectivelyL i¯ the formulae aboveN noteL that each combi¯atio¯ of i¯dices applies a di;ere¯t time i¯terval due to the reliability co¯ditio¯N RNU calibrati¯g agai¯st ra¯domized pcr test data while HY5QQI establish relative relatio¯s betwee¯ the time series H2,H 0,H 3L a 0grou¯di¯g poi¯t1 is ¯eeded to obtai¯ absolutevaluesofthetimeshifta¯dscali¯gparametersofthe observatio¯modelsHV5XINra¯domizedpcrstudiesprovide such a grou¯di¯g poi¯tL where we use the data discussed i¯ secN RNQN from the ¯umber of positive pcr test results i¯ each studyL we ca¯ estimate the prevale¯ce#positive(C) by multiplyi¯g with the populatio¯ of swede¯ a¯d dividi¯g by the ¯umber of tested perso¯sN the prevale¯ce #positive(C) depe¯ds o¯ the probability ?positive(g)tohaveapositivetestresult gdaysafterbecomi¯g i¯fectedZ ˜#positive(C) = Õ g ?positive(g) ˜G(C−g). HQUI aftertimeMaveragi¯ga¯dusi¯gagai¯theimpulsefirmodel this provides #positive(C) =)i¯tervalG(C−gpositive), HQVI where )i¯terval = Õ g ?positive(g) HQWI is the average timeMi¯terval over which a positive test result is expected a¯d gpositive = Q )i¯terval Õ g g?positive(g) HQXI istheaveragedelayafterthetimeofi¯fectio¯Nfromthedata offigNRof[X]Lweextract )i¯terval = QP.Xdaysa¯dgpositive = QRdaysN a¯other study [Y] fou¯d)i¯terval = Y.UdaysN motiM vated by these ¯umbers we use)i¯terval = QP± Qdays a¯d makethesimplifyi¯gassumptio¯ gpositive =g2Ntheresulti¯g value forg2 from HRRI agrees well withgpositive = QRdaysL extracted from [X]IN a¯alogously to HYI we fit the relatio¯ #positive(C) = )i¯terval 1 9(C−gpositive)H 9(C−gpositive+g9) HQYI where 9 = 0,3 refers to the data sets for icu a¯d deathsN weapplyallthreefitti¯grouti¯esLagai¯¯eglecti¯gthetimeM depe¯de¯ce of1 9(C)6howeverLgpositive = g2 is kept fixedN Has we o¯ly have T ¯o¯Mva¯ishi¯g data poi¯ts for#positiveL the use of a seco¯d fitMparameter ¯ext to1 9 could provide spurious resultsI 3 Results SNQ scali¯g of data the symbols o¯ the upper pa¯el of figN Q show the daily swedish¯umbersofpositivelytestedperso¯sH¯amedcasesIL perso¯s admitted to i¯te¯sive care u¯its H¯amed icuIL a¯d deathsL see secN RNQ for detailsN these data were averaged over a seve¯ day period Hli¯esI i¯ order to avoid weekday fluctuatio¯sL resulti¯g i¯ the fu¯ctio¯sH2(C) HcasesILH0(C) Hicu admissio¯IL a¯dH3(C) HdeathsIL which are the mai¯ dataMsets used throughout this articleN here the timeC is chose¯ as the ce¯tral day of the averagi¯g periodN asdescribedi¯secNRNTLwedetermi¯edtheratios10/12L 13/12L a¯d13/10 as well as the correspo¯di¯g delays by the followi¯g procedureN for the fitti¯gL we disregarded the death data after Q february RPRQL as they are a;ected by the vacci¯atio¯ program a¯d thus a timeMdepe¯de¯ce for13(C) is expected hereN we also disregard the case data before QX ju¯eRPRPLwhe¯testi¯gbecameavailabletoallperso¯swith symptoms i¯ swede¯L see secN RNQN fi¯allyL we co¯sider the dataforcasesa¯dicuadmissio¯fromthelastthreedaysa¯d . CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted May 31, 2021. ; https://doi.org/10.1101/2021.05.27.21257900doi: medRxiv preprint estimati¯g the sarsMcovMR i¯fected populatio¯ fractio¯ a¯d the i¯fectio¯MtoMfatality ratio U 03-01 05-01 07-01 09-01 11-01 01-01 03-01 05-01 date 0 2000 4000 6000 8000 10000 12000daily number cases 100*ICU 100*death 03-01 05-01 07-01 09-01 11-01 01-01 03-01 05-01 date 0 2000 4000 6000 8000daily number cases 193*ICU(5 days later) 68*deaths(13 days later) prevalence/16 Fig. 1 Upper panel: raw data HsymbolsI used i¯ this studyN Hthe ¯umbersoficuadmissio¯sa¯ddeathshavebee¯multipliedbyQPPto provide comparable ¯umbersNI the li¯es show the respective averages over a W day periodL where the ce¯tral day of the i¯terval was used i¯ the abscissaNLower panel:W day averaged data from upper pa¯el scaled by di;ere¯t factors as give¯ i¯ the lege¯dN the icuMdata are shiftedbyUdaystothelefta¯dthedeathMdataareshiftedbyQSdaysto the leftL so that they esse¯tially fall o¯ o¯e curveN dotted li¯es i¯dicate sectio¯s of data that are co¯sidered as i¯completeN the ora¯ge error bars provide scaled VX E Ho¯e ¯ormal sta¯dard deviatio¯I co¯fide¯ce levelsofra¯domizedpcrstudydataNallscali¯gfactorsa¯ddelaysare take¯ from the ls values i¯ tabN QN thedeathdatafromthelastthreeweeksasu¯reliableLaslate reportsarecommo¯overtheseperiodsNtheresultsaregive¯ i¯tabNQNwefi¯dthatallthreeapproachesprovideide¯tical timedelaysLwhichweregardasparticularlyreliableNalsothe fractio¯sbetwee¯theratiosagreefairlywellwithdeviatio¯s farbelowQPENi¯thefollowi¯gweapplythevaluesfromthe leastsquaresmethodlsLseesecNRNTLbutwe¯oteLthat¯o¯e of our results depe¯ds o¯ this choiceN the relatio¯s10/12· 13/10 =13/12 a¯dg02+g30 =g32 holdo¯lyapproximately as di;ere¯t time i¯tervals are used i¯ the fitti¯g due to the exclusio¯ of death data after Q february RPRQ a¯d case data before QX ju¯e RPRP addressed aboveN usi¯gthesescali¯gfactors 10/12 = Q/QYSa¯d13/12 = Q/VXas well as the respective time delaysL the lower pa¯el of figN Q shows that all three curves agree very well over theseco¯dwaveofnovemberRPRP5ja¯uaryRPRQNtheicu a¯d death curve also show a similar behavior at the first parameter ls lsmod corrN coe;N 10/12 PNPPUR PNPPUQ PNPPUQ g02 U U U 13/12 PNPQTW PNPQTV PNPQTQ g32 QS QS QS 13/10 RNWP RNVU RNUY g30 X X X )i¯terval 10 10 12 QUNY QVNP QUNR )i¯terval 13 13 12 QUNX QUNY QTNW Table 1 results for di;ere¯t fitti¯g procedures detailed i¯ secN RNT for ratios a¯d time delaysN i¯ the last two rows the fitted values for )i¯terval/10 a¯d)i¯terval/13 were multiplied with the factors from row Q a¯d S respectively to obtai¯ estimates for)i¯terval/12N wavemarch5mayRPRPLalbeittheratiobetwee¯icuadmisM sio¯ a¯d deaths appears to be slightly higher hereN the case ¯umbers are much lower due to the limited testi¯g before midMjulyN for the third wave march5may RPRQL the icu a¯d case curve agree very well Hthe dip i¯ cases arou¯d Q april may be attributed to decreased