Abstract
9
The recognition of specific stimuli and contexts in dangerous situations determines the expression 10
of behaviors needed to appropriately cope with each threatening encounter. Moreover, the 11
detection of common features shared by different dangerous situations allows eliciting general 12
brain states and is necessary for both the expression of preparatory reactions and adaptive 13
behavioral responses in a timely manner. However, it is unknown how general and specific danger 14
representations emerge from the combined activity of different neuronal populations to elicit the 15
expression of adaptive defensive responses. Using a behavioral paradigm that exposes mice to 16
multiple threatening situations and calcium imaging recordings in freely moving mice, we 17
investigated the role of different dmPFC neuronal populations in the generation of general and 18
specific neuronal representations. Our results suggest that the population of somatostatin positive 19
(SST+) interneurons generates specific representations while those arising from parvalbumin 20
positive (PV+) interneurons are mainly unspecific. Together, this data suggests the presence of 21
distinct information in different dmPFC neurons allowing a collective encoding of both general and 22
specific danger representations. 23
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2
Introduction
24
The recognition of discrete features of stimuli and contexts informs about the specificities of 25
animal surroundings. The activity of neuronal populations devoted to the formation of specific 26
brain representations is essential to express optimal behavioral responses to properly cope with 27
a particular threatening situation1-4. Moreover, the ability to detect and classify individual features 28
into general categories is computationally advantageous and allows the generation of broader 29
brain representations 5-7 that are necessary for the expression of behaviors shared by distinct 30
situations3,4,8,9. This is especially relevant when animals face threatening situations, as both 31
preparatory reactions to danger and adaptive defensive responses to specific threats are 32
essential to cope with the incoming danger. The survival of an organism hinges significantly on 33
its capacity to recognize potential threats and to select suitable defensive responses to properly 34
cope with danger. The expression of adapted defensive behaviors is key to help individuals avoid 35
predation, escape from threats and protect themselves and their offspring. However, dysfunctions 36
in the response to threats are implicated in various neurological and psychiatric conditions such 37
as anxiety disorders, phobias, or post-traumatic stress disorder10. Thus, understanding the neural 38
mechanisms underlying the expression of defensive behaviors in dangerous situations is 39
essential to unravel the neuronal bases of these severe conditions11-16 40
In order to select the most advantageous defensive response, animals must be able to detect 41
threatening situations and to discriminate the type of threat that is confronted. To achieve this, 42
multiple interconnected brain regions shape survival neuronal circuits17,18 to identify the presence 43
of a dangerous situation and accurately recognize the specificity of the threat encountered. 44
Traditional fear-conditioning and active avoidance paradigms have been widely used to study the 45
brain mechanisms underlying emotional processing of threat-related information 11,17,19-25. 46
However, these paradigms entail a reductionist design in which a single threat is presented and 47
a single defensive response is examined. This has long been a limitation when trying to 48
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3
disentangle whether neuronal populations recorded in specific brain regions encode information 49
specific to each threatening situation and/or more general information relative to the presence of 50
a dangerous stimulus and the defensive state elicited. Nevertheless, a new generation of 51
behavioral paradigms has been developed in which mice are not exposed to a single threat but 52
also to multiple threats1,26 and/or stimuli of positive valence1,27-33. Similarly, we recently developed 53
a behavioral paradigm, the Multi input-output (MIO) paradigm, in which mice are presented with 54
multiple threats and elicit different defensive behaviors 3. Using this task while performing 55
electrophysiological recordings in the dorsal division of the medial prefrontal cortex (dmPFC), 56
which has largely been evidenced as a key regulator of defensive behavior13,14,23,27,34, we showed 57
that the dmPFC simultaneously encodes a general danger representation but also specific 58
information about the identity of each threatening situation3. 59
Although the PFC contains distinct classes of neurons with different functional properties35, most 60
of the literature on the study of defensive behaviors has either employed mixed populations or 61
focused on the role of the most abundant neurons in the PFC, the excitatory pyramidal 62
neurons3,34,36,37. Nonetheless, the activity of pyramidal neurons (Pyr) is extensively orchestrated 63
by a network of GABAergic interneurons (INs) with diverse morphology, firing properties, 64
postsynaptic targets and protein expression patterns 35,38. Indeed, it is known that dmPFC 65
processing of emotionally relevant information to control the expression of defensive behaviors 66
does not solely depend on Pyr neuronal activity, but on the interaction between Pyr neurons and 67
a heterogeneous set of interneuron populations 23,39-42. Parvalbumin-expressing (PV +) 68
interneurons, the most abundant of these interneuron types, mostly convey feedforward inhibition 69
onto the soma and axon initial segment of Pyr neurons 35,38. Somatostatin-expressing (SST +) 70
interneurons are less abundant and mainly deliver feedback inhibition targeting the apical 71
dendrites of excitatory Pyr neurons35,38. There is a growing body of evidence showing that, within 72
the dmPFC, these two IN populations play a critical role in the expression of defensive 73
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4
behaviors23,40-42. However, it is still unclear how dmPFC Pyr neurons, SST+ and PV+ interneurons 74
cooperate to generate general and specific representations to control the expression of defensive 75
behaviors. To investigate the specific role of dmPFC neuronal populations in the encoding of 76
general and specific representations of danger, we used calcium imaging to record the activity of 77
dmPFC Pyr neurons, SST+ and PV+ interneurons populations in mice facing different threatening 78
situations in the MIO paradigm. Our results suggest that although all the studied neuronal 79
populations are modulated by the presence of threatening situations , each population of 80
interneurons contributes to general and specific encoding of information differently. The activity 81
of the population of SST+ interneurons allowed us to specifically discriminate between threatening 82
or non-threatening trials as well as between the sensory inputs setting each threatening situation 83
apart, while the population of PV+ interneurons encoded, in a more unspecific manner, the general 84
presence of stimuli independently of their emotional value, the tone or the context. 85
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5
Results
86
To investigate the encoding of general and specific danger information within different dmPFC 87
neuronal populations we used the multi input-output (MIO) paradigm 3, a behavioral task that 88
allowed us to study the neuronal activity of freely moving mice facing different threatening 89
situations within the same behavioral session (Fig. 1). To monitor the activity of distinct neuronal 90
populations within the dmPFC of mice performing the MIO paradigm we expressed the calcium 91
indicator GCaMP6f in either CaMKII+, SST+ or PV+ neurons. We implanted gradient-index (GRIN) 92
lenses in the dmPFC and used miniscopes (Inscopix) to image the calcium levels of the different 93
neuronal types (Fig. 1b). To monitor the calcium levels of CaMKII-expressing pyramidal neurons 94
we employed an AAV5-CaMKII-GCaMP6f viral construct in C57/BL6 mice. To image the calcium 95
levels of SST-expressing and PV-expressing interneurons we used a C re-dependent GCaMP6f 96
viral construct (AAV5-Syn-Flex-GCaMP6f) in mice lines expressing Cre in SST + or PV+ neurons 97
respectively. These mice were then trained in the MIO paradigm. In this paradigm mice are freely 98
exploring a rectangular behavioral box divided in 2 parts, the shelter and the arena ( Fig. 1a). 99
During active trials a conditioned stimulus (a constant tone of 7 kHz for a maximum of 7 seconds, 100
the CS+1) is presented when mice are in the arena and it is associated with a mild foot shock (the 101
unconditioned stimulus; US) that can be avoided by shuttling to the shelter. In contrast, during the 102
passive trials the CS+1 is presented when mice are in the shelter and mice must stay in the shelter 103
for the whole duration of the CS (7 seconds), otherwise they receive a foot shock if shuttling to 104
the arena. During the inverse trials mice have to shuttle to the arena to avoid the US in response 105
to a different tone (a constant tone of 2 kHz for a maximum of 7 seconds, the CS +2). Altogether, 106
mice are presented with 3 different threatening trials requiring the integration of both tone and 107
context to elicit the correct defensive responses in each threatening situation (Fig. 1c). Mice are 108
also presented with control trials (a constant white-noise tone lasting 7 seconds, the CS−) that are 109
never associated with a foot shock independently of mice location or behavior. Overall, mice 110
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6
learned to perform the MIO paradigm, eliciting the correct defensive responses in each 111
threatening situation ( Fig. 1c). The dmPFC neuronal activity of mice was imaged during the 112
different training sessions and the day of best performance for each mouse was used to evaluate 113
the activity of the different neuronal types during each trial type ( Fig. 1d). As observed by the 114
representative field of views (FOVs) of Fig. 1d, imaging pyramidal neurons gave a higher yield 115
(~140 neurons per FOV) than imaging SST+ and PV+ interneurons (~35 and 25 neurons per FOV 116
respectively). The higher number of pyramidal neurons within the imaged FOVs is consistent with 117
the higher proportions of this neuronal type with in the PFC 35. Using this method we could then 118
image the activity of pyramidal, SST + and PV + neurons ( Fig 1d ). We observed that: (1) All 119
neuronal populations studied contained neurons responsive to CS + and control trials, (2) single 120
neuronal responses presented strong variability and that (3) response profiles varied greatly 121
between neurons. These features are displayed in the 3 representative neurons shown in Fig. 122
1d. Together this data shows that the use of the recently developed MIO paradigm coupled with 123
in vivo calcium imaging allows us to investigate the activity of different dmPFC neuronal types 124
during multiple threatening situations and, therefore, the encoding of information related to either 125
general or specific danger in pyramidal neurons, SST+ interneurons and PV+ interneurons. 126
To investigate responses of the different neuronal types during the different trials we looked at 127
the activity of all the recorded neurons. We imaged 1253 pyramidal neurons from 9 mice, 211 PV+ 128
neurons from 8 mice and 208 SST+ neurons from 6 mice (Fig. 2). We used this data to investigate 129
the modulation of the different neuronal populations during the CS onset and the CS offset of 130
active, passive, inverse and control trials (Fig. 2a). Aligning the neuronal activity to the CS onset 131
allowed us to investigate the engagement of each neuronal populations at the onset of the 132
threatening and control trials, while aligning their activity at the CS offset allowed us to investigate 133
the neuronal modulation related to the expression of the different defensive behaviors ( Fig. 2). 134
Pyramidal neurons showed a clear increase in activated and inhibited neurons at the CS onset 135
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7
during threatening trials and also during control trials (although with briefer responses in control 136
than in threatening trials; Fig. 2b). We also assessed the modulation of pyramidal neurons before 137
and after the CS offset of the 3 threatening trials (active, passive and inverse) but not at the offset 138
of the control trials (Fig. 2b), consistent with the lack of defensive response elicited during these 139
trials. Then, we investigated the neuronal activity of PV + interneurons during the different trial 140
types. Similarly to pyramidal neurons, PV+ interneurons were activated and inhibited at the onset 141
of the CS during all trial types. However, the responses of PV + neurons seemed more sustained 142
and appeared before and after the CS offset for all trial types (including control trials; Fig. 2c). 143
Finally, SST + interneurons showed response profiles strikingly different to those observed in 144
pyramidal and PV+ interneurons (Fig. 2d). The population of SST+ interneurons contained a higher 145
proportion of activated neurons when compared to the other investigated neuronal types. SST + 146
neurons showed stronger and more sustained modulations both at the CS onset and before and 147
after the CS offset (Fig. 2d and e). Together, this data shows that all studied neuronal types are 148
modulated (both through activation and inhibition) during threatening trials, suggesting that 149
pyramidal neurons, SST + and PV + interneurons participate in the processing of threatening 150
information in the dmPFC. Interestingly, CS+ trials strongly affected the activity of SST + 151
interneurons, suggesting a greater engagement of this neuronal population in the processing of 152
information related to threatening trials than the other investigated neuronal types. Whereas this 153
data shows that all the studied neuronal populations are modulated during threatening trials, it 154
does not address the question of whether their activity is devoted to the encoding of information 155
related to either general or specific danger. 156
In order to address this, we used a population decoding approach based on linear kernel SVM 157
classifiers applied to the neuronal activity of the different populations of neurons (See Methods). 158
This strategy is illustrated in Fig. 3a, in which the calcium levels from the ensemble of neurons of 159
each type of the recorded populations at a given time point t (the so-called population vector) is 160
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8
compared between conditions. In the scheme, active and control trials are represented; we 161
repeated the same strategy between the following conditions: active, passive, inverse, control 162
and no-CS trials (trials lacking any tone presentation). To obtain results comparable between the 163
different neuronal populations we made classifiers using 100 randomly selected neurons of each 164
type ( Fig. 3a ). Using this approach we were able to significantly decode with high decoding 165
accuracies all threatening trials (active, passive and inverse trials) from the no-CS trials using 166
either the population of pyramidal neurons or the populations of SST + or PV+ interneurons (Fig. 167
3b). Moreover, we addressed whether using this approach we could decode the threatening trials 168
from the control trials. Interestingly, we observed high and significant decoding accuracies at CS 169
onset when the populations of pyramidal neurons and SST + interneurons were challenged to 170
classify threatening from control trials. However, the population of PV + interneurons presented 171
only low decoding accuracies when decoding control from threatening trials ( Fig. 3b ). To 172
investigate the number of neurons needed by the different neuronal populations to decode the 173
threatening trials from either basal conditions (no-CS) or control trials, we constructed classifiers 174
with a variable number of randomly selected neurons of each type (from 1 to 200 neurons of each 175
type) and calculated the mean decoding accuracies obtained at CS onset ( Fig. 3c). Using this 176
technique we observed that SST + neurons provided higher decoding accuracies even when the 177
classifiers used lower number of neurons. Moreover, while the population of pyramidal neurons 178
and SST + interneurons obtained similar decoding accuracies when decoding threatening trials 179
from either control trials or trials with no tone presentation (no-CS trials ; Fig. 3c), the population 180
of PV + interneurons showed a clear decrease in the decoding accuracies when decoding 181
threatening from control trials as compared to threatening vs no-CS trials (Fig 3c). This indicated 182
that, although PV + interneurons could decode the presence of a tone from baseline, their 183
population activity did not allow us to decode whether the tone presented was threatening or not 184
(CS+ or control tone; unlike SST+ and pyramidal neurons. Fig. 3b and c). This suggests that the 185
population of PV + interneurons carried more unspecific information than SST + and pyramidal 186
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9
neurons. To further confirm this observation, we tested the generalization of the classifiers among 187
threatening and control trials (see Methods). To investigate the threat generalization, we trained 188
a classifier to decode a random threat type (active, passive or inverse) from basal activity (no-CS 189
trials) and challenged that classifier to classify a different threat type (not used to train the 190
classifier) from basal activity. Using this approach, we observed that the classifiers made with all 191
the studied neuronal populations showed high levels of generalization across the threatening trials 192
(Threat-generalization; Fig. 3d). Then we investigated whether these neuronal populations could 193
decode control trials from no-CS trials and observed a transient decoding accuracy (around 500 194
ms) in the pyramidal and PV + neuronal populations and a sustained encoding in the SST + 195
interneuronal population (Fig. 3d). Next, we evaluated the generalization of the patterns of activity 196
presented in the threatening trials to the control trials. For this, we used the same classifier that 197
we trained for the threat generalization to classify control trials from basal activity. We observed 198
that, although SST + interneurons showed the stronge st encoding of control trials, they lacked 199
strong levels of generalization from threatening to control trials ( Fig. 3d). The SST + and the 200
pyramidal neuronal populations only presented a transient control-generalization while PV + 201
neuronal population showed levels of control-generalization similar to those obtained when 202
decoding control trials ( Fig. 3d ). We then measured the accuracy loss as the difference in 203
accuracy obtained in each iteration between the ’threat’ classification accuracy and the ‘threat -204
general’ ( CS+-CS+) and ‘control -general’ ( CS+-control) classification accuracies. Indeed, there 205
was a stronger accuracy loss in control-generalization than in threat-generalization for pyramidal 206
and SST + neuronal populations, while this difference was not present in the PV + neuronal 207
population (Fig. 3e). These results show that the patterns of activity presented in the population 208
of PV + interneurons at the early CS onset (500 ms) are shared among the different trials , 209
independently of whether those are threatening or not. This data, together with the low decoding 210
accuracies obtained between threatening and control trials ( Fig. 3b and c) suggests that the 211
population of PV+ interneurons encodes the presence of trials (or auditory stimuli) in an unspecific 212
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10
manner. However, the population of SST + interneurons showed stronger decoding accuracies 213
than the other studied neuronal populations when decoding threatening from no-CS trials ( Fig. 214
3b and c), threatening from control trials (Fig. 3 b and c) and control from no-CS trials (Fig. 3d), 215
with low generalization between threatening and control trials (Fig. 3d and e). This points to the 216
encoding of information by SST+ populations being more robust than the encoding present in PV+ 217
and pyramidal neurons in both threatening and non-threatening trials and that this is achieved 218
with different patterns of activity dependent on the emotional value of the stimuli . We then 219
investigated whether the activity of the different neuronal populations encoded information 220
necessary for the correct identification of the threatening trials and the selection of defensive 221
responses. To do so, we took advantage of the design of the behavioral paradigm, in which mice 222
need to discriminate both tone and context to select the correct defensive response in each 223
threatening situation (Fig. 1c). Then we evaluated whether the dmPFC population activity could 224
decode threatening trials that presented different tones (CS +1: active and passive trials; CS +2: 225
inverse trials) and threatening trials in different contexts (Shelter: inverse and passive trials; 226
Arena: active trials) and observed that in both conditions the population activity of SST + 227
interneurons provided stronger decoding accuracies than the populations of pyramidal and PV + 228
neurons (Fig 3f and g). This suggests that the population of SST+ interneurons provides not only 229
a stronger encoding of threatening and non-threatening trials but also more specific information 230
about the different threatening trials presented. Together, this data suggests that, although all the 231
studied neuronal populations are modulated during the threatening trials, their activity encodes 232