testi¯g arou¯d easterIN we also see that the death curve shows much lower values from arou¯d midMja¯uary RPRQL which coi¯cides with the start of the vacci¯atio¯ program i¯ swede¯ at the e¯d of RPRPN SNR compari¯g with ra¯domized pcr a¯d a¯tibody studies we also fitted the data from the V ra¯domized pcr studies to the icu a¯d death data Hhere we omitted the sixth studyL as the fatality was sig¯ifica¯tly reduced i¯ RPRQL most likely due to the vacci¯atio¯ programI a¯d fou¯d almost ide¯tical resultsi¯bothcasesLseetabNQNthusLtheprevale¯ceofpcrM detectable sarsMcovR i¯fectio¯s is about QV times higher tha¯ the ¯umber of cases Has reco¯structed by shifti¯g a¯d scali¯gthedeatha¯dicudataILseethelowerpa¯eloffigNQN as a¯ i¯fected perso¯ ca¯ be detected over a¯ average time i¯terval)i¯tervalL but is o¯ly registered o¯ce as a case with probability 12L this implies)i¯terval/12 ≈ QU.V± P.YNsee secN RNU for detailsN here we used the average of all values provided i¯ the two lowest rows of tabN Q a¯d used the maximal deviatio¯ as a¯ estimate for the errorN the time i¯tervalLa¯i¯fectedperso¯istestedpositiveseemstobeless well k¯ow¯N usi¯g)i¯terval = QP± QdaysL see secN RNUL this provides the icr based o¯ the prevale¯ce studies 1prevale¯ce 2 ≈ P.VT± P.QP HRPI we ¯ote that the sampli¯gMbias corrected data for the prevaM le¯ce results i¯ a slightly larger value1prevale¯ce_corrected 2 ≈ P.W± P.QQwith overlappi¯g error margi¯alN . CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted May 31, 2021. ; https://doi.org/10.1101/2021.05.27.21257900doi: medRxiv preprint V a¯dreas wacker et alN 03-01 05-01 07-01 09-01 11-01 01-01 03-01 05-01 date 0 500 1000 1500 2000 2500total number in thousand with antibodies from vaccinations cases 193*ICU(5 days later) 68*deaths(13 days later) cases+364299 antibody (health centers) antibody (blood donors) Fig. 2 accumulated ¯umber of cases at a give¯ dateL where we added theestimatesbasedo¯scali¯gthedeatha¯dicudataNthedashedblue li¯e provides the case data where we added a¯ estimate for ¯umber of cases missed due to limited testi¯g before midMju¯eN the symbols with error bars show the results of a¯tibody tests performed for blood do¯ors a¯d blood samples from health ce¯ters [V]L where the fractio¯ of positive tests was multiplied by swede¯Gs populatio¯N note that the ¯umber of perso¯s with a¯tibodies i¯ march RPRQ i¯clude detected

Results

from vacci¯atio¯sN thelowerpa¯eloffigNQshowsLthatthecasedataagree with the prevale¯ces divided by QV after testi¯g become widely accessible arou¯d mid of ju¯e RPRPN as both the scaledicua¯ddeathdataagreewellwiththeprevale¯cesat alltimesLweca¯takethesecurvesforestimati¯gthe¯umber ofcasesbeforemidMjulyLwherethecasedataare¯otreliable due to limited testi¯gN we fi¯d a clear plateau of total cases i¯ july5november RPRPLastherewerefew¯ewcasesi¯thisperiodNtheaverage plateau value Hat QN septI was TUP PPP Hreco¯structedI cases L with a¯ u¯certai¯ty Hbased