different information. While the pyramidal population activity encodes the presence of threatening 233
trials specifically, the population of PV + interneurons encodes the presence of stimuli 234
independently of their emotional value, and the population of SST+ interneurons not only informs 235
about the threatening or non-threatening nature of the trials, but also provides specific information 236
about the different factors differentiating the threatening trials (tone and context). 237
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11
Discussion
238
Coupling the recently developed MIO behavioral paradigm with calcium imaging in freely moving 239
mice we were able to investigate the generalization and specificity of neuronal representations in 240
different neuronal populations. Our results suggest that different neuronal types represent 241
different information allowing the dmPFC to encode both general and specific danger. 242
The MIO paradigm was previously developed to investigate the neuronal activity of mice facing 243
different threatening situations during the same behavioral session 3. This task offers an 244
advantage from classical behavioral paradigms, in which mice are presented with a single 245
threatening event, since it permits us to evaluate whether the neuronal responses evoked by a 246
threat are either specific or general for all dangerous situations . We coupled this paradigm with 247
the imaging of calcium activity of different dmPFC neuronal types in freely-moving mice using 248
miniscopes ( Fig. 1 ). We imaged the activity of Pyr neurons, SST + and PV + interneurons, 249
generating the first dataset in which large populations of dmPFC SST+ and PV+ interneurons are 250
imaged in mice performing defensive behaviors. Moreover, coupling this paradigm with calcium 251
imaging, this dataset allowed us to further investigate the specificity/generality of the CS+-evoked 252
neuronal responses in distinct neuronal populations. 253
To investigate this, we first evaluated the responsiveness of each neuronal type during threat 254
presentation and observed that all of them were modulated by the presence of threatening trials 255
(Fig. 2). This suggests that all the studied neuronal populations are involved in the processing of 256
danger-related information in the dmPFC. However, different neuronal populations showed 257
different profiles of responsiveness. The most striking difference attains the SST+ interneurons: a 258
higher percentage of this neuronal population was modulated from the onset to the offset of both 259
threatening and control trials ( Fig. 2). This suggests that SST + interneurons display a higher 260
degree of engagement in the processing of danger than either PV + interneurons or pyramidal 261
neurons. This could be due to their role in the dmPFC micro-circuitry 35 or to their higher sparsity 262
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12
in the dmPFC. To further clarify the nature of this higher recruitment of SST+ interneurons further 263
studies investigating the functional interactions of the different neuronal types in the dmPFC 264
micro-circuitry during threat presentations are needed. However, despite the higher modulation 265
of SST+ interneurons during threatening trials, all neuronal types showed evoked responses to 266
threat during all trial types. 267
To investigate whether the activation of the different neuronal types was either specific for each 268
threatening situation or more general, we looked at the population patterns of activity elicited by 269
the different trials in each neuronal population. Although the presence of threatening trials could 270
be decoded by the population activity of all neuronal types, the activity of PV + interneurons 271
provided unspecific information that did not allow us to differentiate between threatening and non-272
threatening (control) trials ( Fig. 3). In strike contrast, the population of SST + interneurons 273
displayed patterns of activity that, not only allowed us to discriminate between threatening and 274
non-threatening trials, but also between threatening trials presenting different tones (CS +1 or 275
CS+2) or contexts (shelter or arena; Fig. 3). Pyr neurons displayed patterns of activity that allowed 276
us to discriminate between threatening and non-threatening situations but that did not allow us to 277
classify threatening trials presenting different features. Although this result is consistent with the 278
primacy of general representations of danger observed in the mixed population of dmPFC3 , it is 279
important to note that the presented results are obtained sampling an equal number of neurons 280
for each population (100 neurons). An alternative approach would be to evaluate the classification 281
accuracies adjusting the numbers of neurons used for each population in a manner that 282
resembled the proportions observed in the dmPFC (approximately 80% Pyr neurons, and 20% 283
interneurons). Therefore, the classification accuracies obtained with a larger population of Pyr 284
neurons may serve as a better comparison for those obtained with 100 SST + and PV + 285
interneurons. Nonetheless, our results show a differential encoding of general and specific 286
representations of danger in the dmPFC interneuron populations. SST+ interneurons show more 287
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13
specific representations and their population activity allowed us to classify not only the threatening 288
nature of the stimuli, but also the sensory features distinguishing the threatening trials (tone and 289
context). These results suggest that these neurons may provide specific inhibition necessary for 290
the appearance of specific threat-representations in the dmPFC. Moreover, this data further 291
suggests that SST+ activity is necessary for the discrimination of threatening tones and contexts, 292
however, further studies demonstrating the causality of the involvement of SST + interneurons in 293
the selection of defensive responses are needed. The PV+ population activity was largely 294
unspecific and did not allow us to discriminate between control and threatening trials. Further 295
studies are needed to disambiguate whether their activity in threatening situations is passively 296
informing about the presence of an auditory stimuli or whether it promotes the engagement of 297
mice in the behavioral task by favoring processes such as arousal or attention. 298
Overall, our study shows a distinct role of different interneuron populations in the processing of 299
threat-related information within the prefrontal cortex. Maladaptive fear processing may occur 300
both through the generalization of danger-representations to non-threatening situations or 301
through the impairment of the threat-specific representation, which could affect the ability to 302
adaptively cope with threats. A better understanding of the processes that allow the dmPFC to 303
generate both general-danger and specific-threat representations might shed light in the 304
mechanisms responsible of the development of those pathological conditions. 305
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14
Author contribution 306
A.P.M., G.L.-F and M.M-F. performed calcium imaging recordings. A.P.M., and G.L.-F. performed 307
histology. A.P.M., G.L.-F and M.M-F performed surgeries. M.M.-F. and C.H. designed 308