o¯ the icu a¯d death dataI of about UU PPPN a¯tibody tests for di;ere¯t groups provide estimates of WPP PPP positive perso¯s is swede¯ both at the begi¯¯i¯ga¯dthee¯d oftheplateauLseefigNRNthisresults i¯12/?a¯tibody = P.VT± P.PXN the probability?a¯tibody to develop detectable a¯tibodies has bee¯ fou¯d to be above YP E [QP]L [QQ]N as it should ¯ot exceed QPP EL we assume ?a¯tibody = P.YU± P.PUL a¯d fi¯d 1a¯tibody 2 ≈ P.VQ± P.QQ HRQI this agrees very well with the di;ere¯t estimate HRPIL albeitdi;ere¯tstatisticala¯dsystematicerrorsHi¯particular the values of)i¯tervala¯d?a¯tibodyI e¯ter both ways to calcuM late12N thus we co¯sider12 = P.VSas a good estimate for the icr with the aware¯ess that a QP E error is ¯otu¯likelyN we ¯oteL that a relatively large ¯umber of perso¯s with a¯tibodies was fou¯d i¯ the study at the begi¯¯i¯g of march RPRQN hereL o¯e has to take i¯to accou¯t that a part of the a¯tibodies detected results from vacci¯atio¯sN at this time about WPP PPP perso¯s had bee¯ vacci¯ated i¯ swede¯ a¯d 03-01 05-01 07-01 09-01 11-01 01-01 03-01 infection date 0.000 0.002 0.004 0.006 0.008 0.010 0.012 0.014 0.016estimated IIR and IFR 21 days average bc*ICU(17 days later)/case(12 days later) bc*death(25 days later)/case(12 days later) bc/193*death(25 days later)/ICU(17 days later) Fig.3 estimatedvaluesfortheiiar 10(C) Hgree¯Ia¯dtheifr 13(C) HredLmage¯taIbasedo¯HYLQPLQQINweassumeaco¯sta¯ticr12 = P.VS L which appears reliable for cases after QX ju¯e Hdotted curves i¯dicate thatearliercasesdataareappliedINthehorizo¯taldashedli¯esprovide the average valuesN a majority of them should have developed a¯tibodiesL whe¯ the data was collectedN SNS reco¯structi¯g the ifr a¯d the iiar assumi¯g the icr 12 = P.VSfor the time after ju¯e QXthL RPRPL we ca¯ estimate the variables10(C) a¯d13(C) from HYLQPIN at first we ¯eed the absolute delaysN here we rely o¯ thedataforicuadmissio¯Lwhichi¯averageoccursaboutQQ days after the o¯set of symptoms accordi¯g to the swedish i¯te¯sive care registry [QR]N furthermoreL it is k¯ow¯L that it takes about V days from the times of i¯fectio¯ to develop symptoms [QS]5[QU]N thus we useg0 = QWdays i¯ the folM lowi¯gN based o¯ the values o¯ tabN Q we get g2 = QRdaysLg0 = QWdaysL a¯dg3 = RUdaysN HRRI i¯figNSweplotthetimeMdepe¯de¯ceofthei¯fectio¯MtoM icuadmissio¯ratioHiiarI 10(C)byagree¯li¯eo¯thebasis of HYIN here we used RQ day averages to restrict fluctuatio¯sN we fi¯d that10(C)≈ P.STE is close to its averageL which co¯firms the quality of the scali¯gN the larger bump arou¯d late july occurs withi¯ a ra¯ge with small ¯umbers of icu admissio¯sHaverageofQNVi¯augustRPRPILsothatstatistical fluctuatio¯s ca¯¯ot be excluded hereN similarlyLweobtai¯theifr 13(C)fromHQPIasshow¯by theredli¯ei¯figNSNo¯averageLwehavePNWTEu¯tile¯dof RPRP Hbefore vacci¯atio¯s started to show e;ectsIL but there are pro¯ou¯ced cha¯ges over timeN for i¯fectio¯s i¯ august a¯dseptemberLtheifrismuchlowerNfori¯fectio¯safterQ ja¯uary RPRQL we see a disti¯ct decli¯e i¯ the ifr reachi¯g values of PNR E for i¯fectio¯s arou¯d Q april RPRQN the samebehaviorfortheifrca¯beobtai¯edfromfromHQQIas show¯bythemage¯tali¯ei¯figNSLwhich¯owextrapolates . CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted May 31, 2021. ; https://doi.org/10.1101/2021.05.27.21257900doi: medRxiv preprint estimati¯g the sarsMcovMR i¯fected populatio¯ fractio¯ a¯d the i¯fectio¯MtoMfatality ratio W totimesbeforemidMju¯eu¯dertheassumptio¯Lthattheiiar remai¯ed esse¯tially co¯sta¯t i¯ this period as wellN 4 Discussion usi¯gope¯lyaccessibledatafromtheswedishpublichealth age¯cy a¯d the swedish i¯te¯sive care registryL our apM proach provides estimates for the i¯fectio¯MtoMfatality ratio HifrIL i¯fectio¯MtoMcase ratio HicrIL a¯d i¯fectio¯MtoMicu admissio¯ ratio HiiarIN we fi¯d that data for daily casesL daily icu admissio¯L a¯d daily deaths of i¯dividuals with co¯firmed i¯fectio¯ fall o¯ esse¯tially a si¯gle curve based o¯afirmodelwithadeltafilterfu¯ctio¯a¯dtimeMi¯varia¯t fit parametersL see the lower pa¯el of figN QN there are o¯ly two major wellMu¯derstood exceptio¯sZ HiI cases exhibit a poor match before midMju¯e RPRPL whe¯ free pcr testi¯g became broadly available i¯ swede¯ for all perso¯s with symptomsN HiiI there is a sharp relative decrease i¯ deaths coi¯cidi¯gwiththestartofthe¯atio¯alvacci¯atio¯program arou¯d the tur¯ of the year RPRP5RPRQN basedo¯thesefi¯di¯gswedemo¯stratethattheapproach ca¯ be used to retrospectively estimate the cases time seM ries prior to july RPRPL that would have bee¯ observable withabroadpcrtesti¯gprogrami¯placeNfurthermoreLby i¯corporati¯g data from six ra¯domized pcr studies co¯M ducted by the swedish public health age¯cy a¯d data for theprevale¯ceofa¯tibodiesLweobtai¯a¯absolutevaluefor the i¯fectio¯MtoMcase ratio icr ofP.VS± P.PWfor the time whe¯testi¯giseasilyavailabletoperso¯swithsymptomsi¯ swede¯NthisvalueislargerHbutcompatiblewithi¯itserrorI tha¯ the value PNUV obtai¯ed i¯ a study for icela¯d [QP]N it mea¯s that approximately SW E of all i¯fected remai¯ed u¯M detectedascasesNregardi¯gsystematicerrorsLtheicrvalue obtai¯ed from our study is reduced if both the time i¯terval for positive testi¯gL)i¯tervalL a¯d probability to develop meaM surable a¯tibodies after a¯ i¯fectio¯L?a¯tibodyL tur¯ out to be much less tha¯ QP days a¯d PNYUL respectivelyN o¯ the other ha¯dLlargervaluesarelesslikelyas ?a¯tibody = P.YUwaschoM se¯ close to its absolute maximum value Q i¯ the a¯alysisN howeverL a sampli¯g bias or falseMpositive tests may allow for deviatio¯sL which we ca¯¯ot judge hereN figNRi¯dicatesthatthetotal¯umberofcaseswouldhave bee¯arou¯dXRPPPPatthee¯dofRPRPLiftesti¯gi¯thefirst half of RPRP had bee¯ as available as i¯ the seco¯d halfN witha¯icrofPNVSLthisprovidesaboutQNSmillio¯i¯fected perso¯s i¯ swede¯ i¯ RPRPN this correspo¯ds to QSE of the populatio¯ a¯d is far below values required to reach herd immu¯ityN basedo¯theicrofPNVSLweobtai¯thei¯fectio¯toicu admissio¯ ratio iiar of PNSTE a¯d a¯ average i¯fectio¯ to fatality ratio ifr of PNWT E Hbefore the start of the vacciM ¯atio¯sIL see figN SN our value for the ifr is comparable to earlierstudies[QV]5[QX]Nnotethatpossiblesystematicerrors i¯ icrL as addressed aboveL a;ect the iiar a¯d ifr proporM tio¯allyN our a¯alysis shows that the iiar is rather co¯sta¯t i¯timeLatleastforthetimeafteraugustRPRPNi¯co¯trastLthe ifr varies much stro¯ger over timeN we attribute its decli¯e starti¯g for i¯fectio¯s arou¯d Q ja¯uary RPRQ to successful vacci¯atio¯ of elderly perso¯sN they domi¯ate the mortality i¯covidMQYLbutarelessreleva¯tforicuadmissio¯NhowM everL we lack expla¯atio¯ for the reduced ifr for i¯fectio¯s from midMjuly to midMseptember of RPRPN the close correlatio¯ betwee¯ casesL icu admissio¯sL a¯d deaths6dow¯ to a li¯ear scali¯g a¯d timeMshift o¯ce selfMtest had bee¯ made broadly available6warra¯ts furM ther i¯vestigatio¯N it could be explai¯ed through HiI timeM i¯varia¯ce of the icrL the iiarL the ifrL Hthe dip i¯ ifr i¯ summer is ¯ot visible i¯ figN QHbI due to the small ¯umM bersIa¯dthetemporaldistributio¯sdescribi¯gtheassociated flows[ HiiI variatio¯s i¯ the me¯tio¯ed e¯tities that have esM se¯tiallyca¯celledeachotherthroughoutRPRP[HiiiIexter¯al co¯fou¯ders providi¯g this ca¯celi¯g e;ectN case HiI would implythatthehealthcaresystemGsabilitytosavecovidMQY patie¯ts a¯d the impact from di;ere¯t virus mutatio¯s has ¯ot cha¯ged markedlyN case HiiI would be surprisi¯g for the time from august RPRPL where the ratio betwee¯ cases a¯d icu admissio¯ is largely co¯sta¯t i¯ timeL see figN SN thus it is most likely that12(C) a¯d10(C) are both co¯sta¯t i¯ thisra¯geNhoweverLforthefirsthalfofRPRPLthi¯gsareless obviousN the variatio¯s observed i¯ the mage¯ta curve may

Result

from reductio¯s i¯10(C) a¯d13(C) HiNeNimproveme¯t i¯ healthcareI occurri¯g at di;ere¯t timesN case HiiiI would alsobe¯oteworthysi¯cethegroupsofdeceaseda¯dperso¯s admittedtoicucarehavemargi¯aloverlapwitheachotherN thestudiedtimeseriesalo¯eare¯otsufficie¯ttomapout the causatio¯ of the observed correlatio¯sL thus disti¯guishM i¯g betwee¯ HiI a¯d combi¯atio¯s of HiiI a¯d HiiiIN howeverL a¯ u¯dersta¯di¯g of the u¯derlyi¯g mecha¯ism could be obM tai¯ed by retrospectively tracki¯g i¯dividual traces co¯¯ectM i¯g the co¯sidered time series HeNgNperso¯s who have tested positiveL bee¯ admitted to a¯ icu or died with covidMQYIN importa¯tlyL if the correlatio¯ ca¯ be u¯derstood a¯d show¯ ¯ot to be coi¯cide¯talL it could co¯stitute the basis for a¯ accurate Q5R week predictor of the icu dema¯dN 5 Conclusion the summarizi¯g co¯clusio¯ from our observatio¯s is that importa¯t i¯sight i¯to ¯umerous aspects of a¯ o¯goi¯g epiM demic ca¯ be obtai¯ed by co¯sideri¯g the scali¯g betwee¯ di;ere¯t time seriesL where time shifts are crucialN this is based o¯ a¯ fir model with a delta filter fu¯ctio¯L which is show¯toworkwellNwedemo¯stratedthisbyreco¯structi¯g the daily ¯umber of cases for the first half year of RPRP peM riodsL where testi¯g was limited i¯ swede¯L a¯d extracti¯g time variatio¯s i¯ the i¯fectio¯ fatality ratioN . CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted May 31, 2021. ; https://doi.org/10.1101/2021.05.27.21257900doi: medRxiv preprint X a¯dreas wacker et alN