experiments. M.M.-F. designed population analyses and wrote software codes. A.P.M., G.L.-F, 309
C.H., and M.M-F. analyzed data and wrote the paper. All the authors read and edited the 310
manuscript. 311
Acknowledgments 312
We thank S. Laumond, J. Tessaire and the technical staff of the housing and experimental animal 313
facility of the Neurocentre Magendie. This work was supported by EMBO (ALTF 200-2018) and 314
HFSP postdoctoral fellowships (LT0000658/2019) to M.M.-F., ECO-Contrat doctoral de la 315
Fondation pour la Recherche Médicale (ECO202206015556) to G.L.-F., grants from the French 316
National Research Agency (ANR- 10-EQPX-08 OPTOPATH), the Conseil Regional d’Aquitaine 317
and the Fondation pour la Recherche Médicale (FRM-Equipes FRM 2017). The funders had no 318
role in study design, data collection and analysis, decision to publish or preparation of the 319
manuscript. 320
Competing interests 321
The authors declare no competing interests 322
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15
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Materials and methods
429
Subject detail 430
Male C57BL6/J (8-24 weeks old, Janvier), SST-IRES-Cre (8-24 weeks old, Jackson Laboratory, 431
Ssttm2.1(cre)Zjh/J) and PV-IRES-Cre (8-24 weeks old, Jackson Laboratory, B6;129P2-432
Pvalbtm1(cre)Arbr/J) mice were single-housed for at least three weeks before experimentation, 433
under a 12-h light-dark cycle, and provided with food and water ad libitum . The housing 434
temperature was 22 ± 1ºC, and housing humidity was 60% ± 5%. All procedures were performed 435
per standard ethical guidelines (European Communities Directive 86/60-EEC) and were approved 436
by the Animal Health and Care committee of Institut National de la Santé et de la Recherche 437
Médicale and French Ministry of Agriculture and Forestry (authorization #A3312001). Mice were 438
handled and habituated to be connected for three days before the experiment started. All data 439
correspond to implanted and connected animals. 440
Behavior 441
Experiments were run in a behavioral box (40 x 10 x 30 cm) composed of Plexiglas walls and a 442
grid floor used to deliver footshocks (0.6 mA) located in a sound-attenuating chamber. This box 443
was divided in the shelter zone (5 x 10 cm) and the arena zone (35 x 10 cm) by a small plastic 444
hurdle (0.5 cm high). The shelter zone was marked with visual cues to facilitate its recognition. 445
The box was equipped with infrared beams to detect mice shuttling between the shelter and arena 446
zones. The behavioral box was enclosed in an acoustic isolated box containing speakers, a light 447
source and a video camera (30 frames per second; Cineplex, Plexon) above the behavioral box. 448
Three different auditory cues were delivered at a volume of 75 dB: CS +1 (7 kHz), CS +2 (2 kHz) 449
and CS− (white noise). The auditory cues were presented for 7 s or until mice shuttled from one 450
zone to the other (shelter and arena) in the case of the CS +. The CS − was presented for 7 s 451
independently of mouse behavior. 452
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The presence of the auditory cue and the location of the mice in either the shelter or the arena 453
established the different trial types. In active trials, a CS+1 was presented when mice were in the 454
arena. Mice had to shuttle to the shelter before the end of the CS (7 s) to avoid a foot shock (1 455
s). In passive trials, the CS+1 was presented when mice were in the shelter. Mice had to remain 456
in the shelter for the duration of the CS (7 s) to avoid a foot shock (1 s). In inverse trials, a CS +2 457
tone was presented when mice were in the shelter. Mice had to shuttle to the arena before the 458
end of the CS (7 s) to avoid a foot shock (1 s). In control trials, the CS − was presented either in 459
the shelter or in the arena without any reinforcement and independently of mouse behavior. The 460
foot shocks lasted for a maximum of 1 s (shuttling to the correct area of the box would end the 461
foot shock) and co-terminated with the CS when mice did not perform the correct defensive 462
response for each CS + trial type (error trials). Therefore, at the end of error trials, there was an 463
extra second of CS+–US co-presented. The different trial types were intermingled and dependent 464
on mouse location and tone presentations. In a behavioral training session, mice were exposed 465
to 64 intermingled and pseudorandomized ‘tone-presentation events’ of three different types: 24 466
type A (CS+1 presentations: active or passive trials according to mouse location), 24 type B (CS+1 467
presentation if mice were in the arena and CS+2 if mice were in the shelter: active or inverse trials, 468
respectively) and 16 control (CS− presentation independent of mouse location). Additionally, mice 469
were exposed to 8 intermingled control trials with a duration of 7 seconds in which no tone was 470
presented (no-CS trials). The ITI was pseudorandomized, ranging from 32 to 75 s. A behavioral 471
session therefore lasted approximately 75 min on average. The training sessions consisted of a 472
habituation session (identical to a normal training session but lacking shock presentations) and a 473
maximum of nine training sessions until mice reached high behavioral performance levels for the 474
three threatening trial types (active, passive and inverse trials). We calculated the performance 475
of active, passive and inverse trials as the number of correct trials over the total number of trials 476
for each trial type. The experimental box was cleaned with 70% ethanol before and after each 477
session. 478
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20
Surgical procedure 479
Mice (8-10 weeks old) were anesthetized with isoflurane (induction 3%, maintenance 1.75%) in 480
O2. Body temperature was maintained at 37 ºC with a Temperature Controller System (FHC), and 481
eyes were hydrated with Ocry-gel (TVM). For analgesia, a subcutaneous injection of 0.05 mL of 482
Metacam (5 mg/kg body weight) was administered 30 min before anesthesia. Additionally, 0.1 mL 483
of local lidocaine anesthesia (Lidor, 20 mg/mL diluted with sodium chloride at 0.5%) was applied 484
under the scalp before incision. Mice were placed in a stereotaxic frame (Kopf instruments), and 485
three stainless steel screws were attached to the skull before craniotomy to secure all implants. 486
Virus injection and GRIN lens implantation 487
For GCaMP6f expression we used 280 nL of the following GCamP6f viral constructs: For CamKII+ 488
neurons we used the AAV5.CamKII.GCaMP6f.WPRE.SV40 virus, titer 2.3x1013, Adgene 100834, 489
injected in C57BL6/J mice; For SST + or PV + neurons we used the 490
AAV5.Syn.Flex.GCaMP6f.WPRE.SV40 virus, Adgene 100833, titer 3.81x1013, in SST-IRES-Cre 491
mice and PV-IRES-Cre mice, respectively). Following craniotomy, the corresponding viral solution 492
was unilaterally injected into the dmPFC (+2.15 mm AP, ±0.35 mm ML relative to the bregma, 493
and −1.4 mm DV from the dura) using a micromanipulator (Scientifica) and pulled glass pipettes 494
(tip diameter ~25 mm). After injection, a track above the imaging site was opened with a sterile 495
needle (26G, 0.45 mm outer diameter, Terumo) to assist in inserting the GRIN lens (Gradient-496
index optics lens, 4 mm long x 0.5 mm wide). The needle was inserted at the exact coordinates 497
of the injection, except for the DV, at 1.0 mm. The GRIN lens was then implanted at the following 498
coordinates: +2.15 mm AP, ±0.35 mm ML relative to the bregma and −1.25 mm DV from the dura. 499
Super-Bond cement was used to secure the GRIN lens. The upper surface of the skull was 500
protected with Kwik-Sil silicone adhesive (World Precision Instruments). 501
Calcium imaging recordings 502
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Two weeks after surgery, to allow for optimal GCaMP6f expression, a miniaturized fluorescence 503
endoscope (miniscope) baseplate was attached to the implant in anesthetized mice. T he 504
miniscope was used for GCaMP6f fluorescence detection so that the baseplate was fixed to the 505
implant based on an optimal field of view within the dmPFC. The miniscope was detached, and 506
the baseplate was covered with a cover. Experiments did not start earlier than 2 weeks after 507
baseplating to allow further viral expression and recovery. One week before starting the 508
behavioral training, mice were habituated to the mounting procedure and the weight of the 509
miniscope for four consecutive days. For the first three days, animals were restrained, the 510
baseplate cover removed, a miniscope dummy was attached to the baseplate, and mice were left 511
with it for at least 30 minutes in their home cage. On the fourth day, mice were mounted with the 512
miniaturized endoscope to set the miniature endoscope light-emitting diode (LED) power and 513
electronic focus. Imaging data were acquired using the nVoke software at a frame rate of 20 Hz 514
(exposure time, 50 ms) with a LED power from 1 to 1.5 mW/mm2, a gain from 1 to 3 and a spatial 515
downsampling by a factor of 2. Recordings of calcium imaging activity during behavioral sessions 516
were recorded in segments around the trial presentations. Imaging started 7 seconds prior to the 517
onset of every trial (CS +, CS− and no-CS trials), continued for the whole duration of the trial and 518
ended 3 seconds after the end of the trial (7 seconds pre-trial + 1-8 seconds CS/US or no-CS + 519
3 seconds post-trial). Therefore, each recording segment lasts from 10 to 18 sec. 520
Processing of calcium imaging data 521
The recordings were processed using the Inscopix Data Processing Software. The time series 522
were joined, pre-processed, spatially filtered and motion corrected before identifying the cells in 523
the field of view. Cell identification was performed through a CNMFe ( Constrained Nonnegative 524
Matrix Factorization for microEndoscopic data; Zhou et al., 2018 ) algorithm and each trace was 525
validated or rejected by the experimenter based on the identified morphology, activity trace and 526
calcium transients. We obtained the single-cell denoised calcium dF/F traces from each accepted 527
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22
neuron. Neural activity of all recorded mice was aligned to trial onset and the activity of each 528
individual neuron was z-scored using a reference period of -2 to 0 seconds before CS onset. To 529
quantify the percentage of modulated cells at CS onset and offset, we calculated the mean z-530
score activity aligned at CS onset (0 to 1 s from CS onset) or CS offset (0 to 1 s from CS offset) 531
and considered individual neurons to be active or inhibited if their mean activity was above 1.96 532
or below -1.96, respectively. We then calculated the percentage of modulated cells as the total 533
number of active and inhibited cells over the total number of recorded cells for each recorded 534
mouse. 535
Anatomical and histological analyses 536
Mice were euthanized with a solution containing pentobarbital (Exagon, 0.27 mg/g) and lidocaine 537
(Lidor, 0.03 mg/g) and perfused via the left ventricle with 4% w/v paraformaldehyde (PFA) in 0.1 538
M PBS. Following dissection, brains were postfixed in PFA for 24h at 4 °C. Brain sections of 60-539
mm thickness were serially cut using a vibratome, mounted on gelatin-coated microscope slides 540
and protected with vectashield antifade mounting medium (Vector Laboratories) and a coverslip. 541
Slices were imaged using an epifluorescence system (Leica DM 5000) fitted with a 10x dry 542
objective. The location of GRIN lens implantation and extent of the viral injections were visually 543
controlled. Only infections accurately targeting the dmPFC and GRIN lenses terminating within 544
this region were considered for the analyses. 545
Population analyses and decoding 546
To investigate the activity of the population of recorded neurons, the calcium activity from the 547
ensemble of recorded cells at a given time point t was pooled in a vector containing as many 548
dimensions as neurons recorded. This instantaneous population vector contained the calcium 549
activity of all the recorded neurons and mice at each time point. For population activity we used 550
the neuronal activity analyzed in 50-ms time bins and relative to the 2 seconds prior to CS 551
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23
presentation by subtracting the mean dF/F in that time period from the trial. To assess the 552
decoding accuracies of the dmPFC population, we used linear kernel SVM classifiers in single-553
trial instantaneous pseudo-population vectors (including units and trials from different mice) 554
composed of the calcium activity of each neuron (50-ms time bins) after the onset of the five 555
different trial types (active, passive, inverse, CS − and no-CS trials). For the decoding of threat 556
versus threat, threat versus control, threat versus no-CS or control versus no-CS, the decoding 557
was performed among population vectors at time t in relation to the onset of two different trial 558
types. To obtain comparable accuracies across the classifiers used in the different conditions, we 559
used for all classifiers the same number of trials to train and test decoders. We used a leave-one-560
out cross-validation (LOO-CV) method from a total number of 5 trials for each class. To account 561
for the different number of neurons in each dataset we subsampled 100 random neurons for each 562
iteration of the classifier. Using this method, we first selected 100 random neurons and trained a 563
classifier cross-validated by a LOO-CV method. To obtain the average decoding accuracies, this 564
technique was repeated 200 times, randomly selecting in each iteration 100 different neurons and 565
different trials to construct the single-trial pseudo-population vectors. We used 5 trials of each 566
class for all classifiers to obtain comparable decoding accuracies among the different classifiers. 567
To evaluate the difference between the obtained decoding accuracies with the accuracies that 568
could be obtained by chance, we compared the decoding accuracies of our classifiers with that 569
obtained using a ‘shuffled’ condition. To do this, we employed the same method described above 570
but in which the class identity of the test dataset was randomly assigned. Next, we used a two-571
sided permutation test by computing P values as the proportion of the shuffle repetitions that 572
exceeded the decoding accuracies obtained with the method above using the real identity of 573
classes. Significant decoding accuracies were defined as P < 0.05. To investigate the 574
generalization of the population activity patterns in the different neuronal types we used the 575