Acknowledgements

this work was partially fu¯ded by the elliit strategic research areaN Conflict of interest the authors declare ¯o co¯flict of i¯terestN A Quality of the delta-impulse model after averagi¯g to remove weekly fluctuatio¯s a¯d ¯eglecti¯g fluctuaM tio¯s42(C)L HQI provides H2(C) = ∞Õ g=P ?2(C− g, g) G(C− g). HRSI while we do ¯ot k¯ow much about?2(C , g)L we make the reaso¯able assumptio¯ that it has a si¯gle peak a¯d does decay rather quick for largedelays gNi¯thiscaseitisreaso¯ablyreprese¯tedbyitsaverage 6g a¯d sta¯dard deviatio¯f defi¯ed as 6g(C) = Q 12(C) =Õ g=P g ?2(C , g) , HRTI fR(C) = Q 12(C) =Õ g=P ( g− 6g(C)) R?2(C , g) , HRUI where we used the ¯ormalisatio¯ from HSIN assumi¯gL thatG(C) is a smooth fu¯ctio¯L which appears reaso¯able after WMdays averagi¯gL we may approximate by a seco¯d order taylor expa¯sio¯ G(C− g)≈ G(C− g2)− G′(C− g2)( g− g2)+ Q RG′′(C− g2)( g− g2)R, HRVI whereLforgive¯CLtheaveragedelay g2 satisfies g2 = 6g(C− g2)Nthe¯ we obtai¯ from HRSI that H2(C)≈ ∞Õ g=P ?2(C− g, g) [ G(C− g2)− G′(C− g2)( g− g2) + Q RG′′(C− g2)( g− g2)R ] . assumi¯g ?2(C− g, g)≈ ?2(C− g2 , g)L as the detectio¯ probability should ¯ot cha¯ge withi¯ a timeMscale off for co¯sta¯t delaygL we fi¯d H2(C)≈ 12(C− g2) G(C− g2)+ f(C− g2)R R 12(C− g2) G′′(C− g2). HRWI thefirsttermisjustourdeltaMimpulsemodelLseeHTILwhiletheseco¯d term provides a correctio¯ less tha¯ U E if f(C− g2)R|G′′(C− g2)| G(C− g2) < P.Q. HRXI if the i¯fectio¯s show a¯ expo¯e¯tial behaviorG(C) = GP4A CL this provides fA < P.SQVor f < P.TVCdoubli¯g with the doubli¯g time Cdoubli¯g = l¯ R/AN the last relatio¯ was stated i¯ refN [W] for the apM plicability of the deltaMrespo¯se for expo¯e¯tial evolutio¯sN here we ge¯eralised this to arbitrary evolutio¯sG(C)L whereCdoubli¯g/l¯ Ris reM placed by the square root of the i¯verse relative seco¯d derivativeN Nomenclature acronyms fir fi¯ite impulse respo¯se [model] icr i¯fectio¯MtoMcase ratio icu i¯te¯sive care u¯it ifr i¯fectio¯MtoMfatality ratio iiar i¯fectio¯MtoMicu admissio¯ ratio ls leastMsquares [method] pcr polymerace chai¯ reactio¯ subscripts and modifiers 0 i¯fectio¯MtoMicu admissio¯ 2 case Hdetected i¯fectio¯I 3 i¯fectio¯MtoMfatality HdeathI ˜ weekly ce¯tral movi¯g average variables and symbols X diracGs delta distributio¯ _ iiarOicr f sta¯dard deviatio¯ g time delay Hu¯itZdaysI 1 gai¯ parameter 4 error or residual time series # number of i¯dividuals ? probability C time i¯dex Hu¯itZdaysI G new i¯fectio¯ time series H¯ot directly observableI H daily time series Hobservatio¯I

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