previous method to train a classifier to decode a random threat type (active, passive or inverse) 576
from basal activity (no-CS trials) and tested it with the same classes to obtain the ‘threat’ decoding 577
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accuracy. We then challenged that classifier to classify a different threat type (not used to train 578
the classifier) from a no-CS trial, obtaining the ‘threat-general’ decoding accuracy. The same 579
classifier was used to classify the control trials from the no- CS to obtain the ‘control-general’ 580
classification accuracies. We measured the CS +-CS+ and CS +-control accuracy loss as the 581
difference in accuracy obtained in each iteration between the ‘threat’ classification accuracy and 582
the ‘threat-general’ and ‘control-general’ classification accuracies. For tone and context 583
discrimination decoding, the same decoding strategy and statistical methods described above 584
were used. For Tone Discrimination decoding, 5 randomly selected trials among active and 585
passive trials were used as a single class decoded from 5 randomly selected inverse trial. For 586
Context discrimination 5 randomly selected trials among inverse and passive trials were used as 587
a single class decoded from 5 randomly selected active trial. 588
Statistics and reproducibility 589
No statistical methods were used to predetermine sample size. Experiments were not 590
randomized, and investigators were not blinded to allocation during experiments and outcome 591
assessment. We conducted all analyses using either custom routines written in MATLAB 592
(Mathworks) or SigmaPlot (Systat Software). Figures were assembled using Adobe Illustrator. 593
For all datasets, normality was tested using Kolmogorov-Smirnov test (α < 0.05) and homogeneity 594
of variance with Levene’s test ( α < 0.05) to determine whether parametric or non-parametric 595
analyses were required. We used parametric analyses including one-way ANOVA followed by 596
post hoc Tukey’s test if a significant main effect or interaction was observed. For all tests, * P < 597
0.05, **P < 0.01, ***P 0.5; significance was calculated after correction 598
for multiple comparisons. If either homogeneity of variance or normality assumptions were not 599
met, nonparametric analyses were used. When required, we used nonparametric Kruskal-Wallis 600
one-way ANOVA on ranks and Dunn’s multiple -comparison post hoc test to protect from false 601
positive errors. All behavioral and imaging data were collected in a computer-controlled, 602
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automated and unbiased manner. No statistical methods were used to predetermine sample 603
sizes, but sample sizes were similar to those reported in previous publications7,33 604
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26
Figure legends: 605
Figure 1. Calcium imaging recordings of Pyr, SST+ and PV+ neurons during the multi input-606
output paradigm. a, Representation of the behavioral box employed in the multi input-output 607
(MIO) paradigm. The behavioral box is divided in shelter (green) and arena (grey). b, Schematic 608
drawing showing the miniaturized endoscopes used to record the calcium levels of the different 609
neuronal types in freely moving mice. c, Top: Schematic representations of the three threatening 610
situations presented in the MIO paradigm (active, passive and inverse trials). Bottom: Average 611
performance across mice in the MIO paradigm (n= 23 mice) in active (red), passive (blue) and 612
inverse (magenta) trials. Shaded areas represent S.E.M. d, Left: Representative fields of view of 613
three mice showing the regions of interest detected with CNMFe containing pyramidal (black), 614
SST+ (turquoise) and PV + (orange) neurons. Fields of view obtained with lenses of 500 µm 615
diameter. Right: Individual (grey) and mean (black, turquoise or orange) calcium traces of a 616
pyramidal, SST+ and PV+ example neurons during active, passive, inverse and control trials. Note 617
the variability and heterogeneity of neuronal responses. Scale bar 100% dF/F for single trial traces 618
and 10% dF/F for mean trials. 619
Figure 2. Activity of P yr, SST+ and PV + neurons during CS onset and offset. a, Schematic 620
representations of mice behavior during CS onset and CS offset of active, passive, inverse and 621
control trials. b, Z-scored mean activity of pyramidal neurons (bla ck, n=1253 neurons, from n=9 622
mice) during CS onset (left) and CS offset (right) of active, passive, inverse and control trials. c, 623
As b, but for PV+ neurons (orange, n=211 neurons, from n=8 mice). d, As b, but for SST+ neurons 624
(turquoise, n=208 neurons, from n= 6 mice). e, Mean percentage of modulated (activated + 625
inhibited) neurons at CS onset (from 0 to 1 seconds after CS onset) and CS offset (from 0 to 1 626
seconds from CS offset) across mice in active, passive, inverse and control trials (n=9 , 8 and 6 627
mice for Pyr , PV + and SST + neurons respectively). Small points represent percentages of 628
modulated neurons in individual mice. Error bars represent S.E.M. 629
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27
Figure 3. Encoding of threat-related information in different dmPFC neuronal populations. 630
a, Schematic representation of the strategy employed to construct the pseudo-population vectors 631
and the support vector machine (SVM) classifiers used to decode the patterns of population 632
activity presented in the different trials. b, Top: Classification accuracies obtained around CS 633
onset for classifiers challenged to decode between CS+ trials and no-CS conditions during active 634
(red), passive (blue) and inverse (magenta) trials. Shuffle decoding accuracies in grey. Significant 635
classification accuracies represented as horizontal bars in red (active trials), blue (passive trials) 636
and magenta (inverse trials). Bottom: As top but showing classification accuracies obtained for 637
classifiers challenged to decode between CS + and control ( CS−) trials. c, Mean classification 638
accuracy between CS+ and no-CS trials (thick lines) and CS+ and control trials (thin lines) obtained 639
with classifiers that used different numbers of neurons. Classifiers used active (top), passive 640
(middle) and inverse (bottom) trials and Pyr (black), SST+ (turquoise) and PV+ (orange) neurons. 641
d, Average threat (brown), threat-general (orange), control-general (pink) and control 642
classification accuracies for classifiers built with P yr, SST + and PV + neurons. Shuffle decoding 643
accuracies in grey. Significant classification accuracies represented as horizontal bars in brown 644
(threat-decoding), orange (threat-general), pink (control-general) and black (control). e, CS+-CS+ 645
and CS+-control accuracy loss (see Methods) in Pyr, SST+ and PV+ neurons. Box plot center line 646
represents median; box limits are 25th and 75th percentiles; whiskers are more extreme non-647
outliers data points. f, Left: Schematic representation of the strategy employed to decode among 648
threats with different tones. Right: Tone-decoding accuracies relative to the CS + onset in Pyr , 649
SST+ and PV+ neurons. g, As f, but for the decoding of threats presented in different contexts. 650
(which was not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission.
The copyright holder for this preprintthis version posted January 24, 2024. ; https://doi.org/10.1101/2024.01.24.577067doi: bioRxiv preprint
Shelter Arena
Multi input-output
paradigm
Figure 1. Calcium imaging recordings of Pyr, SST+ and PV+ neurons during the multi input-output paradigm.
a
c
db
CS2: 2 kHz
Active trial Inverse trial
Passive trial
CS1: 7 kHz
CS1: 7 kHz
Performance (%)
Day
0
25
50
75
100
Hab1 2 3 4 5 6 7
Day
Hab1 2 3 4 5 6 7
Day
Hab1 2 3 4 5 6 7
0
25
50
75
100
0
25
50
75
100
Active Passive Inverse Control
-2 -1 0 1 2 3 -2 -1 0 1 2 3 -2 -1 0 1 2 3-2 -1 0 1 2 3
Trial #Trial
mean
-2 -1 0 1 2 3 -2 -1 0 1 2 3 -2 -1 0 1 2 3-2 -1 0 1 2 3
Trial #Trial
mean
-2 -1 0 1 2 3 -2 -1 0 1 2 3 -2 -1 0 1 2 3-2 -1 0 1 2 3
Trial #Trial
mean
Time from
CS onset (s)
Time from
CS onset (s)
Time from
CS onset (s)
Time from
CS onset (s)
Pyr neurons
PV+ neurons
SST+ neurons
Example
Pyr neuron
Example
PV+ neuron
Example
SST+ neuron
(which was not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission.
The copyright holder for this preprintthis version posted January 24, 2024. ; https://doi.org/10.1101/2024.01.24.577067doi: bioRxiv preprint
-2 -1 0 1 2 3
1
300
600
900
1200
-2 -1 0 1 2 3
1
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600
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1200
-2 -1 0 1 2 3
1
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1200
-2 -1 0 1 2 3
1
300
600
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1200
0
-5
5
-2 -1 0 1 2 3
1
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200
-2 -1 0 1 2 3
1
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200
-2 -1 0 1 2 3
1
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-2 -1 0 1 2 3
1
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200
-2 -1 0 1 2 3
1
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200
-2 -1 0 1 2 3
1
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-2 -1 0 1 2 3
1
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200
-2 -1 0 1 2 3
1
50
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200
Active trials
CS onset
Passive trials
CS onset
Inverse trials
CS onset
Control trials
% Modulated
neurons
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
-2 -1 0 1 2 3
Pyr PV SST Pyr PV SST Pyr PV SST Pyr PV SST Pyr PV SST Pyr PV SST Pyr PV SST Pyr PV SST
0
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40
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80
0
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Time from
CS onset (s)
Time from
CS onset (s)
Time from
CS onset (s)
Time from
CS onset (s)
CS offset CS onset CS offset CS offset CS offset
Active trials
CS onset
Passive trials
CS onset
Inverse trials
CS onset
Control trials
CS offset CS onset CS offset CS offset CS offset
Time from
CS offset (s)
Time from
CS offset (s)
Time from
CS offset (s)
*** *** * * *
******
Time from
CS offset (s)
Pyr neuronsPV+ neurons SST+ neurons
Z-score
0
-5
5
Z-score
0
-5
5
Z-score
a
e
b
c
d
*****
Figure 2. Activity of Pyr, SST+ and PV+ neurons during CS onset and offset
(which was not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission.
The copyright holder for this preprintthis version posted January 24, 2024. ; https://doi.org/10.1101/2024.01.24.577067doi: bioRxiv preprint
CS+
vs
control
Pyramidal neurons
Pyramidal neurons
SST+ neurons
SST+ neurons
PV+ neurons
PV+ neurons
CS+
vs
no-CS
100 randomly
selected neurons
x200
LOO-CV
Train decoder:
Neuron sampling:
Test decoder:
Active vs control SVM
classification accuracy
Active trials
Control trials
Time from CS onset (s)
Accuracy Accuracy
Other neurons
0
1
0.2
0.4
0.6
0.8
0
0 1 2-1 0 1 2-1 0 1 2-1
1
0.2
0.4
0.6
0.8
Used neuron
a
d e
b c
CS
Unit1
Time
Active trial (t2)
Control trial (t1)
Control trial Active trial
Unit2
Unit3
Unit3
Unitn
t1
t2
...
Unit1
Unit2
Unit3
Unitn
Time from CS onset (s) Time from CS onset (s) Time from CS onset (s)
0 1 2-1 0 1 2-1
Accuracy loss
0
1
0.2
0.4
0.6
0.8
0 1 2-1 0 1 2-1
0
1
0.2
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0.8
0 1 2-1 0 1 2-1
0
1
0.2
0.4
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0.8
Threat-decoding Control-decoding Threat-decoding Control-decoding Threat-decoding Control-decoding
P trials
I trials
Pyr PV
Number of neurons used
A trialsActive Passive Inverse Shuffle SST
Pyr PVSST
1 100 200 1 100 200 1 100 200
Accuracy
0
1
0.2
0.4
0.6
0.8
0
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0.8
0
1
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0.4
0.6
0.8AccuracyAccuracy
No-CS
Control
No-CS
Control
No-CS
Control
CS
+ -CS
+
CS
+ -controlCS
+ -CS
+
CS
+ -control CS
+ -CS
+
CS
+ -control
0
0.2
0.1
-0.1
0.3
0.4
0
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0.1
-0.1
0.3
0.4
0
0.2
0.1
-0.1
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f
CS
CS+2 trialCS+1 trial
Active and Passive trial (t1)
Inverse trial (t2)
Unit1
Unit2
Unit3
Unitn
0 1 2-1 0 1 2-1 0 1 2-1
Pyramidal neurons
Dscrimination of threats with different tones
SST+ neurons PV+ neurons
Accuracy
0
1
0.2
0.4
0.6
0.8
g
Passive and Inverse trials (t1)
Active trial (t2)
CS
Arena trialShelter trial
Unit1
Unit2
Unit3
Unitn
Discrimination of threats in different context
Time from CS onset (s)Time from CS onset (s)
0 1 2-1 0 1 2-1 0 1 2-1
Pyramidal neurons SST+ neurons PV+ neurons
Accuracy
0
1
0.2
0.4
0.6
0.8
Threat-generalizationThreat Control Control-generalization Shuffle
Figure 3. Encoding of threat-related information in different dmPFC neuronal populations.
(which was not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission.
The copyright holder for this preprintthis version posted January 24, 2024. ; https://doi.org/10.1101/2024.01.24.577067doi: bioRxiv preprint
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